http://www.legislation.gov.uk/ukpga/2000/8/section/105/2001-12-01Financial Services and Markets Act 2000An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.2000-06-15texttext/xmlenStatute Law Database2024-10-162001-12-01 Part VII Control of Business Transfers Insurance business transfer schemes.1051A scheme is an insurance business transfer scheme if it—asatisfies one of the conditions set out in subsection (2);bresults in the business transferred being carried on from an establishment of the transferee in an EEA State; andcis not an excluded scheme.2The conditions are that—athe whole or part of the business carried on in one or more member States by a UK authorised person who has permission to effect or carry out contracts of insurance (“the authorised person concerned”) is to be transferred to another body (“the transferee”);bthe whole or part of the business, so far as it consists of reinsurance, carried on in the United Kingdom through an establishment there by an EEA firm qualifying for authorisation under Schedule 3 which has permission to effect or carry out contracts of insurance (“the authorised person concerned”) is to be transferred to another body (“the transferee”);cthe whole or part of the business carried on in the United Kingdom by an authorised person who is neither a UK authorised person nor an EEA firm but who has permission to effect or carry out contracts of insurance (“the authorised person concerned”) is to be transferred to another body (“the transferee”).3A scheme is an excluded scheme for the purposes of this section if it falls within any of the following cases:Case 1Where the authorised person concerned is a friendly society.Case 2Where—athe authorised person concerned is a UK authorised person;bthe business to be transferred under the scheme is business which consists of the effecting or carrying out of contracts of reinsurance in one or more EEA States other than the United Kingdom; andcthe scheme has been approved by a court in an EEA State other than the United Kingdom or by the host state regulator.Case 3Where—athe authorised person concerned is a UK authorised person;bthe business to be transferred under the scheme is carried on in one or more countries or territories (none of which is an EEA State) and does not include policies of insurance (other than reinsurance) against risks arising in an EEA State; andcthe scheme has been approved by a court in a country or territory other than an EEA State or by the authority responsible for the supervision of that business in a country or territory in which it is carried on.Case 4Where the business to be transferred under the scheme is the whole of the business of the authorised person concerned and—aconsists solely of the effecting or carrying out of contracts of reinsurance, orball the policyholders are controllers of the firm or of firms within the same group as the firm which is the transferee,and, in either case, all of the policyholders who will be affected by the transfer have consented to it.4The parties to a scheme which falls within Case 2, 3 or 4 may apply to the court for an order sanctioning the scheme as if it were an insurance business transfer scheme.5Subsection (6) applies if the scheme involves a compromise or arrangement falling within section 427A of the Companies Act 1985 (or Article 420A of the Companies (Northern Ireland) Order 1986).6Sections 425 to 427 of that Act (or Articles 418 to 420 of that Order) have effect as modified by section 427A of that Act (or Article 420A of that Order) in relation to that compromise or arrangement.7But subsection (6) does not affect the operation of this Part in relation to the scheme.8UK authorised person” means a body which is an authorised person and which—ais incorporated in the United Kingdom; orbis an unincorporated association formed under the law of any part of the United Kingdom.9Establishment” means, in relation to a person, his head office or a branch of his.1985 c. 6. S.I. 1986/1032 (N.I. 6).
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<ukm:UnappliedEffect Type="words substituted" AffectedYear="2000" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Comments="IP completion day" AffectingProvisions="reg. 13(1)" AffectingYear="2019" Modified="2022-01-20T13:03:31Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedProvisions="Sch. 17A para. 12" EffectId="key-939a37929efc4d8ee2527c61acc808b2" Notes="This amendment not applied to legislation.gov.uk. Reg. 13(1) substituted (25.6.2020) by S.I. 2020/646, regs. 1(2)(c), 11(3)" Row="188" AffectingNumber="662" URI="http://www.legislation.gov.uk/id/effect/key-939a37929efc4d8ee2527c61acc808b2" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/662" AppendedCommentary="(with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)" AffectedExtent="E+W+S+N.I." RequiresApplied="false">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A" err:Ref="Section missing in legislation" Missing="true">Sch. 17A </ukm:Section>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-17A-paragraph-12" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/17A/paragraph/12" err:Ref="Section missing in legislation" Missing="true">para. 12</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2020-12-31" Qualification="wholly in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect EffectId="key-d5943b637d38b84622f2e5aa032d4da2" AffectingNumber="29" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Modified="2024-09-05T14:50:10Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 261E(A1)" RequiresApplied="true" AffectingYear="2023" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-d5943b637d38b84622f2e5aa032d4da2" Row="661" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectedYear="2000" AffectingProvisions="s. 64(2)(a)">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-261E-A1" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/261E/A1" FoundRef="section-261E">s. 261E(A1)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-64-2-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/64/2/a">s. 64(2)(a)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-86-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/3">s. 86(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2023" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" Comments="contains power - s. 261Z6" AffectedProvisions="Pt. 17 Ch. 3B" AffectingNumber="29" AffectingProvisions="s. 64(3)" Modified="2024-09-05T14:50:10Z" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-ed924db09d5d7e04e32aa2a070474308" Row="663" AffectedNumber="8" EffectId="key-ed924db09d5d7e04e32aa2a070474308" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="part-XVII" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XVII">Pt. 17 </ukm:Section>
<ukm:Section Ref="part-XVII-chapter-3B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/XVII/chapter/3B" FoundRef="part-XVII">Ch. 3B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-64-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/64/3">s. 64(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-86-3" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/3">s. 86(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect EffectId="key-abb334800fe3123a9c453d646a5962c5" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectingEffectsExtent="E+W+S+N.I." Modified="2024-09-05T14:50:10Z" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" RequiresApplied="false" AffectingYear="2023" AffectingProvisions="Sch. 10 para. 19(a)" AffectedNumber="8" Type="inserted" Row="1548" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="29" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section>
<ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section>
<ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section>
<ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingProvisions="s. 30(3)" AffectingNumber="14" AffectingClass="UnitedKingdomPublicGeneralAct" Row="68" AffectedNumber="8" RequiresApplied="true" AffectingYear="2016" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" AffectedExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" Type="inserted" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-02-02T20:32:30Z" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="Pt. 20C">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect RequiresApplied="true" Row="169" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="s. 23(10)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectingYear="2021" Type="power to apply (with modifications) conferred" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2022-01-20T13:03:31Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="Sch. 2A 2B" AffectedNumber="8" EffectId="key-6ca6fc8c64f818e454714c91e07697f2">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedProvisions="s. 31(1)(aa)" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" Type="inserted" AffectingEffectsExtent="E+W+S+N.I." Row="55" AffectedNumber="8" AffectingProvisions="s. 22(2)" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingNumber="22">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedNumber="8" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="56" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 32A" AffectedYear="2000" AffectingProvisions="s. 22(3)" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" Type="inserted">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" AffectedClass="UnitedKingdomPublicGeneralAct" Type="inserted" AffectedNumber="8" AffectingProvisions="s. 22(4)" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." Row="57" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" AffectingYear="2021" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 36A and cross-heading">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section>
and cross-heading
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingProvisions="s. 23(10)" AffectingYear="2021" Type="power to apply (with modifications) conferred" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="60" AffectedProvisions="s. 32A" URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" RequiresApplied="true">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedNumber="8" AffectedProvisions="Sch. 2A" RequiresApplied="true" Type="power to apply (with modifications) conferred" Modified="2023-08-29T11:14:38Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectingNumber="22" AffectedYear="2000" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="s. 23(10)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="61" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectedProvisions="Sch. 2B" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedYear="2000" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingEffectsExtent="E+W+S+N.I." Type="power to apply (with modifications) conferred" Row="62" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectingProvisions="s. 23(10)" Modified="2023-08-29T11:14:38Z">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
