http://www.legislation.gov.uk/ukpga/2000/8/section/2/2008-04-06Financial Services and Markets Act 2000An Act to make provision about the regulation of financial services and markets; to provide for the transfer of certain statutory functions relating to building societies, friendly societies, industrial and provident societies and certain other mutual societies; and for connected purposes.2000-06-15texttext/xmlenStatute Law Database2024-11-012008-04-06 Part I The Regulator The Authority’s general duties The Authority’s general duties.21In discharging its general functions the Authority must, so far as is reasonably possible, act in a way—awhich is compatible with the regulatory objectives; andbwhich the Authority considers most appropriate for the purpose of meeting those objectives.2The regulatory objectives are—amarket confidence;bpublic awareness;cthe protection of consumers; anddthe reduction of financial crime.3In discharging its general functions the Authority must have regard to—athe need to use its resources in the most efficient and economic way;bthe responsibilities of those who manage the affairs of authorised persons;cthe principle that a burden or restriction which is imposed on a person, or on the carrying on of an activity, should be proportionate to the benefits, considered in general terms, which are expected to result from the imposition of that burden or restriction;dthe desirability of facilitating innovation in connection with regulated activities;ethe international character of financial services and markets and the desirability of maintaining the competitive position of the United Kingdom;fthe need to minimise the adverse effects on competition that may arise from anything done in the discharge of those functions;gthe desirability of facilitating competition between those who are subject to any form of regulation by the Authority.4The Authority’s general functions are—aits function of making rules under this Act (considered as a whole);bits function of preparing and issuing codes under this Act (considered as a whole);cits functions in relation to the giving of general guidance (considered as a whole); anddits function of determining the general policy and principles by reference to which it performs particular functions.5General guidance” has the meaning given in section 158(5).S. 2(4)(a) restricted (17.8.2001) by S.I. 2001/2617, arts. 2(a), 4(3), Sch. 2 paras. 9, 11S. 2(4)(c) restricted (17.8.2001) by S.I. 2001/2617, arts. 2(a), 4(3), Sch. 2 paras. 13-16
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<ukm:AffectingTitle>The Investment Exchanges, Clearing Houses and Central Securities Depositories (Amendment) (EU Exit) Regulations 2019</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="regulation-13-1" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/13/1">reg. 13(1)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-3" URI="http://www.legislation.gov.uk/id/uksi/2019/662/regulation/1/3">reg. 1(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2020-12-31" Qualification="wholly in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Modified="2024-11-05T10:37:54Z" AffectingYear="2023" Type="inserted" Row="2570" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2023/29" AffectingProvisions="Sch. 10 para. 19(a)" AffectedProvisions="Sch. 2A para. 19(2)(b)(iia)" URI="http://www.legislation.gov.uk/id/effect/key-abb334800fe3123a9c453d646a5962c5" AffectingClass="UnitedKingdomPublicGeneralAct" RequiresApplied="false" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingNumber="29" EffectId="key-abb334800fe3123a9c453d646a5962c5">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A">Sch. 2A </ukm:Section>
<ukm:Section Ref="schedule-2A-paragraph-19-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/b">para. 19(2)(b)</ukm:Section>
<ukm:Section Ref="schedule-2A-paragraph-19-2-iia" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A/paragraph/19/2/iia" FoundRef="schedule-2A-paragraph-19">(iia)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services and Markets Act 2023</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-10" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10">Sch. 10 </ukm:Section>
<ukm:Section Ref="schedule-10-paragraph-19-a" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/schedule/10/paragraph/19/a">para. 19(a)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-86-1-e" URI="http://www.legislation.gov.uk/id/ukpga/2023/29/section/86/1/e">s. 86(1)(e)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2023-06-29" Qualification="for specified purposes"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="14" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" Modified="2022-02-02T20:32:30Z" RequiresApplied="true" AppendedCommentary="(as amended (26.6.2017) by S.I. 2017/692, reg. 1(2), Sch. 7 para. 3 (with regs. 8, 15, 36(2))" AffectedExtent="E+W+S+N.I." Type="inserted" Comments="Contains power; Before the prosp insertion of Pt. 20C comes into force, Pt. 20C heading and s. 333U are amended on 26.6.2017 by 2017 SI0692, reg. 36(2) and Sch. 7 para. 3. Please ensure these amendments are carried through into Pt. 20C when it is eventually brought into force: “(3) For the heading of Part 20C (as inserted by the Bank of England and Financial Services Act 2016), substitute “Politically exposed persons: money laundering and terrorist financing”. (4) In section 333U (guidance relating to money laundering and politically exposed persons)— (a) in the heading, after “Money laundering” insert “and terrorist financing”; and (b) in subsection (3)— (i) for “Secretary of State” substitute “Treasury”; and (ii) in paragraph (b), after “by the FCA” insert “or under the ombudsman scheme”." AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedProvisions="Pt. 20C" AffectingYear="2016" AffectingProvisions="s. 30(3)" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2016/14" EffectId="key-9f40eff4aabeafb17afaec32bf3adb5c" URI="http://www.legislation.gov.uk/id/effect/key-9f40eff4aabeafb17afaec32bf3adb5c" Row="68" AffectedClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="part-20C" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/20C" err:Ref="Section missing in legislation" Missing="true">Pt. 20C</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Bank of England and Financial Services Act 2016</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-30-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/30/3">s. 30(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-41-3" URI="http://www.legislation.gov.uk/id/ukpga/2016/14/section/41/3">s. 41(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedProvisions="Sch. 2A 2B" Type="power to apply (with modifications) conferred" EffectId="key-6ca6fc8c64f818e454714c91e07697f2" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="s. 23(10)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingEffectsExtent="E+W+S+N.I." AffectingYear="2021" Modified="2022-01-20T13:03:31Z" RequiresApplied="true" Row="169" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" URI="http://www.legislation.gov.uk/id/effect/key-6ca6fc8c64f818e454714c91e07697f2" AffectedYear="2000" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">2B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 22(2)" Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" EffectId="key-0140b0bab4e2adf4d449c7fca67df6a1" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." Row="55" URI="http://www.legislation.gov.uk/id/effect/key-0140b0bab4e2adf4d449c7fca67df6a1" AffectingYear="2021" AffectedProvisions="s. 31(1)(aa)" AffectedYear="2000" Type="inserted" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-31-1-aa" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/31/1/aa" FoundRef="section-31">s. 31(1)(aa)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-2" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/2">s. 22(2)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Type="inserted" Row="56" AffectedNumber="8" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="s. 22(3)" AffectingNumber="22" EffectId="key-2c60a029232f828b8c5dbdfba9c798fd" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectingYear="2021" URI="http://www.legislation.gov.uk/id/effect/key-2c60a029232f828b8c5dbdfba9c798fd" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="s. 32A">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-3" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/3">s. 22(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingNumber="22" AffectingProvisions="s. 22(4)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingClass="UnitedKingdomPublicGeneralAct" Row="57" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedYear="2000" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" AffectedProvisions="s. 36A and cross-heading" RequiresApplied="true" EffectId="key-e67f7d8b98a3b70a471b8a49d867eb84" Modified="2023-08-29T11:14:38Z" URI="http://www.legislation.gov.uk/id/effect/key-e67f7d8b98a3b70a471b8a49d867eb84" Type="inserted" AffectingEffectsExtent="E+W+S+N.I.">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-36A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/36A" err:Ref="Section missing in legislation" Missing="true">s. 36A</ukm:Section>
and cross-heading
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-22-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/22/4">s. 22(4)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-fcc0de8be4391c23dec47137ddcec2a4" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="s. 23(10)" Type="power to apply (with modifications) conferred" Row="60" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" RequiresApplied="true" AffectingEffectsExtent="E+W+S+N.I." EffectId="key-fcc0de8be4391c23dec47137ddcec2a4" Modified="2023-08-29T11:14:38Z" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedYear="2000" AffectedProvisions="s. 32A" AffectingYear="2021" AffectedNumber="8">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-32A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/32A" err:Ref="Section missing in legislation" Missing="true">s. 32A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedYear="2000" AffectingNumber="22" AffectingEffectsExtent="E+W+S+N.I." Row="61" AffectedProvisions="Sch. 2A" URI="http://www.legislation.gov.uk/id/effect/key-61b01e0bec5b297c5597aa9704f371c6" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingYear="2021" AffectingClass="UnitedKingdomPublicGeneralAct" Type="power to apply (with modifications) conferred" RequiresApplied="true" AffectingProvisions="s. 23(10)" Modified="2023-08-29T11:14:38Z" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-61b01e0bec5b297c5597aa9704f371c6" AffectedClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2A" err:Ref="Section missing in legislation" Missing="true">Sch. 2A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/key-aac44921d3994325926d8f41aeb37761" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-aac44921d3994325926d8f41aeb37761" AffectingProvisions="s. 