http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/2018-12-27Regulation of Investigatory Powers Act 2000An Act to make provision for and about the interception of communications, the acquisition and disclosure of data relating to communications, the carrying out of surveillance, the use of covert human intelligence sources and the acquisition of the means by which electronic data protected by encryption or passwords may be decrypted or accessed; to provide for Commissioners and a tribunal with functions and jurisdiction in relation to those matters, to entries on and interferences with property or with wireless telegraphy and to the carrying out of their functions by the Security Service, the Secret Intelligence Service and the Government Communications Headquarters; and for connected purposes.2000-07-28texttext/xmlenStatute Law Database2024-10-30Expert Participation2018-12-27 SCHEDULESSCHEDULE A1<Addition ChangeId="d29p13333" CommentaryRef="c21481411">MONETARY PENALTY NOTICES IN RELATION TO CERTAIN UNLAWFUL INTERCEPTIONS</Addition> PART 1 <Addition ChangeId="d29p13333" CommentaryRef="c21481411">MONETARY PENALTY NOTICES</Addition><Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">General</Addition></Emphasis>11A monetary penalty notice is a notice requiring the person on whom it is served to pay to the Interception of Communications Commissioner (“the Commissioner”) a monetary penalty of an amount determined by the Commissioner and specified in the notice.2The amount determined by the Commissioner must not exceed £50,000.3The monetary penalty must be paid to the Commissioner within such period as is specified in the notice.4The period concerned must not be less than 28 days beginning with the day after the day on which the notice is served.5The notice must, in particular—astate the name and address of the person on whom it is to be served,bprovide details of the notice of intent served on that person,cstate whether the Commissioner has received written representations in accordance with that notice,dstate the grounds on which the Commissioner serves the monetary penalty notice,estate the grounds on which the Commissioner decided the amount of the monetary penalty,fstate the details of how the monetary penalty is to be paid,gprovide details of the rights of appeal of the person concerned under paragraph 5 in respect of the monetary penalty notice,hprovide details of the Commissioner's rights of enforcement under paragraph 6 in respect of the monetary penalty notice.6Any sum received by the Commissioner by virtue of a monetary penalty notice must be paid into the Consolidated Fund.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Enforcement obligations</Addition></Emphasis>21The Commissioner may include one or more than one enforcement obligation in a monetary penalty notice if the Commissioner considers that the interception to which the notice relates is continuing.2Each of the following is an enforcement obligation—aa requirement on the person on whom the notice is served to cease the interception concerned on such day, or within such period, as is specified in the notice,b(where appropriate for achieving such a cessation) a requirement on the person to take within such period as is specified in the notice, or to refrain from taking after the end of such period as is so specified, such steps as are so specified.3No enforcement obligation is to have effect before the end of the period of 7 days beginning with the day after the day on which the notice is served.4Where an enforcement obligation is included in a monetary penalty notice under this paragraph, the notice must state what the obligation is and the grounds for including it.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Consultation requirements before service of notices</Addition></Emphasis>31The Commissioner must proceed in accordance with sub-paragraphs (2) to (7) before serving a monetary penalty notice on a person.2The Commissioner must serve a notice of intent on the person.3A notice of intent is a notice that the Commissioner proposes to serve a monetary penalty notice on the person.4A notice of intent must, in particular—astate the name and address of the person concerned,bstate the grounds on which the Commissioner proposes to serve the monetary penalty notice,cprovide an indication of the amount of the monetary penalty that the Commissioner proposes to impose and the Commissioner's grounds for deciding that amount,dstate whether the monetary penalty notice is to include any enforcement obligation and, if so, what the obligation is and the grounds for including it,estate the date on which the Commissioner proposes to serve the monetary penalty notice,finform the person concerned that the person may make written representations in relation to the Commissioner's proposal within a period specified in the notice, andginform the person concerned that the person may, within a period specified in the notice, request an oral hearing before the Commissioner in order to make representations of the kind mentioned in sub-paragraph (6)(b).5No period specified as mentioned in sub-paragraph (4)(f) or (g) may be less than 21 days beginning with the day after the day on which the notice is served.6Where the person concerned has requested an oral hearing within the period specified for the purpose in the notice—athe Commissioner must arrange such a hearing, andbthe person may make representations at the hearing about—ii)any matter falling within section 1(1A)(a)(ii), oriiany other matter relating to the Commissioner's proposal which, by virtue of section 17, the person would be unable to raise on an appeal under paragraph 5.7The Commissioner must consider any representations which have been made by the person concerned in accordance with the notice or sub-paragraph (6).8Subject to sub-paragraph (9), the Commissioner may not vary a notice of intent.9The Commissioner may vary a notice of intent by extending the period mentioned in sub-paragraph (4)(f) or (g).10Sub-paragraph (8) does not prevent the Commissioner from issuing a new notice of intent instead of varying such a notice.11The Commissioner may cancel a notice of intent.12A variation or cancellation of a notice of intent is effected by serving on the person on whom the notice was served a notice setting out the variation or cancellation.13Subject to sub-paragraph (14), the Commissioner must not serve a monetary penalty notice on a person in respect of an interception if any notice of intent in respect of that interception was served on the person more than 3 months earlier.14The Commissioner may serve a monetary penalty notice on a person where the service of the notice would otherwise be prevented by virtue of sub-paragraph (13) if the Commissioner—aconsiders it reasonable to do so, andbincludes the reasons for doing so in the monetary penalty notice.15If the Commissioner decides not to serve a monetary penalty notice on a person as a result of any representations which have been made by the person in accordance with a notice of intent or sub-paragraph (6), the Commissioner must inform the person of that fact.