xmlns:atom="http://www.w3.org/2005/Atom" xmlns:atom="http://www.w3.org/2005/Atom"

Please note that the date you requested in the address for this web page is not an actual date upon which a change occurred to this item of legislation. You are being shown the legislation from , which is the first date before then upon which a change was made.

ANNEX IIU.K.INFORMATION TO BE PROVIDED IN THE APPLICATION FOR REGISTRATION

1.Full name of the credit rating agency, address of the registered office within the [F1Union] U.K.

2.Name and contact details of a contact person and of the compliance officerU.K.

3.Legal statusU.K.

4.Class of credit ratings for which the credit rating agency is applying to be registeredU.K.

5.Ownership structureU.K.

6.Organisational structure and corporate governanceU.K.

7.Financial resources to perform credit rating activitiesU.K.

8.Staffing of credit rating agency and its expertiseU.K.

9.Information regarding subsidiaries of credit rating agencyU.K.

10.Description of the procedures and methodologies used to issue and review credit ratingsU.K.

11.Policies and procedures to identify, manage and disclose any conflicts of interestsU.K.

12.Information regarding rating analystsU.K.

13.Compensation and performance evaluation arrangementsU.K.

14.Services other than credit rating activities, which the credit rating agency intends to provideU.K.

15.Programme of operations, including indications of where the main business activities are expected to be carried out, branches to be established, and setting out the type of business envisagedU.K.

16.Documents and detailed information related to the expected use of endorsementU.K.

17.Documents and detailed information related to the expected outsourcing arrangements including information on entities assuming outsourcing functions.U.K.