23(10)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." AffectedNumber="8" Row="62" RequiresApplied="true" AffectingNumber="22" Type="power to apply (with modifications) conferred" AffectingYear="2021" AffectedYear="2000" AffectedProvisions="Sch. 2B" Modified="2023-08-29T11:14:38Z">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-23-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/23/10">s. 23(10)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingProvisions="Sch. 7" URI="http://www.legislation.gov.uk/id/effect/key-146b1815125d882430250621162b81da" Row="415" AffectingNumber="22" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-146b1815125d882430250621162b81da" Modified="2023-08-29T11:14:38Z" AffectingYear="2021" RequiresApplied="true" AffectedNumber="8" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Sch. 2B" AffectingClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="schedule-2B" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/2B" err:Ref="Section missing in legislation" Missing="true">Sch. 2B</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-7" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/7">Sch. 7</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Row="418" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" EffectId="key-3a025cb5620dc74f1b2f670bf6408371" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" RequiresApplied="true" AffectedProvisions="s. 71J and cross-heading" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingProvisions="Sch. 8 para. 4" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" URI="http://www.legislation.gov.uk/id/effect/key-3a025cb5620dc74f1b2f670bf6408371" AffectingEffectsExtent="E+W+S+N.I." AffectingNumber="22">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-71J" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/71J" err:Ref="Section missing in legislation" Missing="true">s. 71J</ukm:Section>
and cross-heading
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/4">para. 4</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedYear="2000" AffectingNumber="22" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingEffectsExtent="E+W+S+N.I." Row="422" Modified="2023-08-29T11:14:38Z" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingProvisions="Sch. 8 para. 8" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/key-3f1bd96525c93768fff2391b9658bd21" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="s. 214(5A)" AffectingClass="UnitedKingdomPublicGeneralAct" Type="inserted" EffectId="key-3f1bd96525c93768fff2391b9658bd21" AffectingYear="2021">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-214-5A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/214/5A" FoundRef="section-214">s. 214(5A)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/8">para. 8</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Modified="2023-08-29T11:14:38Z" AffectingYear="2021" AffectedClass="UnitedKingdomPublicGeneralAct" EffectId="key-6bd371d6bc6ef10b3da4519ea6aecf1b" RequiresApplied="true" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectedProvisions="s. 367A" URI="http://www.legislation.gov.uk/id/effect/key-6bd371d6bc6ef10b3da4519ea6aecf1b" AffectingEffectsExtent="E+W+S+N.I." Row="424" AffectingNumber="22" AffectedYear="2000" Type="inserted" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 10">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-367A" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/367A" err:Ref="Section missing in legislation" Missing="true">s. 367A</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/10">para. 10</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect RequiresApplied="true" Type="word inserted" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-a4e0c0b46392b2949d5da900239e2f19" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" AffectedProvisions="s. 395(13)(bc)-(be)" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 8 para. 12(2)(b)" AffectedNumber="8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" EffectId="key-a4e0c0b46392b2949d5da900239e2f19" Modified="2023-08-29T11:14:38Z" AffectingEffectsExtent="E+W+S+N.I." Row="429">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:SectionRange Start="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc" End="section-395-13-be" UpTo="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundEnd="section-395" MissingEnd="true">
<ukm:Section Ref="section-395-13-bc" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/bc">s. 395(13)(bc)</ukm:Section>
-
<ukm:Section Ref="section-395-13-be" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/be" FoundRef="section-395">(be)</ukm:Section>
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<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-12-2-b" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/b">para. 12(2)(b)</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" EffectId="key-d25543ee0cbc0ff32265d4bd6421bf49" AffectedProvisions="s. 395(13)(h)(i)" Type="inserted" URI="http://www.legislation.gov.uk/id/effect/key-d25543ee0cbc0ff32265d4bd6421bf49" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2021" Row="432" AffectingEffectsExtent="E+W+S+N.I." Modified="2023-08-29T11:14:38Z" RequiresApplied="true" AffectingProvisions="Sch. 8 para. 12(2)(c)" AffectedYear="2000">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-395-13-h-i" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/13/h/i" FoundRef="section-395">s. 395(13)(h)(i)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-12-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/12/2/c">para. 12(2)(c)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingProvisions="Sch. 8 para. 12(3)" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" RequiresApplied="true" Modified="2023-08-29T11:14:38Z" AffectedYear="2000" AffectingYear="2021" AffectingNumber="22" Type="inserted" EffectId="key-7ac28ab801b516daf7fa1fb9eca8a371" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Row="433" AffectedProvisions="s. 395(14)" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingEffectsExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-7ac28ab801b516daf7fa1fb9eca8a371">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-395-14" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/395/14" FoundRef="section-395">s. 395(14)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
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</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectedProvisions="Sch. 1ZA para. 32(c) and word" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2021/22" AffectingNumber="22" AffectingClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8" Row="441" Modified="2023-08-29T11:14:38Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Type="inserted" AffectingProvisions="Sch. 8 para. 18" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-351bc17b224a6085482c0de133c1bb4a" AffectedYear="2000" AffectingYear="2021" EffectId="key-351bc17b224a6085482c0de133c1bb4a" RequiresApplied="true">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-1ZA" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA">Sch. 1ZA </ukm:Section>
<ukm:Section Ref="schedule-1ZA-paragraph-32-c" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/1ZA/paragraph/32/c" FoundRef="schedule-1ZA">para. 32(c)</ukm:Section>
and word
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Financial Services Act 2021</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-8" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8">Sch. 8 </ukm:Section>
<ukm:Section Ref="schedule-8-paragraph-18" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/schedule/8/paragraph/18">para. 18</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-49-5" URI="http://www.legislation.gov.uk/id/ukpga/2021/22/section/49/5">s. 49(5)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingProvisions="s. 79(4)" AffectingYear="2014" Row="5" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingNumber="21" EffectId="key-05ccd5d9047901e84edea944467e0ab2" RequiresApplied="true" AffectedExtent="E+W+S+N.I." AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" Modified="2022-01-20T13:03:31Z" Type="power to apply conferred (temp. until 15.5.2039)" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedProvisions="Act" AffectedNumber="8" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectedYear="2000" AffectedClass="UnitedKingdomPublicGeneralAct" URI="http://www.legislation.gov.uk/id/effect/key-05ccd5d9047901e84edea944467e0ab2">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>Act</ukm:AffectedProvisions>
<ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-79-4" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/79/4">s. 79(4)</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Row="6" AffectingNumber="21" Modified="2022-01-20T13:03:31Z" AffectedNumber="8" AffectedExtent="E+W+S+N.I." URI="http://www.legislation.gov.uk/id/effect/key-b7ec36e10fbbebda09d50f93f0150ab8" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2014/21" AffectedEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingProvisions="s. 81(10)" AffectedYear="2000" AffectingYear="2014" EffectId="key-b7ec36e10fbbebda09d50f93f0150ab8" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedClass="UnitedKingdomPublicGeneralAct" RequiresApplied="true" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" Type="power to apply conferred (temp. until 15.5.2039)" AffectedProvisions="Act" AffectingClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>Act</ukm:AffectedProvisions>
<ukm:AffectingTitle>Water Act 2014</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="section-81-10" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/81/10">s. 81(10)</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="section-94-3" URI="http://www.legislation.gov.uk/id/ukpga/2014/21/section/94/3">s. 94(3)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification="with effect in accordance with" OtherQualification="s. 83(1)"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect Row="904" EffectId="key-fd568cacd551775f059585d7a7104604" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" Created="2024-07-01T15:31:50Z" AffectedClass="UnitedKingdomPublicGeneralAct" AffectingURI="http://www.legislation.gov.uk/id/ukpga/2024/13" AffectingProvisions="Sch. 29 para. 3(2)" RequiresApplied="true" AffectingNumber="13" AffectedProvisions="s. 234I(9)" Type="inserted" AffectedNumber="8" URI="http://www.legislation.gov.uk/id/effect/ukpga-2024-13-gatg7ly5-904" AffectedYear="2000" AffectingClass="UnitedKingdomPublicGeneralAct" AffectingYear="2024" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-234I-9" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/234I/9" FoundRef="section-234I">s. 234I(9)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Digital Markets, Competition and Consumers Act 2024</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-29" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/schedule/29">Sch. 29 </ukm:Section>
<ukm:Section Ref="schedule-29-paragraph-3-2" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/schedule/29/paragraph/3/2">para. 3(2)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-339-1" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/section/339/1">s. 339(1)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingURI="http://www.legislation.gov.uk/id/ukpga/2024/13" RequiresApplied="true" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingProvisions="Sch. 29 para. 3(3)" Created="2024-07-01T15:31:50Z" AffectedProvisions="s. 234J(6)" AffectingEffectsExtent="S+A+M+E+A+S+A+F+F+E+C+T+E+D" AffectingNumber="13" Type="inserted" AffectedYear="2000" EffectId="key-c94c102b94bff398c285f0c68bceacf2" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" Row="905" AffectingYear="2024" URI="http://www.legislation.gov.uk/id/effect/ukpga-2024-13-gatg7ly5-905" AffectingClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-234J-6" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/234J/6" FoundRef="section-234J">s. 234J(6)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Digital Markets, Competition and Consumers Act 2024</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-29" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/schedule/29">Sch. 29 </ukm:Section>
<ukm:Section Ref="schedule-29-paragraph-3-3" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/schedule/29/paragraph/3/3">para. 3(3)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-339-1" URI="http://www.legislation.gov.uk/id/ukpga/2024/13/section/339/1">s. 339(1)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="false" Prospective="true" Qualification=""/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect URI="http://www.legislation.gov.uk/id/effect/uksi-2024-102-jwl9r655-103" AffectingNumber="102" AffectingClass="UnitedKingdomStatutoryInstrument" AffectingEffectsExtent="E+W+S+N.I." AffectedYear="2000" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/102" AffectingYear="2024" RequiresApplied="false" Type="applied" EffectId="key-ed88e1aa30d0adc7d1880e40d06035a9" Created="2024-10-15T11:00:49Z" AffectingProvisions="reg. 34(7)(8)(f)" AffectedProvisions="s. 398(8)" AppendedCommentary="as amended by S.I. 2024/705, regs. 1(2), 2(2)" AppliedModified="2024-11-01T18:11:28.371657Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectedNumber="8" AffectedClass="UnitedKingdomPublicGeneralAct" Row="103">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-398-8" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/398/8" FoundRef="section-398">s. 398(8)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Securitisation Regulations 2024</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="regulation-34-7" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/7">reg. 34(7)</ukm:Section>
<ukm:Section Ref="regulation-34-8-f" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/34/8/f">reg. 34(8)(f)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:Savings>
<ukm:Section Ref="regulation-52-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/52/3">reg. 52(3)</ukm:Section>
<ukm:Section Ref="schedule-3" URI="http://www.legislation.gov.uk/id/uksi/2024/102/schedule/3">Sch. 3</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-2-1-e" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/1/e">reg. 2(1)(e)</ukm:Section>
<ukm:Section Ref="regulation-2-2" URI="http://www.legislation.gov.uk/id/uksi/2024/102/regulation/2/2">(2)</ukm:Section>
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<ukm:InForceDates>
<ukm:InForce Applied="true" Date="2024-01-30" Qualification="for specified purposes"/>
<ukm:InForce Applied="true" Date="2024-11-01" Qualification="in force in so far as not already in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectingEffectsExtent="E+W+S+N.I." AffectingClass="UnitedKingdomStatutoryInstrument" AffectedYear="2000" RequiresApplied="true" URI="http://www.legislation.gov.uk/id/effect/uksi-2024-1083-kpdon825-32" Created="2024-11-04T13:29:24Z" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2000/8" AffectingNumber="1083" AffectingYear="2024" Type="inserted" AffectingProvisions="reg. 10(b)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2024/1083" AffectedProvisions="Sch. 6 para. 4A(8)" EffectId="key-c79d974c7a04c516fb02ba4b35ecb1f1" Row="32" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="8">
<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-6" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6">Sch. 6 </ukm:Section>
<ukm:Section Ref="schedule-6-paragraph-4A-8" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/schedule/6/paragraph/4A/8" FoundRef="schedule-6-paragraph-4A">para. 4A(8)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Insurance and Reinsurance Undertakings (Prudential Requirements) (Amendment and Miscellaneous Provisions) Regulations 2024</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="regulation-10-b" URI="http://www.legislation.gov.uk/id/uksi/2024/1083/regulation/10/b">reg. 10(b)</ukm:Section>
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<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-2-b" URI="http://www.legislation.gov.uk/id/uksi/2024/1083/regulation/1/2/b">reg. 1(2)(b)</ukm:Section>
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<ukm:InForce Applied="false" Date="2024-12-31" Qualification="wholly in force"/>
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<ukm:AffectedTitle>Financial Services and Markets Act 2000</ukm:AffectedTitle>