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Variation or cancellation of notices</Addition></Emphasis>41The Commissioner may, subject as follows, vary or cancel a monetary penalty notice.2The Commissioner may not vary a monetary penalty notice in a way that is detrimental to the person on whom it was served (whether by increasing the amount of the monetary penalty, by reducing the period specified in the notice as the period within which the penalty must be paid, by imposing a new enforcement obligation or making an existing enforcement obligation effective earlier or otherwise more onerous, or otherwise).3The Commissioner must—ain the case of a variation which reduces the amount of a monetary penalty, repay any excess already paid in accordance with the notice, andbin the case of a cancellation, repay any amount already paid in accordance with the notice.4A variation or cancellation of a monetary penalty notice is effected by serving on the person on whom the monetary penalty notice was served a notice setting out the variation or cancellation.5The Commissioner may not serve another monetary penalty notice on a person in respect of an interception if the Commissioner has cancelled a previous notice served on the person in respect of the same interception.6If the Commissioner refuses a request by a person to vary or cancel a monetary penalty notice which has been served on the person, the Commissioner must inform the person of that fact.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Appeals against notices</Addition></Emphasis>51A person on whom a monetary penalty notice is served may appeal to the First-tier Tribunal against—athe monetary penalty notice or any provision of it, orbany refusal of a request by the person to issue a notice of variation or cancellation in relation to the monetary penalty notice.2Where there is an appeal under sub-paragraph (1)(a) in relation to a monetary penalty notice or any provision of it, any requirement in the notice or (as the case may be) provision concerned which does not relate to the imposition of an enforcement obligation need not be complied with until the appeal is withdrawn or finally determined.3Sub-paragraphs (4) to (6) apply in relation to an appeal under sub-paragraph (1)(a).4The First-tier Tribunal must allow the appeal or substitute such other monetary penalty notice as could have been served by the Commissioner if the Tribunal considers—athat the notice concerned is not in accordance with the law, orbto the extent that the notice involved an exercise of discretion by the Commissioner, that the Commissioner ought to have exercised the discretion differently.5In any other case, the First-tier Tribunal must dismiss the appeal.6The First-tier Tribunal may review any determination of fact on which the notice concerned was based.7Sub-paragraphs (8) to (10) apply in relation to an appeal under sub-paragraph (1)(b).8The First-tier Tribunal must direct the Commissioner to issue, on such terms as the Tribunal considers appropriate, a notice of variation or cancellation in relation to the monetary penalty notice if the Tribunal considers that the monetary penalty notice ought to be varied or cancelled on those terms.9In any other case, the First-tier Tribunal must dismiss the appeal.10The First-tier Tribunal may review any determination of fact on which the refusal to issue the notice of variation or cancellation was based.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Enforcement of notices</Addition></Emphasis>61Sub-paragraphs (2) and (3) apply in relation to any penalty payable to the Commissioner by virtue of a monetary penalty notice.2In England and Wales or Northern Ireland, the penalty is recoverable—aif the county court in England and Wales or a county court in Northern Ireland so orders, as if it were payable under an order of that court,bif the High Court so orders, as if it were payable under an order of that court.3In Scotland, the penalty is recoverable as if it were payable under an extract registered decree arbitral bearing a warrant for execution issued by the sheriff for any sheriffdom in Scotland.4The person on whom a monetary penalty notice containing an enforcement obligation is served must comply with the obligation; and that duty is enforceable by civil proceedings by the Commissioner for an injunction, or for specific performance of a statutory duty under section 45 of the Court of Session Act 1988 , or for any other appropriate relief.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Guidance</Addition></Emphasis>71The Commissioner must prepare and issue guidance on how the Commissioner proposes to exercise the Commissioner's functions under section 1(1A) and (1B) and this Schedule.2The guidance must, in particular, deal with—athe manner in which the Commissioner is to deal with claims of a description specified in the guidance which may give rise to grounds for serving a monetary penalty notice,bthe circumstances in which the Commissioner would consider it appropriate to serve a monetary penalty notice,chow the Commissioner will determine the amount of the penalty, anddthe circumstances in which the Commissioner would consider it appropriate to impose an enforcement obligation.3The Commissioner may alter or replace the guidance.4If the guidance is altered or replaced, the Commissioner must issue the altered or replacement guidance.5The Commissioner must arrange for the publication, in such form and manner as the Commissioner considers appropriate, of any guidance issued under this paragraph.<Emphasis><Addition ChangeId="d29p13333" CommentaryRef="c21481411">Interpretation: Part 1</Addition></Emphasis>8In this Part—address” means—in the case of a registered company, the address of its registered office, andin the case of a person (other than a registered company) carrying on a business, the address of the person's principal place of business in the United Kingdom;business” includes any trade or profession;the Commissioner” has the meaning given by paragraph 1(1);enforcement obligation” has the meaning given by paragraph 2(2);monetary penalty notice” means a monetary penalty notice under section 1(1A);notice” means notice in writing;notice of intent” means a notice under paragraph 3(2) to (5);registered company” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.1988 c.36.Sch. A1 inserted (17.6.2011) by The Regulation of Investigatory Powers (Monetary Penalty Notices and Consents for Interceptions) Regulations 2011 (S.I. 2011/1340), regs. 1(2), 2(4) {Sch.}Words in Sch. A1 para. 6(2)(a) substituted (22.4.2014) by Crime and Courts Act 2013 (c. 22), s. 61(3), Sch. 9 para. 125; S.I. 2014/954, art. 2(c) (with art. 3) (with transitional provisions and savings in S.I. 2014/956, arts. 3-11)Sch. A1 para. 1 modified (1.9.2017) by The Investigatory Powers Act 2016 (Commencement No. 3 and Transitory, Transitional and Saving Provisions) Regulations 2017 (S.I. 2017/859), reg. 4
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<Title>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">MONETARY PENALTY NOTICES IN RELATION TO CERTAIN UNLAWFUL INTERCEPTIONS</Addition>
