The Capital Requirements (Amendment) (EU Exit) Regulations 2018 (revoked)

F1CHAPTER 1U.K.Amendment of the Capital Requirements Regulation

Amendments to the Capital Requirements RegulationU.K.

F161.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 1 (scope)U.K.

F162.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 2 (supervisory powers)U.K.

F163.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 4(1) (definitions)U.K.

F164.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 4(2) (definitions)U.K.

F165.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 4A and 4B (insertion of new paragraphs)U.K.

F166.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 6 (general principles)U.K.

F167.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 7 (derogation from the application of prudential requirements on an individual basis)U.K.

F168.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 8 (derogation from the application of liquidity requirements on an individual basis)U.K.

F169.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 9 (individual consolidation method)U.K.

F170.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 10 (waiver for credit institutions permanently affiliated to a central body)U.K.

F171.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 11 (general treatment)U.K.

F172.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 13 (application of disclosure requirements on a consolidated basis)U.K.

F173.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 14 (application of requirements of Part Five on a consolidated basis)U.K.

F174.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 15 (derogation from the application of own funds requirements on a consolidated basis for groups of investment firms)U.K.

F175.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 17 (supervision of investment firms waived from the application of own funds requirements on a consolidated basis)U.K.

F176.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 18 (methods for prudential consolidation)U.K.

F177.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 19 (entities excluded from the scope of prudential consolidation)U.K.

F178.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 20 (joint decisions on prudential requirements)U.K.

F179.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 21 (joint decisions on the level of application of liquidity requirements)U.K.

F180.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 23 (undertakings in third countries)U.K.

F181.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 26 (Common Equity Tier 1 items)U.K.

F182.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 27 (capital instruments of mutual, cooperative societies, savings institutions or similar institutions in Common Equity Tier 1 items)U.K.

F183.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 28 (Common Equity Tier 1 instruments)U.K.

F184.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 29 (capital instruments issued by mutuals, cooperative societies, savings institutions and similar institutions)U.K.

F185.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 31 (capital instruments subscribed by public authorities in emergency situations)U.K.

F186.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 33 (cash flow hedges and changes in the value of own liabilities)U.K.

F187.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 36 (deductions from Common Equity Tier 1 items)U.K.

F188.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 38 (deduction of deferred tax assets that rely on future profitability)U.K.

F189.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 39 (tax overpayments, tax loss carry backs and deferred tax assets that do not rely on future profitability)U.K.

F190.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 49 (requirement for deduction where consolidation, supplementary supervision or institutional protection schemes are applied)U.K.

F191.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 52 (additional Tier 1 instruments)U.K.

F192.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 77 (conditions for reducing own funds)U.K.

F193.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 78 (supervisory permission for reducing own funds)U.K.

F194.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 80 (continuing review of quality of own funds)U.K.

F195.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 81 (minority interests that qualify for inclusion in consolidated Common Equity Tier 1 capital)U.K.

F196.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 82 (qualifying Additional Tier 1, Tier 1, Tier 2 capital and qualifying own funds)U.K.

F197.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 84 (minority interests included in consolidated Common Equity Tier 1 capital)U.K.

F198.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 85 (qualifying Tier 1 instruments included in consolidated Tier 1 capital)U.K.

F199.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 87 (qualifying own funds included in consolidated own funds)U.K.

F1100.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 89 (risk weighting and prohibition of qualifying holdings outside the financial sector)U.K.

F1101.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 91 (exceptions)U.K.

F1102.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 95 (own funds requirements for investment first with limited authorisation to provide investment services)U.K.

F1103.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 96 (own funds requirements for investment firms which hold initial capital)U.K.

F1104.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 97 (own funds based on fixed overheads)U.K.

F1105.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 98 (own funds for investment firms on a consolidated basis)U.K.

F1106.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 99 (reporting on own funds requirements and financial information)U.K.

F1107.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 100 (additional reporting requirements)U.K.

F1108.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 101 (specific reporting requirements)U.K.

F1109.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 107 (approaches to credit risk)U.K.

F1110.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 113 (calculation of risk weighted exposure amounts)U.K.

F1111.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 114 (exposures to central governments or central banks)U.K.

F1112.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 115 (exposures to regional governments or local authorities)U.K.

F1113.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 116 (exposures to public sector entities)U.K.

F1114.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 117 (exposures to multilateral development banks)U.K.

F1115.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 118 (exposures to international organisations)U.K.

F1116.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 119 (exposures to institutions)U.K.

F1117.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 123 (retain exposures)U.K.

F1118.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 124 (exposures secured by mortgages on immovable property)U.K.

F1119.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 125 (exposures fully and completely secured by mortgages on residential property)U.K.

F1120.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 126 (exposures fully and completely secured by mortgages on commercial immovable property)U.K.

F1121.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 128 (items associated with particular high risk)U.K.

F1122.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 129 (exposures in the form of covered bonds)U.K.

F1123.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 132 (exposures in the form of units or shares in CIUs)U.K.

F1124.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 134 (other items)U.K.

F1125.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 135 (use of credit assessments by ECAIs)U.K.

F1126.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 138 (general requirements)U.K.

F1127.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 142 (definitions)U.K.

F1128.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 150 (conditions for permanent partial use)U.K.

F1129.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 154 (risk weighted exposure amounts for retail exposures)U.K.

F1130.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 160 (probability of default)U.K.

F1131.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 162 (maturity)U.K.

F1132.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 164 (loss given default)U.K.

F1133.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 178 (default of an obligor)U.K.

F1134.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 192 (definitions)U.K.

