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The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001

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  1. Introductory Text

  2. Ehangu +/Cwympo -

    PART I GENERAL

    1. 1.Citation and commencement

  3. Ehangu +/Cwympo -

    PART II AMENDMENTS TO ORDERS MADE UNDER THE ACT

    1. The Financial Services and Markets Act 2000 (Collective Investment Schemes) Order 2001 (S.I. 2001/1062)

      1. 2.Arrangements not amounting to collective investment schemes

    2. The Financial Services and Markets Act 2000 (Professions) (Non-Exempt Activities) Order 2001 (S.I. 2001/1227)

      1. 3.Mortgage activities carried on by members of the professions

    3. The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001 (S.I. 2001/1335)

      1. 4.Financial promotion exemption for appointed representatives

      2. 5.Interests in funeral plan contracts

    4. The Financial Services and Markets Act 2000 (Transitional Provisions) (Authorised Persons etc.) Order 2001 (S.I. 2001/2636)

      1. 6.Persons authorised under the Banking Act 1987

      2. 7.Companies authorised under the Insurance Companies Act 1982

      3. 8.Friendly societies authorised under the Friendly Societies Act 1992

      4. 9.Building societies authorised under the Building Societies Act 1986

      5. 10.Disqualification directions on the public record

    5. The Financial Services and Markets Act 2000 (Transitional Provisions) (Controllers) Order 2001 (S.I. 2001/2637)

      1. 11.Definition of “the Regulator”

      2. 12.Controller approved by self-regulating organisation before commencement

  4. Ehangu +/Cwympo -

    PART III MISCELLANEOUS PROVISION

    1. 13.Interpretation

    2. 14.Winding up of persons previously authorised under the Financial Services Act etc.

    3. 15.Winding up of persons previously authorised under the Banking Act

    4. 16.The Rehabilitation of Offenders Act 1974

    5. 17.Disqualification of members of the Financial Services Tribunal

    6. 18.Duty of auditors to communicate matters to the Authority

    7. 19.Reports under the Financial Services Act and the Banking Act

    8. 20.Report under the Insurance Companies Act

    9. 21.Transfer of property, rights and liabilities

    10. 22.Transfer of liabilities

    11. 23.Legal proceedings

    12. 24.Exemption from liability in damages

    13. 25.Fees for the exercise of certain Authority functions

    14. 26.Fees under the Insurance Companies Act

    15. 27.Fees in respect of the existing deficit

    16. 28.The Contracting Out Order

    17. 29.Correction of scope of permission notices as a result of this Order

    18. 30.Correction of scope of permission notices for PIA firms

  5. Signature

  6. Explanatory Note

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