</Title>
</TitleBlock>
<ScheduleBody>
<Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1" NumberOfProvisions="8" id="schedule-A1-part-1" RestrictStartDate="2017-09-01">
<Number>
<Strong>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">PART 1</Addition>
</Strong>
</Number>
<Title>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">MONETARY PENALTY NOTICES</Addition>
</Title>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/general/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/general" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-general" RestrictStartDate="2017-09-01">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">General</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1" id="schedule-A1-paragraph-1" RestrictStartDate="2017-09-01">
<Pnumber>
<CommentaryRef Ref="key-26dc2876b35f96369b5da65c69c5ff3b"/>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/1" id="schedule-A1-paragraph-1-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A monetary penalty notice is a notice requiring the person on whom it is served to pay to the Interception of Communications Commissioner (“</Addition>
<Term id="term-the-commissioner">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the Commissioner</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">”) a monetary penalty of an amount determined by the Commissioner and specified in the notice.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/2" id="schedule-A1-paragraph-1-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The amount determined by the Commissioner must not exceed £50,000.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/3" id="schedule-A1-paragraph-1-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The monetary penalty must be paid to the Commissioner within such period as is specified in the notice.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/4" id="schedule-A1-paragraph-1-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The period concerned must not be less than 28 days beginning with the day after the day on which the notice is served.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5" id="schedule-A1-paragraph-1-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The notice must, in particular—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/a" id="schedule-A1-paragraph-1-5-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the name and address of the person on whom it is to be served,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/b" id="schedule-A1-paragraph-1-5-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">provide details of the notice of intent served on that person,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/c/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/c" id="schedule-A1-paragraph-1-5-c">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">c</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state whether the Commissioner has received written representations in accordance with that notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/d/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/d" id="schedule-A1-paragraph-1-5-d">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">d</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the grounds on which the Commissioner serves the monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/e/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/e" id="schedule-A1-paragraph-1-5-e">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">e</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the grounds on which the Commissioner decided the amount of the monetary penalty,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/f/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/f" id="schedule-A1-paragraph-1-5-f">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">f</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the details of how the monetary penalty is to be paid,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/g/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/g" id="schedule-A1-paragraph-1-5-g">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">g</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">provide details of the rights of appeal of the person concerned under paragraph 5 in respect of the monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/5/h/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/5/h" id="schedule-A1-paragraph-1-5-h">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">h</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">provide details of the Commissioner's rights of enforcement under paragraph 6 in respect of the monetary penalty notice.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/1/6/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1/6" id="schedule-A1-paragraph-1-6">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">6</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Any sum received by the Commissioner by virtue of a monetary penalty notice must be paid into the Consolidated Fund.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/enforcement-obligations/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/enforcement-obligations" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-enforcement-obligations" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Enforcement obligations</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/1" id="schedule-A1-paragraph-2-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may include one or more than one enforcement obligation in a monetary penalty notice if the Commissioner considers that the interception to which the notice relates is continuing.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/2" id="schedule-A1-paragraph-2-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Each of the following is an enforcement obligation—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/2/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/2/a" id="schedule-A1-paragraph-2-2-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a requirement on the person on whom the notice is served to cease the interception concerned on such day, or within such period, as is specified in the notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/2/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/2/b" id="schedule-A1-paragraph-2-2-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">(where appropriate for achieving such a cessation) a requirement on the person to take within such period as is specified in the notice, or to refrain from taking after the end of such period as is so specified, such steps as are so specified.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/3" id="schedule-A1-paragraph-2-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">No enforcement obligation is to have effect before the end of the period of 7 days beginning with the day after the day on which the notice is served.