C1 Part VIIIF2Provisions relating to market abuse

Annotations:
Amendments (Textual)
Modifications etc. (not altering text)

Miscellaneous

131AAF1Reporting of infringements

1

This section applies to employers who—

a

provide regulated financial services;

b

carry on regulated activities in reliance on the exemption in section 327; or

c

are recognised bodies F3... or third country central counterparties.

2

Employers must have in place appropriate internal procedures for their employees to report contraventions of the market abuse regulation or any supplementary F4market abuse legislation.

3

In this section—

  • “employee” and “employer” have the meaning given in section 230 of the Employment Rights Act 1996;

  • “recognised body” has the meaning given in section 313;

  • “regulated financial services” has the meaning given in section 1H.