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The Credit Rating Agencies Regulations 2010

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Changes to legislation:

The Credit Rating Agencies Regulations 2010 is up to date with all changes known to be in force on or before 03 November 2024. There are changes that may be brought into force at a future date. Help about Changes to Legislation

  1. Introductory Text

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    PART 1 General

    1. 1.Citation and commencement

    2. 2.Interpretation

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    PART 2 The Financial Conduct Authority

    1. 3.Designation of competent authority

    2. 4.Fees

    3. 5.Disclosure of confidential information

    4. 6.Guidance

    5. 7.Miscellaneous

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    PART 3 Applications for certification and registration

    1. 8.Language for applications

    2. 9.Approval decisions

    3. 10.Refusal decisions

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    PART 4 Investigatory Powers

    1. 11.Application of this Part

    2. 12.Interpretation of this Part

    3. 13.Information and documents

    4. 14.Reports by skilled persons

    5. 15.Investigations

    6. 16.Investigators: powers and evidence

    7. 17.Information and documents: supplemental provisions

    8. 18.Entry of premises under warrant

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    PART 5 Supervisory measures

    1. 19.Appropriate measures

    2. 20.Injunctions

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    PART 6 Penalties and offences

    1. 21.Financial penalties

    2. 22.Statements of policy

    3. 23.Publication of penalties

    4. 24.Offences relating to investigatory powers

    5. 25.Offence of misleading the Authority

    6. 26.Offences by bodies corporate etc

    7. 27.Proceedings for offences

    8. 28.Unincorporated associations

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    PART 7 Appeals

    1. 29.Appeals

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    PART 8 Notices

    1. 30.Application of Part 26 of the Act

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    PART 9 Capital Requirements Regulations 2006

    1. 31.Amendments to the Capital Requirements Regulations 2006

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    PART 10 ESMA: investigatory powers

    1. 32.Records of telephone and data traffic: Article 23c(1)(e) of the EC Regulation

    2. 33.Inspections: Article 23d of the EC Regulation

    3. 34.Offences: Article 23d inspections

  12. Signature

  13. Explanatory Note

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