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/2/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/2/4" id="schedule-A1-paragraph-2-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Where an enforcement obligation is included in a monetary penalty notice under this paragraph, the notice must state what the obligation is and the grounds for including it.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/consultation-requirements-before-service-of-notices/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/consultation-requirements-before-service-of-notices" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-consultation-requirements-before-service-of-notices" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Consultation requirements before service of notices</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/1" id="schedule-A1-paragraph-3-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must proceed in accordance with sub-paragraphs (2) to (7) before serving a monetary penalty notice on a person.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/2" id="schedule-A1-paragraph-3-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must serve a notice of intent on the person.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/3" id="schedule-A1-paragraph-3-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A notice of intent is a notice that the Commissioner proposes to serve a monetary penalty notice on the person.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4" id="schedule-A1-paragraph-3-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A notice of intent must, in particular—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/a" id="schedule-A1-paragraph-3-4-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the name and address of the person concerned,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/b" id="schedule-A1-paragraph-3-4-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the grounds on which the Commissioner proposes to serve the monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/c/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/c" id="schedule-A1-paragraph-3-4-c">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">c</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">provide an indication of the amount of the monetary penalty that the Commissioner proposes to impose and the Commissioner's grounds for deciding that amount,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/d/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/d" id="schedule-A1-paragraph-3-4-d">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">d</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state whether the monetary penalty notice is to include any enforcement obligation and, if so, what the obligation is and the grounds for including it,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/e/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/e" id="schedule-A1-paragraph-3-4-e">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">e</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">state the date on which the Commissioner proposes to serve the monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/f/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/f" id="schedule-A1-paragraph-3-4-f">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">f</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">inform the person concerned that the person may make written representations in relation to the Commissioner's proposal within a period specified in the notice, and</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/4/g/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/4/g" id="schedule-A1-paragraph-3-4-g">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">g</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">inform the person concerned that the person may, within a period specified in the notice, request an oral hearing before the Commissioner in order to make representations of the kind mentioned in sub-paragraph (6)(b).</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/5" id="schedule-A1-paragraph-3-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">No period specified as mentioned in sub-paragraph (4)(f) or (g) may be less than 21 days beginning with the day after the day on which the notice is served.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/6/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/6" id="schedule-A1-paragraph-3-6">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">6</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Where the person concerned has requested an oral hearing within the period specified for the purpose in the notice—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/6/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/6/a" id="schedule-A1-paragraph-3-6-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the Commissioner must arrange such a hearing, and</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/6/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/6/b" id="schedule-A1-paragraph-3-6-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the person may make representations at the hearing about—</Addition>
</Text>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/6/b/i/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/6/b/i" id="schedule-A1-paragraph-3-6-b-i">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">i</Addition>
</Pnumber>
<P4para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">i)any matter falling within section 1(1A)(a)(ii), or</Addition>
</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/6/b/ii/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/6/b/ii" id="schedule-A1-paragraph-3-6-b-ii">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">ii</Addition>
</Pnumber>
<P4para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">any other matter relating to the Commissioner's proposal which, by virtue of section 17, the person would be unable to raise on an appeal under paragraph 5.</Addition>
</Text>
</P4para>
