Part IV Complaints and Disciplinary Proceedings
The Court
C155 Powers of Court
1
In the case of professional misconduct by any solicitor the Court may—
a
cause the name of that solicitor to be struck off the roll; or
b
suspend the solicitor from practice as a solicitor for such period as the Court may determine; or
F1ba
suspend the solicitor from exercising any right of audience held by him by virtue of section 25A for such period as the court may determine; or
bb
revoke any right of audience so acquired by him; or
F2bc
where the Court considers that the complainer has been directly affected by the misconduct, direct the solicitor to pay compensation of such amount, not exceeding £5,000, as it may specify to the complainer for loss, inconvenience or distress resulting from the misconduct; or
c
fine the solicitor F3an amount not exceeding £10,000; or
d
censure him; and in any of those events,
e
find him liable in any expenses which may be involved in the proceedings before the Court.
2
Subject to subsection (3), a decision of the Court under this section shall be final.
3
A solicitor whose name has been struck off the roll in pursuance of an order made by the Court under subsection (1), may apply to the Court for an order directing his name to be restored to the roll and the Court may make such order.
F43A
A solicitor whose rights of audience under section 25A have been revoked in pursuance of an order made by the court under subsection (1) may apply to the court for an order restoring those rights, and the court may make such order.
4
An application under subsection (3) shall be by way of petition and intimation of any such petition shall be made to the Tribunal who shall be entitled to appear and to be heard in respect of the application.
F55
The Scottish Ministers may by order made by statutory instrument—
a
after consulting the Council and such groups of persons representing consumer interests as they consider appropriate, amend paragraph (bc) of subsection (1) by substituting for the amount for the time being specified in that paragraph such other amount as they consider appropriate;
b
amend paragraph (c) of subsection (1) by substituting for the amount for the time being specified in that subsection such other amount as appears to them to be justified by a change in the value of money.
6
A statutory instrument containing an order under—
a
subsection (5)(a) is not to be made unless a draft of the instrument has been laid before, and approved by resolution of, the Scottish Parliament;
b
subsection (5)(b) is subject to annulment in pursuance of a resolution of the Scottish Parliament.
7
In this section, “complainer” has the same meaning as in section 42ZA.
F68
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55AF9Powers of Court: unsatisfactory professional conduct
1
In the case of unsatisfactory professional conduct by a solicitor the Court may—
a
fine the solicitor an amount not exceeding £2000;
b
where it considers that the complainer has been directly affected by the conduct, direct the solicitor to pay compensation of such amount, not exceeding £5,000, as it may specify to the complainer for loss, inconvenience or distress resulting from the conduct;
c
find the solicitor liable in any expenses which may be involved in the proceedings before it.
2
A decision of the Court under subsection (1) shall be final.
3
The Scottish Ministers may by order made by statutory instrument—
a
amend subsection (1)(a) by substituting for the amount for the time being specified in that subsection such other amount as appears to them to be justified by a change in the value of money;
b
after consulting the Council and such groups of persons representing consumer interests as they consider appropriate, amend subsection (1)(b) by substituting for the amount for the time being specified in that subsection such other amount as they consider appropriate.
4
A statutory instrument containing an order under—
a
subsection (3)(a) is subject to annulment in pursuance of a resolution of the Scottish Parliament;
b
subsection (3)(b) is not to be made unless a draft of the instrument has been laid before, and approved by resolution of, the Scottish Parliament.
5
In this section, “complainer” has the same meaning as in section 42ZA.
C256 Saving for jurisdiction of courts.
Except as otherwise expressly provided, nothing in this Part shall affect the jurisdiction exercisable by the Court, or by any inferior court, over solicitors.
56A Further provision as to compensation awards.
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