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Commission Implementing Regulation (EU) 2016/1066 (repealed)Show full title

Commission Implementing Regulation (EU) 2016/1066 of 17 June 2016 laying down implementing technical standards with regard to procedures, standard forms and templates for the provision of information for the purpose of resolution plans for credit institutions and investment firms pursuant to Directive 2014/59/EU of the European Parliament and of the Council (Text with EEA relevance) (repealed)

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7.ANNEX IV, SECTION 3 — CRITICAL COUNTERPARTIES (MATERIAL HEDGES)

The following item listed in Section B of the Annex to Directive 2014/59/EU is covered by this template:

(9) the material hedges of the institution including a mapping to legal persons

Instructions concerning specific columns:

ColumnsLegal reference and instructions
010-020 Legal entity
010 Entity name
020

Legal Entity Identifier

20-digit, alpha-numeric code of the legal entity identified in Column 010. The Legal Entity Identifier uniquely identifies every legal entity or structure that is party to a financial transaction, in any jurisdiction.

Where the ‘Legal Entity Identifier’ is not available for a given entity another form of identification shall be provided. Only where there is no other form of identification, it is allowed to say ‘not available’.

030-040

Critical counterparty

Counterparties shall be reported for the relevant Groups of Connected Clients and in case a client does not belong to a Group of Connected Clients, on an individual level. Resolution authorities may request information on Groups of Connected Clients on an individual level. Group of Connected Clients is defined in Article 4(39) of Regulation (EU) No 575/2013.

030 Entity name
040

Legal Entity Identifier

20-digit, alpha-numeric code of the legal entity identified in Column 010. The Legal Entity Identifier uniquely identifies every legal entity or structure that is party to a financial transaction, in any jurisdiction.

Where the ‘Legal Entity Identifier’ is not available for a given entity another form of identification shall be provided. Only where there is no other form of identification, it is allowed to say ‘not available’.

050-080 Material hedges (on-balance sheet)
050

Type

Material hedges provided should not be limited to accounting hedges.

060 Amount
070

Currency

Identification according to ISO 4217

080

Purpose of hedge

Risks intended to be hedged.

090-120 Material hedges (off-balance sheet)
090

Type

Material hedges provided should not be limited to accounting hedges.

100 Amount
110

Currency

Identification according to ISO 4217

120

Purpose of hedge

Risks intended to be hedged.

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