The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016, Paragraph 1 is up to date with all changes known to be in force on or before 07 May 2025. There are changes that may be brought into force at a future date. Changes that have been made appear in the content and are referenced with annotations.
1.—(1) The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 M1 is amended as follows.
(2) In article 3(1) (interpretation) for the definition of “trade repository” substitute—
““trade repository” means—
(a)a person registered with ESMA under Article 55 of Regulation (EU) 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories or a person recognised by ESMA under Article 77 of that Regulation; or
(b)a person registered with ESMA under Article 5 of the SFT regulation or a person recognised by ESMA under Article 19 of that Regulation;”.
(3) In article 35A (trade repositories)—
(a)after “centrally collecting and maintaining records of” insert “ (a) ”.
(b)at the end insert—
“; or
(b)securities financing transactions under the SFT regulation”.
Marginal Citations
M1S.I. 2001/544, amended by S.I. 2013/504; there are other amending instruments but none are relevant.
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