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<ukm:Section xmlns:err="http://www.legislation.gov.uk/namespaces/error" Ref="section-427A-3" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/427A/3" err:Ref="Section missing in legislation" Missing="true">s. 427A(3)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>Enterprise Act 2002 (repealed)</ukm:AffectingTitle>
<ukm:AffectingTitle>Enterprise Act 2002</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-17" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17">Sch. 17 </ukm:Section>
<ukm:Section Ref="schedule-17-paragraph-59" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/schedule/17/paragraph/59">para. 59</ukm:Section>
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<ukm:Section Ref="section-249-1" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/1">s. 249(1)</ukm:Section>
-
<ukm:Section Ref="section-249-3" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/249/3">(3)</ukm:Section>
</ukm:SectionRange>
</ukm:Savings>
<ukm:CommencementAuthority>
<ukm:Section Ref="section-279" URI="http://www.legislation.gov.uk/id/ukpga/2002/40/section/279">s. 279</ukm:Section>
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<ukm:InForce Prospective="true" Qualification=""/>
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<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/notes" DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/notes"/>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative Date="2008-03-02" URI="http://www.legislation.gov.uk/ukpga/2000/8/pdfs/ukpga_20000008_en.pdf" Title="Print Version"/>
</ukm:Alternatives>
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<Primary>
<Body DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/body/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/body" NumberOfProvisions="598" RestrictEndDate="2010-06-08" RestrictExtent="E+W+S+N.I." RestrictStartDate="2007-04-01">
<Part DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/I/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/I" NumberOfProvisions="20" RestrictExtent="E+W+S+N.I." RestrictStartDate="2001-12-01" RestrictEndDate="2010-04-08" id="part-I">
<Number>Part I</Number>
<Title> The Regulator</Title>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/part/I/crossheading/the-authoritys-general-duties/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/part/I/crossheading/the-authoritys-general-duties" NumberOfProvisions="1" RestrictEndDate="2013-01-24" RestrictStartDate="2001-06-18" id="part-I-crossheading-the-authoritys-general-duties" RestrictExtent="E+W+S+N.I.">
<Title> The Authority’s general duties</Title>
<P1group RestrictEndDate="2010-04-08" RestrictStartDate="2001-06-18" RestrictExtent="E+W+S+N.I.">
<Title> The Authority’s general duties.</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2" id="section-2">
<Pnumber>2</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/1/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/1" id="section-2-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>In discharging its general functions the Authority must, so far as is reasonably possible, act in a way—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/1/a/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/1/a" id="section-2-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>which is compatible with the regulatory objectives; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/1/b/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/1/b" id="section-2-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>which the Authority considers most appropriate for the purpose of meeting those objectives.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/2" id="section-2-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>The regulatory objectives are—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2/a/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/2/a" id="section-2-2-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>market confidence;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2/b/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/2/b" id="section-2-2-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>public awareness;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2/c/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/2/c" id="section-2-2-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>the protection of consumers; and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/2/d/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/2/d" id="section-2-2-d">
<Pnumber>d</Pnumber>
<P3para>
<Text>the reduction of financial crime.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3" id="section-2-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>In discharging its general functions the Authority must have regard to—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/a/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/a" id="section-2-3-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>the need to use its resources in the most efficient and economic way;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/b/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/b" id="section-2-3-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>the responsibilities of those who manage the affairs of authorised persons;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/c/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/c" id="section-2-3-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>the principle that a burden or restriction which is imposed on a person, or on the carrying on of an activity, should be proportionate to the benefits, considered in general terms, which are expected to result from the imposition of that burden or restriction;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/d/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/d" id="section-2-3-d">
