C1Part 1The Pensions Regulator

Annotations:
Modifications etc. (not altering text)
C1

Pt. 1 applied in part (with modifications) (20.7.2005 for specified purposes, 1.9.2005 for specified purposes, 5.12.2005 for specified purposes) by The Financial Assistance Scheme Regulations 2005 (S.I. 2005/1986), regs. 1(1), 4, Sch. 1 Pt. 1 (as amended (17.7.2008) by The Financial Assistance Scheme (Miscellaneous Amendments) Regulations 2008 (S.I. 2008/1903), regs. 1, 5(2), 13; (10.7.2009) by The Financial Assistance Scheme (Miscellaneous Provisions) Regulations 2009 (S.I. 2009/1851), regs. 1, 5, 18; (2.4.2010) by The Financial Assistance Scheme (Miscellaneous Amendments) Regulations 2010 (S.I. 2010/1149), regs. 1, 5, 15)

Provision of information, education and assistance

12Provision of information, education and assistance

I11

The Regulator may provide such information, education and assistance as it considers appropriate to those involved in—

a

the administration of work-based pension schemes, or

b

advising the trustees or managers in relation to such schemes as to their operation.

2

To the extent that it is not authorised to do so under subsection (1), the Regulator may also provide such information, education and assistance as it considers appropriate to—

I1a

employers in relation to work-based pension schemes,

I1b

persons involved in advising such employers as to the operation of such schemes, or

c

persons upon whom duties are imposed by or by virtue of section 238 (information and advice to employees).

I13

For the purposes of subsection (2), “employers in relation to work-based pension schemes” means, in the case of stakeholder pension schemes, the persons upon whom duties are imposed by or by virtue of section 3 of the Welfare Reform and Pensions Act 1999 (c. 30) (duty of employers to facilitate access to stakeholder pension schemes).

I14

In this section—

  • assistance” does not include financial assistance;

  • stakeholder pension scheme” and “work-based pension scheme” have the same meaning as in section 5 (Regulator’s objectives).