F1135.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 197 (eligibility of collateral under all approaches and methods)U.K.

F1136.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 199 (additional eligibility for collateral under the IRB Approach)U.K.

F1137.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 201 (eligibility of protection providers under all approaches)U.K.

F1138.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 202 (eligibility of protection providers under the IRB Approach which qualify for the treatment set out in Article 153(3))U.K.

F1139.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 212 (requirements for other funded credit protection)U.K.

F1140.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 224 (supervisory volatility adjustment under the Financial Collateral Comprehensive Method)U.K.

F1141.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 227 (conditions for applying a 0% volatility adjustment under the Financial Collateral Comprehensive Method)U.K.

F1142.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 229 (valuation principles for other eligible collateral under the IRB approach)U.K.

F1143.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 230 (calculating risk-weighted exposures amounts and expected loss amounts for other eligible collateral under the IRB Approach)U.K.

F1144.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 277 (transactions with a linear risk profile)U.K.

F1145.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 290 (stress testing)U.K.

F1146.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 292 (integrity of the modelling process)U.K.

F1147.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 295 (recognition of contractual netting as risk-reducing)U.K.

F1148.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 296 (recognition of contractual netting agreements)U.K.

F1149.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 299 (items in the trading book)U.K.

F1150.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 311 (own funds requirements for exposures to CCPs that cease to meet certain conditions)U.K.

F1151.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 312 (permission and notification)U.K.

F1152.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 315 (own funds requirement)U.K.

F1153.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 316 (relevant indicator)U.K.

F1154.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 317 (own funds requirement)U.K.

F1155.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 323 (impact of insurance and other risk transfer mechanisms)U.K.

F1156.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 325 (allowances for consolidated requirements)U.K.

F1157.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 327 (netting)U.K.

F1158.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 329 (options and warrants)U.K.

F1159.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 336 (own funds requirements for non-securitisation debt instruments)U.K.

F1160.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 340 (duration-based calculation of general risk)U.K.

F1161.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 344 (stock indices)U.K.

F1162.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 349 (general criteria for CIUs)U.K.

F1163.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 354 (closely correlated currencies)U.K.

F1164.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 365 (VaR and stressed VaR calculation)U.K.

F1165.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 372 (requirement to have an internal IRC model)U.K.

F1166.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 377 (requirements for an internal model for correlation trading)U.K.

F1167.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 382 (scope)U.K.

F1168.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 383 (advanced method)U.K.

F1169.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 391 (definition of an institution for large exposures purposes)U.K.

F1170.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 395 (limits to large exposures)U.K.

F1171.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 396 (compliance with large exposures requirements)U.K.

F1172.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 400 (exemptions)U.K.

F1173.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 402 (exposures arising from mortgage lending)U.K.

F1174.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 411 (definitions)U.K.

F1175.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 412 (liquidity coverage requirements)U.K.

F1176.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F1177.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 413 (stable funding)U.K.

F1178.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 416 (reporting on liquid assets)U.K.

F1179.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 419 (currencies with constraints on the availability of liquid assets)U.K.

F1180.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 420 (liquidity outflows)U.K.

F1181.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 421 (outflows on retail deposits)U.K.

F1182.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 422 (outflows on other liabilities)U.K.

F1183.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 424 (outflows from credit and liquidity facilities)U.K.

F1184.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 425 (inflows)U.K.

F1185.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 427 (items providing stable funding)U.K.

F1186.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 428 (items requiring stable funding)U.K.

F1187.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 429 (calculation of the leverage ratio)U.K.

F1188.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 430 (reporting requirement)U.K.

F1189.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 432 (non-material, proprietary or confidential information)U.K.

F1190.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 433 (frequency of disclosure)U.K.

F1191.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 436 (scope of application)U.K.

F1192.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 438 (capital requirements)U.K.

F1193.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 440 (capital buffers)U.K.

F1194.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 441 (indicators of global systemic importance)U.K.

F1195.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 443 (unencumbered assets)U.K.

F1196.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 444 (use of ECAIs)U.K.

F1197.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 450 (remuneration policy)U.K.

F1198.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 452 (use of the IRB Approach to credit risk)U.K.

F1199.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Heading of Part 9U.K.

F1200.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 458 (macroprudential or systemic risk identified at the level of a Member State)U.K.

F1201.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 462 (exercise of the delegation)U.K.

F1202.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 463 (objections to regulatory technical standards)U.K.

F1203.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 464 (European Banking Committee)U.K.

F1204.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 464A and 464B (insertion of new paragraphs)U.K.

F1205.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 473a (introduction of IFRS 9)U.K.

F1206.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 483 (grandfathering of State aid instruments)U.K.

F1207.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 484 (eligibility for grandfathering of items)U.K.

F1208.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 485 (eligibility for inclusion in Common Equity Tier 1)U.K.

F1209.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 493 (transitional provisions for large exposures)U.K.

F1210.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Prospective

Article 497 (own funds requirements for exposures to CCPs)U.K.

F1211.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 498 (exemption for Commodities dealers)U.K.

F1212.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 501 (capital requirements deduction for credit risk on exposures to SMEs)U.K.

F1213.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 501c to 519b (reports and reviews)U.K.

F1214.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 521 (entry into force and date of application)U.K.

F1215.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 522 (insertion of new paragraph)U.K.

F1216.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annex I (classification of off-balance sheet items)U.K.

F1217.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annex II (types of derivative)U.K.

F1218.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Annex III (items subject to supplementary reporting of liquid assets)U.K.

F1219.  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .