Substituted by Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (Text with EEA relevance).

http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)Directive 2014/65/EU of the European Parliament and of the CouncilDirective 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)2020-12-12King's Printer of Acts of Parliamenthttps://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20191231texttext/xmlen2019-12-31ANNEX ILISTS OF SERVICES AND ACTIVITIES AND FINANCIAL INSTRUMENTSSECTION AInvestment services and activities(1)

Reception and transmission of orders in relation to one or more financial instruments;

(2)

Execution of orders on behalf of clients;

(3)

Dealing on own account;

(4)

Portfolio management;

(5)

Investment advice;

(6)

Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;

(7)

Placing of financial instruments without a firm commitment basis;

(8)

Operation of an MTF;

(9)

Operation of an OTF.

SECTION BAncillary services(1)

Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (central maintenance service) referred to in point (2) of Section A of the Annex to the Regulation (EU) No 909/2014;

(2)

Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction;

(3)

Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings;

(4)

Foreign exchange services where these are connected to the provision of investment services;

(5)

Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;

(6)

Services related to underwriting.

(7)

Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.

SECTION CFinancial instruments(1)

Transferable securities;

(2)

Money-market instruments;

(3)

Units in collective investment undertakings;

(4)

Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash;

(5)

Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event;

(6)

Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, a MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled;

(7)

Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in point 6 of this Section and not being for commercial purposes, which have the characteristics of other derivative financial instruments;

(8)

Derivative instruments for the transfer of credit risk;

(9)

Financial contracts for differences;

(10)

Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF;

(11)

Emission allowances consisting of any units recognised for compliance with the requirements of Directive 2003/87/EC (Emissions Trading Scheme).

SECTION DData reporting services(1)

Operating an APA;

(2)

Operating a CTP;

(3)

Operating an ARM.

This XML file does not appear to have any style information associated with it. The document tree is shown below.
<akomaNtoso xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd">
<portion includedIn="http://www.legislation.gov.uk/id/eudr/2014/65">
<meta>
<identification source="#source">
<FRBRWork>
<FRBRthis value="http://www.legislation.gov.uk/id/eudr/2014/65"/>
<FRBRuri value="http://www.legislation.gov.uk/id/eudr/2014/65"/>
<FRBRdate date="2014-05-15" name="adopted"/>
<FRBRauthor href="http://publications.europa.eu/resource/authority/corporate-body/OP_DATPRO"/>
<FRBRcountry value="EU"/>
<FRBRnumber value="65"/>
<FRBRname value="Directive (EU) 2014/65"/>
<FRBRprescriptive value="true"/>
</FRBRWork>
<FRBRExpression>
<FRBRthis value="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31"/>
<FRBRuri value="http://www.legislation.gov.uk/eudr/2014/65/2019-12-31"/>
<FRBRdate date="2019-12-31" name="validFrom"/>
<FRBRauthor href="#source"/>
<FRBRlanguage language="eng"/>
</FRBRExpression>
<FRBRManifestation>
<FRBRthis value="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.akn"/>
<FRBRuri value="http://www.legislation.gov.uk/eudr/2014/65/2019-12-31/data.akn"/>
<FRBRdate date="2024-11-05Z" name="transform"/>
<FRBRauthor href="http://www.legislation.gov.uk"/>
<FRBRformat value="application/akn+xml"/>
</FRBRManifestation>
</identification>
<lifecycle source="#source">
<eventRef date="2014-05-15" type="generation" eId="enacted-date" source="#source"/>
<eventRef date="2014-05-15" type="amendment" source="#source"/>
<eventRef date="2014-09-17" type="amendment" source="#source"/>
<eventRef date="2014-05-15" eId="effective-date-1" source="#source"/>
<eventRef date="2014-09-17" eId="effective-date-2" source="#source"/>
<eventRef date="2019-12-31" eId="effective-date-3" source="#source"/>
<eventRef date="2020-03-26" eId="effective-date-4" source="#source"/>
</lifecycle>
<analysis source="#source">
<passiveModifications>
<textualMod type="substitution" eId="mod-O001001M003">
<source href="#c000002"/>
<destination href="#annex-I-section-B"/>
</textualMod>
</passiveModifications>
<restrictions source="#source">
<restriction refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#d4e564" refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#annex-I" refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#annex-I-section-A" refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#annex-I-section-B" refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#annex-I-section-C" refersTo="#e+w+s+ni" type="jurisdiction"/>
<restriction href="#annex-I-section-D" refersTo="#e+w+s+ni" type="jurisdiction"/>
</restrictions>
</analysis>
<temporalData source="#source">
<temporalGroup eId="period1">
<timeInterval start="#effective-date-1" refersTo="#period-concept1"/>
</temporalGroup>
<temporalGroup eId="period2">
<timeInterval start="#effective-date-2" refersTo="#period-concept2"/>
</temporalGroup>
<temporalGroup eId="period3">
<timeInterval start="#effective-date-3" end="#effective-date-4" refersTo="#period-concept3"/>
</temporalGroup>
</temporalData>
<references source="#source">
<TLCOrganization eId="source" href="http://www.legislation.gov.uk/id/publisher/KingsOrQueensPrinterOfActsOfParliament" showAs="King's Printer of Acts of Parliament"/>
<TLCLocation eId="e+w+s+ni" href="/ontology/jurisdictions/uk.EnglandWalesScotlandNorthernIreland" showAs="England, Wales, Scotland, Northern Ireland"/>
<TLCConcept eId="period-concept1" href="/ontology/time/2014.05.15" showAs="since 2014-05-15"/>
<TLCConcept eId="period-concept2" href="/ontology/time/2014.09.17" showAs="since 2014-09-17"/>
<TLCConcept eId="period-concept3" href="/ontology/time/2019.12.31-2020.03.26" showAs="from 2019-12-31 until 2020-03-26"/>
</references>
<notes source="#source">
<note class="commentary F" eId="c000002">
<p>
Substituted by
<ref href="http://www.legislation.gov.uk/id/eur/2014/909">Regulation (EU) No 909/2014 of the European Parliament and of the Council of 23 July 2014 on improving securities settlement in the European Union and on central securities depositories and amending Directives 98/26/EC and 2014/65/EU and Regulation (EU) No 236/2012 (Text with EEA relevance)</ref>
.
</p>
</note>
</notes>
<proprietary xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" source="#source">
<ukl:RestrictStartDate value="2019-12-31"/>
<ukl:RestrictEndDate value="2020-03-26"/>
<dc:identifier>http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31</dc:identifier>
<dc:title>Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)</dc:title>
<dct:alternative>Directive 2014/65/EU of the European Parliament and of the Council</dct:alternative>
<dc:description>Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU (recast) (Text with EEA relevance)</dc:description>
<dc:modified>2020-12-12</dc:modified>
<dc:publisher>King's Printer of Acts of Parliament</dc:publisher>
<dc:source>https://webarchive.nationalarchives.gov.uk/eu-exit/https://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:02014L0065-20191231</dc:source>
<dc:type>text</dc:type>
<dc:format>text/xml</dc:format>
<dc:language>en</dc:language>
<dct:valid>2019-12-31</dct:valid>
<atom:link rel="self" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/eudr/2014/65/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/eudr/2014/65/2019-12-31" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/eudr/2014/65/introduction/2019-12-31" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/eudr/2014/65/body/2019-12-31" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/annexes" href="http://www.legislation.gov.uk/eudr/2014/65/annexes/2019-12-31" title="annexes"/>
<atom:link rel="http://www.legislation.gov.uk/def/date/euexitday" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2020-01-31" title="2020-01-31"/>
<atom:link rel="http://www.legislation.gov.uk/def/date/euexitTransitionEnd" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2020-12-31" title="2020-12-31"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2019-12-31/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/eudr/2014/65/contents/2019-12-31" title="Table of Contents"/>
<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2014-05-15" title="2014-05-15"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/adopted" title="adopted"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2014-05-15" title="2014-05-15"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I/2014-09-17" title="2014-09-17"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/eudr/2014/65/annex/I" title="current"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/eudr/2014/65/2019-12-31" title="Entire legislation"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/eudr/2014/65/crossheading/final-provisions/2019-12-31" title="Crossheading; Crossheading; FINAL PROVISIONS"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/eudr/2014/65/crossheading/final-provisions/2019-12-31" title="Crossheading; Crossheading; FINAL PROVISIONS"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/eudr/2014/65/annex/II/2019-12-31" title="Annex; Annex II"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/eudr/2014/65/annex/II/2019-12-31" title="Annex; Annex II"/>
<ukm:EUMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="euretained"/>
<ukm:DocumentMainType Value="EuropeanUnionDirective"/>
<ukm:DocumentStatus Value="revised"/>
</ukm:DocumentClassification>
<ukm:Year Value="2014"/>
<ukm:Number Value="65"/>
<ukm:EURLexIdentifiers>
<ukm:Cellar Value="d9c5f317-41a1-11ea-9099-01aa75ed71a1"/>
<ukm:CELEX Value="02014L0065-20191231"/>
<ukm:ELI Value="dir:2014:65:2019-12-31"/>
</ukm:EURLexIdentifiers>
<ukm:EnactmentDate Date="2014-05-15"/>
<ukm:EURLexModified Date="2020-08-04T14:33:02Z"/>
<ukm:EURLexExtracted Date="2020-08-04T18:36:10Z"/>
<ukm:XMLGenerated Date="2020-12-11T22:18:33Z"/>
<ukm:XMLImported Date="2020-12-12T06:02:35Z"/>
<ukm:CreatedBy Label="Provisional data" URI="http://publications.europa.eu/resource/authority/corporate-body/OP_DATPRO"/>
</ukm:EUMetadata>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_adopted_en.pdf" Date="2014-05-15" Size="1809981"/>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_2014-09-17_en.pdf" Date="2014-09-17" Size="1707875" Revised="2014-09-17"/>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_2016-07-01_en.pdf" Date="2016-07-01" Size="1061940" Revised="2016-07-01"/>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_2018-10-01_en.pdf" Date="2018-10-01" Size="1052389" Revised="2018-10-01"/>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_2019-12-31_en.pdf" Date="2019-12-31" Size="1192788" Revised="2019-12-31"/>
<ukm:Alternative URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudr_20140065_2020-03-26_en.pdf" Date="2020-03-26" Size="1195215" Revised="2020-03-26"/>
</ukm:Alternatives>
<ukm:CorrectionSlips>
<ukm:CorrectionSlip URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudrcs_20140065_en_001.pdf" Date="2016-07-13" Size="312139"/>
<ukm:CorrectionSlip URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudrcs_20140065_en_002.pdf" Date="2016-10-08" Size="309914"/>
<ukm:CorrectionSlip URI="http://www.legislation.gov.uk/eudr/2014/65/pdfs/eudrcs_20140065_en_003.pdf" Date="2017-03-10" Size="312960"/>
</ukm:CorrectionSlips>
<ukm:Statistics>
<ukm:TotalParagraphs Value="134"/>
<ukm:BodyParagraphs Value="98"/>
<ukm:ScheduleParagraphs Value="36"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="0"/>
</ukm:Statistics>
</proprietary>
</meta>
<portionBody>
<hcontainer name="schedules" eId="d4e564" period="#period2">
<hcontainer name="schedule" eId="annex-I" period="#period2">
<num>ANNEX I</num>
<heading>
<strong>LISTS OF SERVICES AND ACTIVITIES AND FINANCIAL INSTRUMENTS</strong>
</heading>
<level eId="annex-I-section-A" period="#period1" class="EUSection">
<num>SECTION A</num>
<heading>
<strong>Investment services and activities</strong>
</heading>
<content>
<blockList class="ordered">
<item>
<num>(1)</num>
<p>Reception and transmission of orders in relation to one or more financial instruments;</p>
</item>
<item>
<num>(2)</num>
<p>Execution of orders on behalf of clients;</p>
</item>
<item>
<num>(3)</num>
<p>Dealing on own account;</p>
</item>
<item>
<num>(4)</num>
<p>Portfolio management;</p>