</P4>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/7/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/7" id="schedule-A1-paragraph-3-7">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">7</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must consider any representations which have been made by the person concerned in accordance with the notice or sub-paragraph (6).</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/8/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/8" id="schedule-A1-paragraph-3-8">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">8</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Subject to sub-paragraph (9), the Commissioner may not vary a notice of intent.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/9/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/9" id="schedule-A1-paragraph-3-9">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">9</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may vary a notice of intent by extending the period mentioned in sub-paragraph (4)(f) or (g).</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/10/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/10" id="schedule-A1-paragraph-3-10">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">10</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Sub-paragraph (8) does not prevent the Commissioner from issuing a new notice of intent instead of varying such a notice.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/11/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/11" id="schedule-A1-paragraph-3-11">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">11</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may cancel a notice of intent.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/12/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/12" id="schedule-A1-paragraph-3-12">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">12</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A variation or cancellation of a notice of intent is effected by serving on the person on whom the notice was served a notice setting out the variation or cancellation.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/13/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/13" id="schedule-A1-paragraph-3-13">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">13</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Subject to sub-paragraph (14), the Commissioner must not serve a monetary penalty notice on a person in respect of an interception if any notice of intent in respect of that interception was served on the person more than 3 months earlier.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/14/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/14" id="schedule-A1-paragraph-3-14">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">14</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may serve a monetary penalty notice on a person where the service of the notice would otherwise be prevented by virtue of sub-paragraph (13) if the Commissioner—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/14/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/14/a" id="schedule-A1-paragraph-3-14-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">considers it reasonable to do so, and</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/14/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/14/b" id="schedule-A1-paragraph-3-14-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">includes the reasons for doing so in the monetary penalty notice.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/3/15/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/3/15" id="schedule-A1-paragraph-3-15">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">15</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">If the Commissioner decides not to serve a monetary penalty notice on a person as a result of any representations which have been made by the person in accordance with a notice of intent or sub-paragraph (6), the Commissioner must inform the person of that fact.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/variation-or-cancellation-of-notices/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/variation-or-cancellation-of-notices" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-variation-or-cancellation-of-notices" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Variation or cancellation of notices</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/1" id="schedule-A1-paragraph-4-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may, subject as follows, vary or cancel a monetary penalty notice.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/2" id="schedule-A1-paragraph-4-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may not vary a monetary penalty notice in a way that is detrimental to the person on whom it was served (whether by increasing the amount of the monetary penalty, by reducing the period specified in the notice as the period within which the penalty must be paid, by imposing a new enforcement obligation or making an existing enforcement obligation effective earlier or otherwise more onerous, or otherwise).</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/3" id="schedule-A1-paragraph-4-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/3/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/3/a" id="schedule-A1-paragraph-4-3-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">in the case of a variation which reduces the amount of a monetary penalty, repay any excess already paid in accordance with the notice, and</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/3/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/3/b" id="schedule-A1-paragraph-4-3-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">in the case of a cancellation, repay any amount already paid in accordance with the notice.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/4" id="schedule-A1-paragraph-4-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A variation or cancellation of a monetary penalty notice is effected by serving on the person on whom the monetary penalty notice was served a notice setting out the variation or cancellation.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/5" id="schedule-A1-paragraph-4-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may not serve another monetary penalty notice on a person in respect of an interception if the Commissioner has cancelled a previous notice served on the person in respect of the same interception.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/4/6/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/4/6" id="schedule-A1-paragraph-4-6">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">6</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">If the Commissioner refuses a request by a person to vary or cancel a monetary penalty notice which has been served on the person, the Commissioner must inform the person of that fact.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/appeals-against-notices/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/appeals-against-notices" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-appeals-against-notices" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Appeals against notices</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/1" id="schedule-A1-paragraph-5-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">A person on whom a monetary penalty notice is served may appeal to the First-tier Tribunal against—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/1/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/1/a" id="schedule-A1-paragraph-5-1-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the monetary penalty notice or any provision of it, or</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/1/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/1/b" id="schedule-A1-paragraph-5-1-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">any refusal of a request by the person to issue a notice of variation or cancellation in relation to the monetary penalty notice.