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Directive 2013/36/EU of the European Parliament and of the CouncilDangos y teitl llawn

Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (Text with EEA relevance)

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When the UK left the EU, legislation.gov.uk published EU legislation that had been published by the EU up to IP completion day (31 December 2020 11.00 p.m.). On legislation.gov.uk, these items of legislation are kept up-to-date with any amendments made by the UK since then.

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EU Directives are published on this site to aid cross referencing from UK legislation. Since IP completion day (31 December 2020 11.00 p.m.) no amendments have been applied to this version.

ANNEX IU.K. LIST OF ACTIVITIES SUBJECT TO MUTUAL RECOGNITION

1.

Taking deposits and other repayable funds.

2.

Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting).

3.

Financial leasing.

4.

Payment services as defined in Article 4(3) of Directive 2007/64/EC.

5.

Issuing and administering other means of payment (e.g. travellers' cheques and bankers' drafts) insofar as such activity is not covered by point 4.

6.

Guarantees and commitments.

7.

Trading for own account or for account of customers in any of the following:

(a)

money market instruments (cheques, bills, certificates of deposit, etc.);

(b)

foreign exchange;

(c)

financial futures and options;

(d)

exchange and interest-rate instruments;

(e)

transferable securities.

8.

Participation in securities issues and the provision of services relating to such issues.

9.

Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings.

10.

Money broking.

11.

Portfolio management and advice.

12.

Safekeeping and administration of securities.

13.

Credit reference services.

14.

Safe custody services.

15.

Issuing electronic money.

The services and activities provided for in Sections A and B of Annex I to Directive 2004/39/EC, when referring to the financial instruments provided for in Section C of Annex I of that Directive, are subject to mutual recognition in accordance with this Directive.

ANNEX IIU.K.