</item>
<item>
<num>(5)</num>
<p>Investment advice;</p>
</item>
<item>
<num>(6)</num>
<p>Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis;</p>
</item>
<item>
<num>(7)</num>
<p>Placing of financial instruments without a firm commitment basis;</p>
</item>
<item>
<num>(8)</num>
<p>Operation of an MTF;</p>
</item>
<item>
<num>(9)</num>
<p>Operation of an OTF.</p>
</item>
</blockList>
</content>
</level>
<level eId="annex-I-section-B" period="#period2" class="EUSection">
<num>SECTION B</num>
<heading>
<strong>Ancillary services</strong>
</heading>
<content>
<blockList class="ordered">
<item>
<num>(1)</num>
<p>
<ins class="substitution O001001M003 first">
<noteRef href="#c000002" marker="F1" class="commentary attribute F"/>
Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management and excluding providing and maintaining securities accounts at the top tier level (
</ins>
<ins class="substitution O001001M003"></ins>
<ins class="substitution O001001M003">central maintenance service</ins>
<ins class="substitution O001001M003"></ins>
<ins class="substitution O001001M003 last">) referred to in point (2) of Section A of the Annex to the Regulation (EU) No 909/2014;</ins>
</p>
</item>
<item>
<num>(2)</num>
<p>Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction;</p>
</item>
<item>
<num>(3)</num>
<p>Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings;</p>
</item>
<item>
<num>(4)</num>
<p>Foreign exchange services where these are connected to the provision of investment services;</p>
</item>
<item>
<num>(5)</num>
<p>Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments;</p>
</item>
<item>
<num>(6)</num>
<p>Services related to underwriting.</p>
</item>
<item>
<num>(7)</num>
<p>Investment services and activities as well as ancillary services of the type included under Section A or B of Annex 1 related to the underlying of the derivatives included under points (5), (6), (7) and (10) of Section C where these are connected to the provision of investment or ancillary services.</p>
</item>
</blockList>
</content>
</level>
<level eId="annex-I-section-C" period="#period1" class="EUSection">
<num>SECTION C</num>
<heading>
<strong>Financial instruments</strong>
</heading>
<content>
<blockList class="ordered">
<item>
<num>(1)</num>
<p>Transferable securities;</p>
</item>
<item>
<num>(2)</num>
<p>Money-market instruments;</p>
</item>
<item>
<num>(3)</num>
<p>Units in collective investment undertakings;</p>
</item>
<item>
<num>(4)</num>
<p>Options, futures, swaps, forward rate agreements and any other derivative contracts relating to securities, currencies, interest rates or yields, emission allowances or other derivatives instruments, financial indices or financial measures which may be settled physically or in cash;</p>
</item>
<item>
<num>(5)</num>
<p>Options, futures, swaps, forwards and any other derivative contracts relating to commodities that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event;</p>
</item>
<item>
<num>(6)</num>
<p>Options, futures, swaps, and any other derivative contract relating to commodities that can be physically settled provided that they are traded on a regulated market, a MTF, or an OTF, except for wholesale energy products traded on an OTF that must be physically settled;</p>
</item>
<item>
<num>(7)</num>
<p>Options, futures, swaps, forwards and any other derivative contracts relating to commodities, that can be physically settled not otherwise mentioned in point 6 of this Section and not being for commercial purposes, which have the characteristics of other derivative financial instruments;</p>
</item>
<item>
<num>(8)</num>
<p>Derivative instruments for the transfer of credit risk;</p>
</item>
<item>
<num>(9)</num>
<p>Financial contracts for differences;</p>
</item>
<item>
<num>(10)</num>
<p>Options, futures, swaps, forward rate agreements and any other derivative contracts relating to climatic variables, freight rates or inflation rates or other official economic statistics that must be settled in cash or may be settled in cash at the option of one of the parties other than by reason of default or other termination event, as well as any other derivative contracts relating to assets, rights, obligations, indices and measures not otherwise mentioned in this Section, which have the characteristics of other derivative financial instruments, having regard to whether, inter alia, they are traded on a regulated market, OTF, or an MTF;</p>
</item>
<item>
<num>(11)</num>
<p>Emission allowances consisting of any units recognised for compliance with the requirements of Directive 2003/87/EC (Emissions Trading Scheme).</p>
</item>
</blockList>
</content>
</level>
<level eId="annex-I-section-D" period="#period1" class="EUSection">
<num>SECTION D</num>
<heading>
<strong>Data reporting services</strong>
</heading>
<content>
<blockList class="ordered">
<item>
<num>(1)</num>
<p>Operating an APA;</p>
</item>
<item>
<num>(2)</num>
<p>Operating a CTP;</p>
</item>
<item>
<num>(3)</num>
<p>Operating an ARM.</p>
</item>
</blockList>
</content>
</level>
</hcontainer>
</hcontainer>
</portionBody>
</portion>
</akomaNtoso>