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/2" id="schedule-A1-paragraph-5-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Where there is an appeal under sub-paragraph (1)(a) in relation to a monetary penalty notice or any provision of it, any requirement in the notice or (as the case may be) provision concerned which does not relate to the imposition of an enforcement obligation need not be complied with until the appeal is withdrawn or finally determined.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/3" id="schedule-A1-paragraph-5-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Sub-paragraphs (4) to (6) apply in relation to an appeal under sub-paragraph (1)(a).</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/4" id="schedule-A1-paragraph-5-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The First-tier Tribunal must allow the appeal or substitute such other monetary penalty notice as could have been served by the Commissioner if the Tribunal considers—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/4/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/4/a" id="schedule-A1-paragraph-5-4-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">that the notice concerned is not in accordance with the law, or</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/4/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/4/b" id="schedule-A1-paragraph-5-4-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">to the extent that the notice involved an exercise of discretion by the Commissioner, that the Commissioner ought to have exercised the discretion differently.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/5" id="schedule-A1-paragraph-5-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">In any other case, the First-tier Tribunal must dismiss the appeal.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/6/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/6" id="schedule-A1-paragraph-5-6">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">6</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The First-tier Tribunal may review any determination of fact on which the notice concerned was based.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/7/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/7" id="schedule-A1-paragraph-5-7">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">7</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Sub-paragraphs (8) to (10) apply in relation to an appeal under sub-paragraph (1)(b).</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/8/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/8" id="schedule-A1-paragraph-5-8">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">8</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The First-tier Tribunal must direct the Commissioner to issue, on such terms as the Tribunal considers appropriate, a notice of variation or cancellation in relation to the monetary penalty notice if the Tribunal considers that the monetary penalty notice ought to be varied or cancelled on those terms.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/9/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/9" id="schedule-A1-paragraph-5-9">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">9</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">In any other case, the First-tier Tribunal must dismiss the appeal.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/5/10/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/5/10" id="schedule-A1-paragraph-5-10">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">10</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The First-tier Tribunal may review any determination of fact on which the refusal to issue the notice of variation or cancellation was based.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/enforcement-of-notices/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/enforcement-of-notices" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-enforcement-of-notices" RestrictStartDate="2014-04-22">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Enforcement of notices</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6" RestrictStartDate="2014-04-22" id="schedule-A1-paragraph-6" RestrictExtent="E+W+S+N.I.">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">6</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/1" id="schedule-A1-paragraph-6-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Sub-paragraphs (2) and (3) apply in relation to any penalty payable to the Commissioner by virtue of a monetary penalty notice.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/2" id="schedule-A1-paragraph-6-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">In England and Wales or Northern Ireland, the penalty is recoverable—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/2/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/2/a" id="schedule-A1-paragraph-6-2-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">if </Addition>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">
<Substitution ChangeId="key-84125527249727b82e84829887e94d7f-1489151948407" CommentaryRef="key-84125527249727b82e84829887e94d7f">the county court in England and Wales or a county court in Northern Ireland</Substitution>
</Addition>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"> so orders, as if it were payable under an order of that court,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/2/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/2/b" id="schedule-A1-paragraph-6-2-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">if the High Court so orders, as if it were payable under an order of that court.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/3" id="schedule-A1-paragraph-6-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">In Scotland, the penalty is recoverable as if it were payable under an extract registered decree arbitral bearing a warrant for execution issued by the sheriff for any sheriffdom in Scotland.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/6/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/4" id="schedule-A1-paragraph-6-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The person on whom a monetary penalty notice containing an enforcement obligation is served must comply with the obligation; and that duty is enforceable by civil proceedings by the Commissioner for an injunction, or for specific performance of a statutory duty under section 45 of the Court of Session Act 1988 </Addition>
<CommentaryRef Ref="c21481431"/>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">, or for any other appropriate relief.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/guidance/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/guidance" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-guidance" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Guidance</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-7">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">7</Addition>
