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Financial Services (Banking Reform) Act 2013

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Arrangements for discharging functions

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5(1)The Regulator may make arrangements for any of its functions to be discharged by—

(a)a committee, sub-committee, officer or member of staff of the Regulator;

(b)an officer or member of staff of the FCA.

This is subject to sub-paragraphs (2) to (4).

(2)In exercising any functions within sub-paragraph (3), the Regulator must act through its board.

(3)The functions referred to in sub-paragraph (2) are—

(a)giving general directions under section 54;

(b)imposing generally-imposed requirements under section 55.

(4)The function of issuing general guidance may not be discharged by an officer or member of staff of the Regulator or of the FCA.

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