CORRELATION TABLE

This DirectiveDirective 2006/48/ECDirective 2006/49/EC
Article 1Article 1(1)
Article 2(1)
Article 2(2)
Article 2(3)
Article 2(4)Article 1(2)
Article 2(5)Article 2
Article 2(6)Article 1(3)
Article 3Article 4
Article 3(1), point (53)Article 4, point (49)
Article 4(1)
Article 4(2)
Article 4(3)
Article 4(4)
Article 4(5)Article 35(1)
Article 4(6)
Article 4(7)
Article 4(8)
Article 5Article 128
Article 6Article 42b(1)
Article 7Article 40(3)
Article 8(1)Article 6(1)
Article 8(2)Article 6(2)
Article 8(3)Article 6(3)
Article 8(4)
Article 9Article 5
Article 10Article 7
Article 11Article 8
Article 12(1)Article 9(1), first subparagraph
Article 12(2)Article 9(1), second subparagraph
Article 12(3)Article 9(1), third subparagraph
Article 12(4)Article 9(2)
Article 13(1)Article 11(1)
Article 13(2)Article 11(2)
Article 14(1)Article 12(1)
Article 14(2)Article 12(2)
Article 14(3)Article 12(3)
Article 15Article 13
Article 16(1)Article 15(1)
Article 16(2)Article 15(2)
Article 16(3)Article 15(3)
Article 17Article 16
Article 18Article 17(1)
Article 19Article 18
Article 20(1)Article 14
Article 20(2)Article 14
Article 20(3)
Article 20(5)Article 17(2)
Article 21Article 3
Article 22(1)Article 19(1)
Article 22(2)Article 19(2)
Article 22(3)Article 19(3)
Article 22(4)Article 19(4)
Article 22(5)Article 19(5)
Article 22(6)Article 19(6)
Article 22(7)Article 19(7)
Article 22(8)Article 19(8)
Article 22(9)Article 19(9)
Article 23(1)Article 19a(1)
Article 23(2)Article 19a(2)
Article 23(3)Article 19a(3)
Article 23(4)Article 19a(4)
Article 23(5)Article 19a(5)
Article 24(1)Article 19b(1)
Article 24(2)Article 19b(2)
Article 25Article 20
Article 26(1)Article 21(1)
Article 26(2)Article 21(2)
Article 27Article 21(3)
Article 28(1)Article 4
Article 28(2)Article 9
Article 29(1)Article 5(1)
Article 29(2)Article 5(2)
Article 29(3)Article 5(3)
Article 29(4)Article 5(2)
Article 30Article 6
Article 31(1)Article 7
Article 31(2)Article 8
Article 32(1)Article 10(1)
Article 32(2)Article 10(2)
Article 32(3)Article 10(3)
Article 32(4)Article 10(4)
Article 32(5)Article 10(5)
Article 33Article 23
Article 34(1)Article 24(1)
Article 34(2)Article 24(2)
Article 34(3)Article 24(3)
Article 35(1)Article 25(1)
Article 35(2)Article 25(2)
Article 35(3)Article 25(3)
Article 35(4)Article 25(4)
Article 35(5)Article 25(5)
Article 35(6)Article 25(5)
Article 35(7)Article 25(5)
Article 36(1)Article 26(1)
Article 36(2)Article 26(2)
Article 36(3)Article 26(3)
Article 36(4)Article 26(4)
Article 36(5)Article 26(5)
Article 36(6)Article 26(5)
Article 36(7)Article 26(5)
Article 37Article 36
Article 38Article 27
Article 39(1)Article 28(1)
Article 39(2)Article 28(2)
Article 39(3)Article 28(3)
Article 39(4)Article 28(4)
Article 39(5)Article 28(4)
Article 39(6)Article 28(4)
Article 40, first paragraphArticle 29, first paragraph
Article 40, second paragraph
Article 40, third paragraph
Article 41(1)Article 30(1) and (2)
Article 41(2)
Article 42Article 32
Article 43(1)Article 33, first paragraph
Article 43(2)
Article 43(3)
Article 43(4)
Article 43(5)
Article 44Articles 31 and 34
Article 45Article 35
Article 46Article 37
Article 47(1)Article 38(1)
Article 47(2)Article 38(2)
Article 47(3)Article 38(3)
Article 48(1)Article 39(1)
Article 48(2)Article 39(2)
Article 48(3)Article 39(3)
Article 48(4)Article 39(4)
Article 49(1)Article 40(1)
Article 49(2)Article 40(2)
Article 49(3)Article 41, third paragraph
Article 50(1)Article 42, first paragraph
Article 50(2)
Article 50(3)
Article 50(4)
Article 50(5)Article 42, second paragraph
Article 50(6)Article 42, third and sixth paragraphs
Article 50(7)Article 42, fourth and seventh paragraph
Article 50(8)Article 42, fifth paragraph
Article 51(1)Article 42a(1)
Article 51(2)Article 42a(2)
Article 51(3)Article 42a(3)
Article 51(4)Article 42a(3)
Article 51(5)Article 42a(3)
Article 51(6)
Article 52(1)Article 43(1)
Article 52(2)Article 43(2)
Article 52(3)
Article 52(4)
Article 53(1)Article 44(1)
Article 53(2)Article 44(2)
Article 53(3)
Article 54Article 45
Article 55Article 46
Article 56Article 47
Article 57(1)Article 48(1), first subparagraph
Article 57(2)Article 48(1), second subparagraph
Article 57(3)Article 48(2), first and second subparagraph
Article 57(4)Article 48(2), third subparagraph
Article 57(5)Article 48(2), fifth subparagraph
Article 57(6)Article 48(2), fourth subparagraph
Article 58Article 49, first paragraph
Article 58(2)Article 49, second paragraph
Article 58(3)Article 49, fourth paragraph
Article 58(4)Article 49, fifth paragraph
Article 59(1)Article 50
Article 59(2)
Article 60Article 51
Article 61(1)Article 52, first paragraph
Article 61(2)Article 52, second paragraph
Article 62
Article 63(1)Article 53(1)
Article 63(2)Article 53(2)
Article 64
Article 65
Article 66
Article 67
Article 68
Article 69
Article 70
Article 71
Article 72Article 55
Article 73Article 123
Article 74(1)Article 22(1)
Article 74(2)Article 22(2)
Article 74(3)Article 22(6)
Article 74(4)
Article 75(1)Article 22(3)
Article 75(2)Article 22(4)
Article 75(3)Article 22(5)
Article 76(1)Annex V, point 2
Article 76(2)
Article 76(3)
Article 76(4)
Article 76(5)
Article 77
Article 78
Article 79Annex V, points 3, 4 and 5
Article 80Annex V, point 6
Article 81Annex V, point 7
Article 82(1)Annex V, point 8
Article 82(2)Annex V, point 9
Article 83(1)Annex V, point 10
Article 83(2)Annex IV, point 5
Article 83(3)Annex I, points 38 and 41
Article 84Annex V, point 11
Article 85(1)Annex V, point 12
Article 85(2)Annex V, point 13
Article 86(1)Annex V, point 14
Article 86(2)Annex V, point 14a
Article 86(3)
Article 86(4)Annex V, point 15
Article 86(5)Annex V, point 16
Article 86(6)Annex V, point 17
Article 86(7)Annex V, point 18
Article 86(8)Annex V, point 19
Article 86(9)Annex V, point 20
Article 86(10)Annex V, point 21
Article 86(11)Annex V, point 22
Article 87
Article 88(1)Annex V, point 1
Article 88 (2)
Article 89
Article 90
Article 91
Article 92(1)Annex V, point 23, second paragraph
Article 92(2), introductory sentenceAnnex V, point 23, introductory sentence
Article 92(2)(a)Annex V, point 23(a)
Article 92(2)(b)Annex V, point 23(b)
Article 92(2)(c)Annex V, point 23(c)
Article 92(2)(d)Annex V, point 23(d)
Article 92(2)(e)Annex V, point 23(e)
Article 92(2)(f)Annex V, point 23(f)
Article 92(2)(g)
Article 93Annex V, point 23(k)
Article 94(1)(a)Annex V, point 23(g)
Article 94(1)(b)Annex V, point 23(h)
Article 94(1)(c)Annex V, point 23(i)
Article 94(1)(d)
Article 94(1)(e)Annex V, point 23(j)
Article 94(1)(f)Annex V, point 23(l)
Article 94(1)(g)
Article 94(1)(h)Annex V, point 23(m)
Article 94(1)(i)
Article 94(1)(j)Annex V, point 23(n)
Article 94(1)(k)Annex V, point 23(n)
Article 94(1)(l)Annex V, point 23(o)
Article 94(1)(m)Annex V, point 23(p)
Article 94(1)(n)Annex V, point 23(q)
Article 94(1)(o)Annex V, point 23(r)
Article 94(1)(p)Annex V, point 23(s)
Article 94(1)(q)Annex V, point 23(t)
Article 94(2)Article 150(3)b
Article 95Annex V, point 24
Article 96
Article 97(1)Article 124(1)
Article 97(2)Article 124(2)
Article 97(3)Article 124(3)
Article 97(4)Article 124(4)
Article 98(1)Annex XI, point 1
Article 98(2)Annex XI, point 1a
Article 98(3)Annex XI, point 2
Article 98(4)Annex XI, point 3
Article 98(5)Article 124(5)
Article 98(6)
Article 98(7)
Article 99
Article 100
Article 101
Article 102(1)Article 136(1)
Article 102(2)
Article 103
Article 104Article 136
Article 105
Article 106(1)Article 149
Article 106(2)
Article 107
Article 108(1), first subparagraphArticle 68(2)
Article 108(1), second subparagraphArticle 3
Article 108(1), third subparagraph
Article 108(2)Article 71(1)
Article 108(3)Article 71(2)
Article 108(4)Article 73(2)
Article 109(1)Article 68(1)
Article 109(2)Article 73(3)
Article 109(3)
Article 110(1)Article 124(2)
Article 110(2)Article 23
Article 111(1)Article 125(1)Article 2
Article 111(2)Article 125(2)Article 2
Article 111(3)Article 126(1)
Article 111(4)Article 126(2)
Article 111(5)Article 126(3)
Article 111(6)Article 126(4)
Article 112(1)Article 129(1), first subparagraph
Article 112(2)Article 129(1), second subparagraph
Article 112(3)Article 129(1), third subparagraph
Article 113(1)(a)Article 129(3), first subparagraph
Article 113(1)(b)
Article 113(2)(a), first subparagraphArticle 129(3), second subparagraph
Article 113(2)(b), first subparagraph
Article 113(2), second subparagraphArticle 129(3), second subparagraph
Article 113(3), third subparagraphArticle 129(3), third subparagraph
Article 113(3)Article 129(3), fourth to seventh subparagraph
Article 113(4)Article 129(3), eighth and ninth subparagraph
Article 113(5)Article 129(3), tenth and eleventh subparagraph
Article 114Article 130
Article 115Article 131
Article 116(1)Article 131a(1), first, second and third subparagraph
Article 116(2)Article 131a(1), fourth subparagraph
Article 116(3)Article 131a(2), first subparagraph
Article 116(4)Article 131a(2), second and third subparagraph
Article 116(5)Article 131a(2), fourth and fifth subparagraph
Article 116(6)Article 131a(2), sixth subparagraph
Article 116(7)Article 131a(2), seventh subparagraph
Article 116(8)Article 131a(2), eighth subparagraph
Article 116(9)Article 131a(2), ninth subparagraph
Article 117(1)Article 132(1), first to sixth subparagraph
Article 117(2)Article 132(1), seventh and eighth subparagraph
Article 117(3)Article 132(2)
Article 117(4)Article 132(3)
Article 118Article 141
Article 119(1)Article 127(1)
Article 119(2)Article 127(2)
Article 119(3)Article 127(3)
Article 120Article 72a
Article 121Article 135
Article 122Article 137
Article 123 (1)Article 138(1)
Article 123(2)Article 138(2), first subparagraph
Article 124Article 139
Article 125Article 140Article 2
Article 126Article 142
Article 127Article 143
Article 128
Article 129
Article 130
Article 131
Article 132
Article 133
Article 134
Article 135
Article 136
Article 137
Article 138
Article 139
Article 140
Article 141
Article 142
Article 143Article 144
Article 144(1)Article 122a(9)
Article 144(2)Article 69(4)
Article 144(3)Article 70(4)
Article 145Article 150(1)
Article 146Article 150(1a)
Article 147(1)Article 151(1)
Article 147(2)Article 151(2)
Article 148(1)Article 151a(3)
Article 148(2)Article 151a(1)
Article 148(3)Article 151b
Article 148(4)Article 151a(2)
Article 148(5)Article 151c
Article 149
Article 150
Article 151
Article 152Article 29
Article 153Article 30
Article 154Article 33
Article 155Article 40
Article 156Article 41
Article 157Article 42
Article 158Article 42a
Article 159Article 43
Article 160
Article 161(1)Article 156, sixth paragraph
Article 161(2)Article 156, fourth paragraph
Article 161(3)
Article 161(4)
Article 161(5)
Article 161(6)
Article 161(7)
Article 161(8)
Article 161(9)
Article 162(1)
Article 162(2)
Article 162(3)
Article 162(4)Article 157(1), third subparagraph
Article 162(5)
Article 162(6)
Article 163Article 158
Article 164Article 159
Article 165Article 160
Annex IAnnex I

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