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/1" id="schedule-A1-paragraph-7-1">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">1</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must prepare and issue guidance on how the Commissioner proposes to exercise the Commissioner's functions under section 1(1A) and (1B) and this Schedule.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/2" id="schedule-A1-paragraph-7-2">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">2</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The guidance must, in particular, deal with—</Addition>
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2/a/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/2/a" id="schedule-A1-paragraph-7-2-a">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">a</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the manner in which the Commissioner is to deal with claims of a description specified in the guidance which may give rise to grounds for serving a monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2/b/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/2/b" id="schedule-A1-paragraph-7-2-b">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">b</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the circumstances in which the Commissioner would consider it appropriate to serve a monetary penalty notice,</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2/c/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/2/c" id="schedule-A1-paragraph-7-2-c">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">c</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">how the Commissioner will determine the amount of the penalty, and</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/2/d/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/2/d" id="schedule-A1-paragraph-7-2-d">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">d</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the circumstances in which the Commissioner would consider it appropriate to impose an enforcement obligation.</Addition>
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/3/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/3" id="schedule-A1-paragraph-7-3">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">3</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner may alter or replace the guidance.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/4/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/4" id="schedule-A1-paragraph-7-4">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">4</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">If the guidance is altered or replaced, the Commissioner must issue the altered or replacement guidance.</Addition>
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/7/5/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/7/5" id="schedule-A1-paragraph-7-5">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">5</Addition>
</Pnumber>
<P2para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">The Commissioner must arrange for the publication, in such form and manner as the Commissioner considers appropriate, of any guidance issued under this paragraph.</Addition>
</Text>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/part/1/crossheading/interpretation-part-1/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/part/1/crossheading/interpretation-part-1" NumberOfProvisions="1" id="schedule-A1-part-1-crossheading-interpretation-part-1" RestrictStartDate="2011-06-17">
<Title>
<Emphasis>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">Interpretation: Part 1</Addition>
</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/23/schedule/A1/paragraph/8/2018-12-27" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/8" RestrictStartDate="2011-06-17" id="schedule-A1-paragraph-8">
<Pnumber>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">8</Addition>
</Pnumber>
<P1para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">In this Part—</Addition>
</Text>
<UnorderedList Decoration="none" Class="Definition">
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-address">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">address</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” means—</Addition>
</Text>
</Para>
<OrderedList Type="alpha" Decoration="parens">
<ListItem NumberOverride="a">
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">in the case of a registered company, the address of its registered office, and</Addition>
</Text>
</Para>
</ListItem>
<ListItem NumberOverride="b">
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">in the case of a person (other than a registered company) carrying on a business, the address of the person's principal place of business in the United Kingdom;</Addition>
</Text>
</Para>
</ListItem>
</OrderedList>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-business">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">business</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” includes any trade or profession;</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-the-commissioner">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">the Commissioner</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” has the meaning given by paragraph 1(1);</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-enforcement-obligation">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">enforcement obligation</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” has the meaning given by paragraph 2(2);</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-monetary-penalty-notice">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">monetary penalty notice</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” means a monetary penalty notice under section 1(1A);</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-notice">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">notice</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” means notice in writing;</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-notice-of-intent">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">notice of intent</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” means a notice under paragraph 3(2) to (5);</Addition>
</Text>
</Para>
</ListItem>
<ListItem>
<Para>
<Text>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411"></Addition>
<Term id="term-registered-company">
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">registered company</Addition>
</Term>
<Addition ChangeId="d29p13333" CommentaryRef="c21481411">” means a company registered under the enactments relating to companies for the time being in force in the United Kingdom.</Addition>
</Text>
</Para>
</ListItem>
</UnorderedList>
</P1para>
</P1>
</Pblock>
</Part>
</ScheduleBody>
</Schedule>
</Schedules>
</Primary>
<Commentaries>
<Commentary id="c21481431" Type="M">
<Para>
<Text>
<Citation URI="http://www.legislation.gov.uk/id/ukpga/1988/36" id="c02312" Year="1988" Class="UnitedKingdomPublicGeneralAct" Number="36">1988 c.36</Citation>
.