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<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
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<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section>
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<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section>
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<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:UnappliedEffect EffectId="key-3a025cb5620dc74f1b2f670bf6408371" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectedProvisions="s. 71J and cross-heading" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" AffectedNumber="8" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingYear="2021" AffectingProvisions="Sch. 8 para. 4" AffectingClass="UnitedKingdomPublicGeneralAct" Row="418" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
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<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section>
and cross-heading
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<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
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<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
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<ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedYear="2000" AffectedProvisions="s. 214(5A)" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" AffectingYear="2021" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Type="inserted" AffectingNumber="22" EffectId="key-3f1bd96525c93768fff2391b9658bd21" Row="422" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 8" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 367A" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Row="424" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectingNumber="22" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 10" AffectingYear="2021">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
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<ukm:UnappliedEffect EffectId="key-a4e0c0b46392b2949d5da900239e2f19" Type="word inserted" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 8 para. 12(2)(b)" Row="429" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 395(13)(bc)-(be)" AffectedYear="2000" AffectingYear="2021" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
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<ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true">
<ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>
-
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<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
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</ukm:UnappliedEffect>
<ukm:UnappliedEffect Row="432" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" AffectedYear="2000" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="22" AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2023-08-29T11:14:38Z" AffectingProvisions="Sch. 8 para. 12(2)(c)" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedProvisions="s. 395(13)(h)(i)" Type="inserted">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
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</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
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<ukm:UnappliedEffect AffectingProvisions="Sch. 8 para. 12(3)" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-7ac28ab801b516daf7fa1fb9eca8a371" Type="inserted" AffectingYear="2021" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/key-7ac28ab801b516daf7fa1fb9eca8a371" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" AffectedProvisions="s. 395(14)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="433" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-395-14" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/14" FoundRef="section-395">s. 395(14)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect RequiresApplied="true" Type="inserted" Row="441" AffectingClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-351bc17b224a6085482c0de133c1bb4a" AffectingYear="2021" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectedNumber="8" AffectingNumber="22" AffectedProvisions="Sch. 1ZA para. 32(c) and word" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-351bc17b224a6085482c0de133c1bb4a" AffectingEffectsExtent="E+W+S+N.I." AffectingProvisions="Sch. 8 para. 18">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-1ZA" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA">Sch. 1ZA </ukm:Section>
<ukm:Section Ref="schedule-1ZA-paragraph-32-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA/paragraph/32/c" FoundRef="schedule-1ZA">para. 32(c)</ukm:Section>
and word
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-18" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/18">para. 18</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
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<ukm:UnappliedEffect AffectingNumber="21" RequiresApplied="true" AffectedProvisions="Act" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Row="5" AffectingYear="2014" Type="power to apply conferred (temp. until 15.5.2039)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedExtent="E+W+S+N.I." AffectedNumber="8" AffectingClass="UnitedKingdomPublicGeneralAct" Modified="2022-01-20T13:03:31Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" EffectId="key-05ccd5d9047901e84edea944467e0ab2" AffectingProvisions="s. 79(4)" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>Act</ukm:AffectedProvisions>
<ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedNumber="8" AffectedExtent="E+W+S+N.I." AffectingProvisions="s. 81(10)" RequiresApplied="true" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Modified="2022-01-20T13:03:31Z" AffectedProvisions="Act" AffectingNumber="21" Row="6" AffectingYear="2014" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" AffectedClass="UnitedKingdomPublicGeneralAct" Type="power to apply conferred (temp. until 15.5.2039)">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>Act</ukm:AffectedProvisions>
<ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Row="18" AffectingClass="UnitedKingdomStatutoryInstrument" URI="http://www.legislation.gov.uk/id/effect/uksi-2024-705-ewhwxey5-18" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/705" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingProvisions="Sch. 2 para. 1" Created="2024-06-06T14:30:08Z" AffectedNumber="8" AffectingYear="2024" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="705" EffectId="key-28794a1ba52e43224d66eee17b7cceec" AffectedProvisions="s. 204A(3)(fa)">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-204A-3-fa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/204A/3/fa" FoundRef="section-204A">s. 204A(3)(fa)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Securitisation (Amendment) Regulations 2024</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-2" URI="http://www.legislation.gov.uk/id/uksi/2024/705/schedule/2">Sch. 2 </ukm:Section>
<ukm:Section Ref="schedule-2-paragraph-1" URI="http://www.legislation.gov.uk/id/uksi/2024/705/schedule/2/paragraph/1">para. 1</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2024/705/regulation/1/3">reg. 1(3)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Date="2024-11-01" Qualification="wholly in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/ukpga-2024-13-gatg7ly5-904" AffectingNumber="13" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Row="904" AffectedNumber="8" RequiresApplied="true" Created="2024-07-01T15:31:50Z" AffectingProvisions="Sch. 29 para. 3(2)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2024/13" AffectedProvisions="s. 234I(9)" AffectingClass="UnitedKingdomPublicGeneralAct" EffectId="key-fd568cacd551775f059585d7a7104604" Type="inserted" AffectedYear="2000" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingYear="2024">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-234I-9" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/234I/9" FoundRef="section-234I">s. 234I(9)</ukm:Section>
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<ukm:AffectingProvisions>
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<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
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<ukm:AffectingProvisions>
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<ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle>
<ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle>
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<ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>
-
<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section>
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</ukm:Savings>
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<ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section>
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<ukm:InForce Prospective="true" Qualification=""/>
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<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/notes" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/notes"/>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative Date="2008-03-02" URI="http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf" Title="Print Version"/>
</ukm:Alternatives>
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<Primary>
<Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="598" RestrictEndDate="2007-04-01" RestrictExtent="E+W+S+N.I." RestrictStartDate="2001-07-20">
<Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII" NumberOfProvisions="17" RestrictEndDate="2007-12-10" RestrictStartDate="2001-12-01" id="part-VII" RestrictExtent="E+W+S+N.I.">
<Number>Part VII</Number>
<Title> Control of Business Transfers</Title>
<P1group RestrictEndDate="2007-12-10" RestrictStartDate="2001-12-01" RestrictExtent="E+W+S+N.I.">
<Title> Insurance business transfer schemes.</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105" id="section-105">
<Pnumber>105</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/1/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/1" id="section-105-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>A scheme is an insurance business transfer scheme if it—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/1/a/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/1/a" id="section-105-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>satisfies one of the conditions set out in subsection (2);</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/1/b/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/1/b" id="section-105-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
results in the business transferred being carried on from an establishment of the transferee in an
<Acronym Expansion="European Economic Area">EEA</Acronym>
State; and
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/1/c/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/1/c" id="section-105-1-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>is not an excluded scheme.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/2/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/2" id="section-105-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>The conditions are that—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/2/a/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/2/a" id="section-105-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>
the whole or part of the business carried on in one or more member States by a
<Acronym Expansion="United Kingdom">UK</Acronym>
authorised person who has permission to effect or carry out contracts of insurance (“
<Term id="term-the-authorised-person-concerned">the authorised person concerned</Term>
”) is to be transferred to another body (“
<Term id="term-the-transferee">the transferee</Term>
”);
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/2/b/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/2/b" id="section-105-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
the whole or part of the business, so far as it consists of reinsurance, carried on in the United Kingdom through an establishment there by an EEA firm qualifying for authorisation under Schedule 3 which has permission to effect or carry out contracts of insurance (“
<Term id="term-the-authorised-person-concerned">the authorised person concerned</Term>
”) is to be transferred to another body (“
<Term id="term-the-transferee">the transferee</Term>
”);
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/2/c/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/2/c" id="section-105-2-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>
the whole or part of the business carried on in the United Kingdom by an authorised person who is neither a UK authorised person nor an EEA firm but who has permission to effect or carry out contracts of insurance (“
<Term id="term-the-authorised-person-concerned">the authorised person concerned</Term>
”) is to be transferred to another body (“
<Term id="term-the-transferee">the transferee</Term>
”).
