Financial Services Act 2021, Paragraph 9 is up to date with all changes known to be in force on or before 10 March 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
9(1)Section 176 (entry of premises under warrant) is amended as follows.U.K.
(2)In subsection (3)(a), for “an authorised person or an appointed representative” substitute “ a person to whom subsection (3A) applies ”.
(3)After subsection (3) insert—
“(3A)This subsection applies to the following persons—
(a)an authorised person;
(b)an appointed representative;
(c)a relevant parent undertaking of an FCA investment firm;
(d)a person who provides a service to an FCA investment firm or to a relevant parent undertaking of such a firm.”
Commencement Information
I1Sch. 2 para. 9 in force at 1.7.2021 by S.I. 2021/671, reg. 4(b)
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