<Pnumber>d</Pnumber>
<P3para>
<Text>the desirability of facilitating innovation in connection with regulated activities;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/e/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/e" id="section-2-3-e">
<Pnumber>e</Pnumber>
<P3para>
<Text>the international character of financial services and markets and the desirability of maintaining the competitive position of the United Kingdom;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/f/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/f" id="section-2-3-f">
<Pnumber>f</Pnumber>
<P3para>
<Text>the need to minimise the adverse effects on competition that may arise from anything done in the discharge of those functions;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/3/g/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/3/g" id="section-2-3-g">
<Pnumber>g</Pnumber>
<P3para>
<Text>the desirability of facilitating competition between those who are subject to any form of regulation by the Authority.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/4/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4" id="section-2-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>The Authority’s general functions are—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/4/a/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/a" id="section-2-4-a">
<Pnumber>
<CommentaryRef Ref="c1709121"/>
a
</Pnumber>
<P3para>
<Text>its function of making rules under this Act (considered as a whole);</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/4/b/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/b" id="section-2-4-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>its function of preparing and issuing codes under this Act (considered as a whole);</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/4/c/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/c" id="section-2-4-c">
<Pnumber>
<CommentaryRef Ref="c1709122"/>
c
</Pnumber>
<P3para>
<Text>its functions in relation to the giving of general guidance (considered as a whole); and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/4/d/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/d" id="section-2-4-d">
<Pnumber>d</Pnumber>
<P3para>
<Text>its function of determining the general policy and principles by reference to which it performs particular functions.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2000/8/section/2/5/2008-04-06" IdURI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/5" id="section-2-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>
<Term id="term-general-guidance">General guidance</Term>
” has the meaning given in section 158(5).
</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
</Pblock>
</Part>
</Body>
</Primary>
<Commentaries>
<Commentary id="c1709121" Type="C">
<Para>
<Text>
<CitationSubRef id="c00240" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/a" SectionRef="section-2-4-a">S. 2(4)(a)</CitationSubRef>
restricted (17.8.2001) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2001/2617" id="c00241" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="2617">S.I. 2001/2617</Citation>
,
<CitationSubRef id="c00242" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/article/2/a" CitationRef="c00241" SectionRef="article-2-a">arts. 2(a)</CitationSubRef>
,
<CitationSubRef id="c00243" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/article/4/3" CitationRef="c00241" SectionRef="article-4-3">4(3)</CitationSubRef>
,
<CitationSubRef id="c00244" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/schedule/2/paragraph/9" CitationRef="c00241" SectionRef="schedule-2-paragraph-9">Sch. 2 paras. 9</CitationSubRef>
,
<CitationSubRef id="c00245" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/schedule/2/paragraph/11" Operative="true" CitationRef="c00241" SectionRef="schedule-2-paragraph-11">11</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="c1709122" Type="C">
<Para>
<Text>
<CitationSubRef id="c00246" URI="http://www.legislation.gov.uk/id/ukpga/2000/8/section/2/4/c" SectionRef="section-2-4-c">S. 2(4)(c)</CitationSubRef>
restricted (17.8.2001) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2001/2617" id="c00247" Class="UnitedKingdomStatutoryInstrument" Year="2001" Number="2617">S.I. 2001/2617</Citation>
,
<CitationSubRef id="c00248" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/article/2/a" CitationRef="c00247" SectionRef="article-2-a">arts. 2(a)</CitationSubRef>
,
<CitationSubRef id="c00249" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/article/4/3" CitationRef="c00247" SectionRef="article-4-3">4(3)</CitationSubRef>
,
<CitationSubRef id="c00250" URI="http://www.legislation.gov.uk/id/uksi/2001/2617/schedule/2/paragraph/13" UpTo="http://www.legislation.gov.uk/id/uksi/2001/2617/schedule/2/paragraph/16" Operative="true" CitationRef="c00247" Type="group" StartSectionRef="schedule-2-paragraph-13" EndSectionRef="schedule-2-paragraph-16">Sch. 2 paras. 13-16</CitationSubRef>
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>