</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/3/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/3" id="section-105-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>A scheme is an excluded scheme for the purposes of this section if it falls within any of the following cases:</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Casen1/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Casen1" id="part-VII-section-105-Casen1" shortId="section-105-Case">
<Pnumber PuncBefore="" PuncAfter="">Case 1</Pnumber>
<P2para>
<Text/>
</P2para>
<P2para>
<Text>Where the authorised person concerned is a friendly society.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Casen2/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Casen2" id="part-VII-section-105-Casen2" shortId="section-105-Case">
<Pnumber PuncBefore="" PuncAfter="">Case 2</Pnumber>
<P2para>
<Text/>
</P2para>
<P2para>
<Text>Where—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/an1/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/an1" id="part-VII-section-105-Case-an1" shortId="section-105-Case-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>the authorised person concerned is a UK authorised person;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/bn1/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/bn1" id="part-VII-section-105-Case-bn1" shortId="section-105-Case-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>the business to be transferred under the scheme is business which consists of the effecting or carrying out of contracts of reinsurance in one or more EEA States other than the United Kingdom; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/cn1/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/cn1" id="part-VII-section-105-Case-cn1" shortId="section-105-Case-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>the scheme has been approved by a court in an EEA State other than the United Kingdom or by the host state regulator.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Casen3/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Casen3" id="part-VII-section-105-Casen3" shortId="section-105-Case">
<Pnumber PuncBefore="" PuncAfter="">Case 3</Pnumber>
<P2para>
<Text/>
</P2para>
<P2para>
<Text>Where—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/an2/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/an2" id="part-VII-section-105-Case-an2" shortId="section-105-Case-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>the authorised person concerned is a UK authorised person;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/bn2/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/bn2" id="part-VII-section-105-Case-bn2" shortId="section-105-Case-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>the business to be transferred under the scheme is carried on in one or more countries or territories (none of which is an EEA State) and does not include policies of insurance (other than reinsurance) against risks arising in an EEA State; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/cn2/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/cn2" id="part-VII-section-105-Case-cn2" shortId="section-105-Case-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>the scheme has been approved by a court in a country or territory other than an EEA State or by the authority responsible for the supervision of that business in a country or territory in which it is carried on.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Casen4/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Casen4" id="part-VII-section-105-Casen4" shortId="section-105-Case">
<Pnumber PuncBefore="" PuncAfter="">Case 4</Pnumber>
<P2para>
<Text/>
</P2para>
<P2para>
<Text>Where the business to be transferred under the scheme is the whole of the business of the authorised person concerned and—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/an3/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/an3" id="part-VII-section-105-Case-an3" shortId="section-105-Case-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>consists solely of the effecting or carrying out of contracts of reinsurance, or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/VII/section/105/Case/bn3/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/VII/section/105/Case/bn3" id="part-VII-section-105-Case-bn3" shortId="section-105-Case-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>all the policyholders are controllers of the firm or of firms within the same group as the firm which is the transferee,</Text>
</P3para>
</P3>
<Text>and, in either case, all of the policyholders who will be affected by the transfer have consented to it.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/4/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/4" id="section-105-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The parties to a scheme which falls within Case 2, 3 or 4 may apply to the court for an order sanctioning the scheme as if it were an insurance business transfer scheme.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/5/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/5" id="section-105-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>
Subsection (6) applies if the scheme involves a compromise or arrangement falling within section 427A of the
<CommentaryRef Ref="c1709282"/>
Companies Act 1985 (or Article 420A of the Companies
<CommentaryRef Ref="c1709283"/>
(Northern Ireland) Order 1986).
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/6/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/6" id="section-105-6">
<Pnumber>6</Pnumber>
<P2para>
<Text>Sections 425 to 427 of that Act (or Articles 418 to 420 of that Order) have effect as modified by section 427A of that Act (or Article 420A of that Order) in relation to that compromise or arrangement.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/7/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/7" id="section-105-7">
<Pnumber>7</Pnumber>
<P2para>
<Text>But subsection (6) does not affect the operation of this Part in relation to the scheme.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/8/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/8" id="section-105-8">
<Pnumber>8</Pnumber>
<P2para>
<Text>
<Term id="term-uk-authorised-person">UK authorised person</Term>
” means a body which is an authorised person and which—
</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/8/a/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/8/a" id="section-105-8-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>is incorporated in the United Kingdom; or</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/8/b/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/8/b" id="section-105-8-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>is an unincorporated association formed under the law of any part of the United Kingdom.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/105/9/2001-12-01" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/105/9" id="section-105-9">
<Pnumber>9</Pnumber>
<P2para>
<Text>
<Term id="term-establishment">Establishment</Term>
” means, in relation to a person, his head office or a branch of his.
</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
</Part>
</Body>
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<Commentaries>
<Commentary id="c1709282" Type="M">
<Para>
<Text>
<Citation URI="http://www.legislation.gov.uk/id/ukpga/1985/6" id="c11467" Year="1985" Class="UnitedKingdomPublicGeneralAct" Number="6">1985 c. 6</Citation>
.
</Text>
</Para>
</Commentary>
<Commentary id="c1709283" Type="M">
<Para>
<Text>
<Citation URI="http://www.legislation.gov.uk/id/nisi/1986/1032" id="c11468" Class="NorthernIrelandOrderInCouncil" Year="1986" Number="1032">S.I. 1986/1032 (N.I. 6)</Citation>
.
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>