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Regulation (EU) No 1073/2013 of the European Central BankShow full title

Regulation (EU) No 1073/2013 of the European Central Bank of 18 October 2013 concerning statistics on the assets and liabilities of investment funds (recast) (ECB/2013/38)

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There are outstanding changes not yet made to Regulation (EU) No 1073/2013 of the European Central Bank. Those changes will be listed when you open the content using the Table of Contents below. Any changes that have already been made to the legislation appear in the content and are referenced with annotations. Help about Changes to Legislation

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Changes and effects yet to be applied to :

  1. Introductory Text

  2. Article 1.Definitions

  3. Article 2.Actual reporting population

  4. Article 3.List of IFs for statistical purposes

  5. Article 4.Fund-by-fund reporting

  6. Article 5.Quarterly and monthly statistical reporting requirements

  7. Article 6.Revaluation adjustments or transactions

  8. Article 7.Accounting rules

  9. Article 8.Derogations

  10. Article 9.Timeliness

  11. Article 10.Minimum standards and national reporting arrangements

  12. Article 11.Mergers, divisions and reorganisations

  13. Article 12.Verification and compulsory collection

  14. Article 13.First reporting

  15. Article 14.Repeal

  16. Article 15.Final provision

  17. Signature

    1. ANNEX I

      STATISTICAL REPORTING REQUIREMENTS

      1. PART 1 General statistical reporting requirements

        1. 1. The actual reporting population must provide the following statistical information:...

        2. 2. The information to be provided to the relevant NCB on...

        3. 3. As far as it fulfils the conditions of the protection...

      2. PART 2 Residency and economic sector of the holders of IF shares/units...

        1. 1. Reporting agents report, on a quarterly basis, data on the...

        2. 2. As regards registered shares/units, reporting agents report data on the...

        3. 3. As regards bearer shares/units, reporting agents report data on the...

        4. 4. NCBs may also derive the necessary information from the data...

        5. 5. If registered shares/units or bearer shares/units are issued for the...

      3. PART 3 Reporting tables

        1. Table 2 Required security-by-security information

          1. 1. Data for field 1 must be reported.

          2. 2. If the relevant NCB does not directly collect security-by-security information...

          3. 3. If the relevant NCB directly collects security-by-security information on transactions,...

          4. 4. The relevant NCB may also require reporting agents to report...

          5. 5. The relevant NCB may choose only to collect data for...

    2. ANNEX II

      DEFINITIONS

      1. PART 1 Definitions of instrument categories

        1. 1. This table provides a detailed standard description of the instrument...

        2. 2. For some of the instrument categories, maturity breakdowns are required....

        3. 3. Financial claims can be distinguished by whether they are negotiable...

      2. PART 2 Definitions of security-by-security attributes

      3. PART 3 Definitions of sectors

    3. ANNEX III

      REVALUATION ADJUSTMENTS OR TRANSACTIONS

      1. 1. The actual reporting population must report revaluation adjustments or transactions...

      2. 2. ‘Financial transactions’ refers to those transactions that arise out of...

      3. 3. ‘Price and exchange rate revaluations’ refers to fluctuations in the...

    4. ANNEX IV

      MINIMUM STANDARDS TO BE APPLIED BY THE ACTUAL REPORTING POPULATION

      1. Reporting agents must fulfil the following minimum standards to meet...

      2. 1. Minimum standards for transmission:

      3. 2. Minimum standards for accuracy:

      4. 3. Minimum standards for compliance with concepts:

      5. 4. Minimum standards for revisions:

    5. ANNEX V

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