</Text>
</Para>
</Commentary>
<Commentary id="c21481411" Type="F">
<Para>
<Text>
Sch. A1 inserted (17.6.2011) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2011/1340" id="c02906" Class="UnitedKingdomStatutoryInstrument" Year="2011" Number="1340" Title="The Regulation of Investigatory Powers (Monetary Penalty Notices and Consents for Interceptions) Regulations 2011">The Regulation of Investigatory Powers (Monetary Penalty Notices and Consents for Interceptions) Regulations 2011 (S.I. 2011/1340)</Citation>
,
<CitationSubRef id="c02907" CitationRef="c02906" URI="http://www.legislation.gov.uk/id/uksi/2011/1340/regulation/1/2" Operative="true" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef id="c02908" CitationRef="c02906" URI="http://www.legislation.gov.uk/id/uksi/2011/1340/regulation/2/4" SectionRef="regulation-2-4">2(4)</CitationSubRef>
{Sch.}
</Text>
</Para>
</Commentary>
<Commentary id="key-84125527249727b82e84829887e94d7f" Type="F">
<Para>
<Text>
Words in
<CitationSubRef id="chq3mp6u2-00006" SectionRef="schedule-A1-paragraph-6-2-a" URI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/6/2/a">Sch. A1 para. 6(2)(a)</CitationSubRef>
substituted (22.4.2014) by
<Citation URI="http://www.legislation.gov.uk/id/ukpga/2013/22" id="chq3mp6u2-00007" Class="UnitedKingdomPublicGeneralAct" Year="2013" Number="22" Title="Crime and Courts Act 2013">Crime and Courts Act 2013 (c. 22)</Citation>
,
<CitationSubRef id="chq3mp6u2-00008" CitationRef="chq3mp6u2-00007" SectionRef="section-61-3" URI="http://www.legislation.gov.uk/id/ukpga/2013/22/section/61/3">s. 61(3)</CitationSubRef>
,
<CitationSubRef id="chq3mp6u2-00009" CitationRef="chq3mp6u2-00007" SectionRef="schedule-9-paragraph-125" URI="http://www.legislation.gov.uk/id/ukpga/2013/22/schedule/9/paragraph/125" Operative="true">Sch. 9 para. 125</CitationSubRef>
;
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/954" id="chq3mp6u2-00010" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="954" Title="The Crime and Courts Act 2013 (Commencement No. 10 and Transitional Provision) Order 2014">S.I. 2014/954</Citation>
,
<CitationSubRef id="chq3mp6u2-00011" CitationRef="chq3mp6u2-00010" SectionRef="article-2-c" URI="http://www.legislation.gov.uk/id/uksi/2014/954/article/2/c">art. 2(c)</CitationSubRef>
(with
<CitationSubRef id="chq3mp6u2-00012" CitationRef="chq3mp6u2-00010" SectionRef="article-3" URI="http://www.legislation.gov.uk/id/uksi/2014/954/article/3">art. 3</CitationSubRef>
) (with transitional provisions and savings in
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/956" id="chq3mp6u2-00013" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="956">S.I. 2014/956</Citation>
, arts. 3-11)
</Text>
</Para>
</Commentary>
<Commentary id="key-26dc2876b35f96369b5da65c69c5ff3b" Type="C">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-A1-paragraph-1" URI="http://www.legislation.gov.uk/id/ukpga/2000/23/schedule/A1/paragraph/1" id="crxbzuzr2-00713">Sch. A1 para. 1</CitationSubRef>
modified (1.9.2017) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2017/859" Class="UnitedKingdomStatutoryInstrument" Year="2017" Number="859" Title="The Investigatory Powers Act 2016 (Commencement No. 3 and Transitory, Transitional and Saving Provisions) Regulations 2017" id="crxbzuzr2-00714">The Investigatory Powers Act 2016 (Commencement No. 3 and Transitory, Transitional and Saving Provisions) Regulations 2017 (S.I. 2017/859)</Citation>
,
<CitationSubRef SectionRef="regulation-4" URI="http://www.legislation.gov.uk/id/uksi/2017/859/regulation/4" CitationRef="crxbzuzr2-00714" Operative="true" id="crxbzuzr2-00715">reg. 4</CitationSubRef>
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>