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The Investment Services Regulations 1995
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- UK Statutory Instruments
- 1995 No. 3275
- PART V
- Regulation 27
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Appointed representatives
27. Section 44 of the Financial Services Act (appointed representatives) shall have effect as if it included provision that a UK investment firm is not, by virtue of that section, an exempted person as respects a service specified in paragraph 1(a) of Section A of the Annex to the Investment Services Directive (reception and transmission of orders) unless that activity is carried out solely for the account of an investment firm.
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