S. 176 partly in force: s. 176 not in force at Royal Assent see s. 211; s 176(1)(2) in force at 1.1.2010 by S.I. 2009/3250, art. 2(f)(i) (with art. 9)

http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-personsLegal Services Act 2007An Act to make provision for the establishment of the Legal Services Board and in respect of its functions; to make provision for, and in connection with, the regulation of persons who carry on certain legal activities; to make provision for the establishment of the Office for Legal Complaints and for a scheme to consider and determine legal complaints; to make provision about claims management services and about immigration advice and immigration services; to make provision in respect of legal representation provided free of charge; to make provision about the application of the Legal Profession and Legal Aid (Scotland) Act 2007; to make provision about the Scottish legal services ombudsman; and for connected purposes.texttext/xmlenStatute Law Database2024-06-20Expert Participation2024-03-04Part 8Miscellaneous provisions about lawyers etcDuties of regulated persons
176Duties of regulated persons1

A person who is a regulated person in relation to an approved regulator has a duty to comply with the regulatory arrangements of the approved regulator as they apply to that person.

2

A person is a regulated person in relation to an approved regulator if the person—

a

is authorised by the approved regulator to carry on an activity which is a reserved legal activity, or

b

is not so authorised, but is a manager or employee of a person who is so authorised.

3

This section applies in relation to the Board in its capacity as a licensing authority and its licensing rules, as it applies in relation to an approved regulator and its regulatory arrangements.

This XML file does not appear to have any style information associated with it. The document tree is shown below.
<akomaNtoso xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd">
<portion includedIn="http://www.legislation.gov.uk/id/ukpga/2007/29/part/8">
<meta>
<identification source="#source">
<FRBRWork>
<FRBRthis value="http://www.legislation.gov.uk/id/ukpga/2007/29/part/8"/>
<FRBRuri value="http://www.legislation.gov.uk/id/ukpga/2007/29/part/8"/>
<FRBRdate date="2007-10-30" name="enacted"/>
<FRBRauthor href="http://www.legislation.gov.uk/id/legislature/UnitedKingdomParliament"/>
<FRBRcountry value="GB-UKM"/>
<FRBRnumber value="29"/>
<FRBRname value="2007 c. 29"/>
<FRBRprescriptive value="true"/>
</FRBRWork>
<FRBRExpression>
<FRBRthis value="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons"/>
<FRBRuri value="http://www.legislation.gov.uk/ukpga/2007/29/part/8"/>
<FRBRdate date="2024-03-04" name="validFrom"/>
<FRBRauthor href="#source"/>
<FRBRlanguage language="eng"/>
</FRBRExpression>
<FRBRManifestation>
<FRBRthis value="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.akn"/>
<FRBRuri value="http://www.legislation.gov.uk/ukpga/2007/29/part/8/data.akn"/>
<FRBRdate date="2024-11-05Z" name="transform"/>
<FRBRauthor href="http://www.legislation.gov.uk"/>
<FRBRformat value="application/akn+xml"/>
</FRBRManifestation>
</identification>
<lifecycle source="#source">
<eventRef date="2007-10-30" type="generation" eId="enacted-date" source="#source"/>
<eventRef date="2010-01-01" type="amendment" source="#source"/>
<eventRef date="2010-01-01" eId="effective-date-1" source="#source"/>
<eventRef date="2023-02-07" eId="effective-date-2" source="#source"/>
<eventRef date="2024-03-04" eId="effective-date-3" source="#source"/>
</lifecycle>
<analysis source="#source">
<restrictions source="#source">
<restriction refersTo="#e+w+s" type="jurisdiction"/>
<restriction href="#body" refersTo="#e+w" type="jurisdiction"/>
<restriction href="#part-8-crossheading-duties-of-regulated-persons" refersTo="#e+w" type="jurisdiction"/>
</restrictions>
</analysis>
<temporalData source="#source">
<temporalGroup eId="period1">
<timeInterval start="#effective-date-1" refersTo="#period-concept1"/>
</temporalGroup>
<temporalGroup eId="period2">
<timeInterval start="#effective-date-2" refersTo="#period-concept2"/>
</temporalGroup>
<temporalGroup eId="period3">
<timeInterval start="#effective-date-3" refersTo="#period-concept3"/>
</temporalGroup>
</temporalData>
<references source="#source">
<TLCOrganization eId="source" href="http://www.legislation.gov.uk/id/publisher/StatuteLawDatabase" showAs="Statute Law Database"/>
<passiveRef href="http://www.legislation.gov.uk/id/uksi/2019/269" showAs="The Trade Marks (Amendment etc.) (EU Exit) Regulations 2019"/>
<passiveRef href="http://www.legislation.gov.uk/id/uksi/2019/375" showAs="The Services of Lawyers and Lawyer's Practice (Revocation etc.) (EU Exit) Regulations 2019"/>
<TLCLocation eId="e+w+s" href="/ontology/jurisdictions/uk.EnglandWalesScotland" showAs="England, Wales, Scotland"/>
<TLCLocation eId="e+w" href="/ontology/jurisdictions/uk.EnglandWales" showAs="England, Wales"/>
<TLCConcept eId="period-concept1" href="/ontology/time/2010.01.01" showAs="since 2010-01-01"/>
<TLCConcept eId="period-concept2" href="/ontology/time/2023.02.07" showAs="since 2023-02-07"/>
<TLCConcept eId="period-concept3" href="/ontology/time/2024.03.04" showAs="since 2024-03-04"/>
</references>
<notes source="#source">
<note class="commentary I" eId="c20583781">
<p>
S. 176 partly in force: s. 176 not in force at Royal Assent see s. 211; s 176(1)(2) in force at 1.1.2010 by
<ref href="http://www.legislation.gov.uk/id/uksi/2009/3250">S.I. 2009/3250</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2009/3250/article/2/f/i">art. 2(f)(i)</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2009/3250/article/9">art. 9</ref>
)
</p>
</note>
</notes>
<proprietary xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" source="#source">
<ukl:RestrictStartDate value="2024-03-04"/>
<dc:identifier>http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons</dc:identifier>
<dc:title>Legal Services Act 2007</dc:title>
<dc:description>An Act to make provision for the establishment of the Legal Services Board and in respect of its functions; to make provision for, and in connection with, the regulation of persons who carry on certain legal activities; to make provision for the establishment of the Office for Legal Complaints and for a scheme to consider and determine legal complaints; to make provision about claims management services and about immigration advice and immigration services; to make provision in respect of legal representation provided free of charge; to make provision about the application of the Legal Profession and Legal Aid (Scotland) Act 2007; to make provision about the Scottish legal services ombudsman; and for connected purposes.</dc:description>
<dc:type>text</dc:type>
<dc:format>text/xml</dc:format>
<dc:language>en</dc:language>
<dc:publisher>Statute Law Database</dc:publisher>
<dc:modified>2024-06-20</dc:modified>
<dc:contributor>Expert Participation</dc:contributor>
<dct:valid>2024-03-04</dct:valid>
<atom:link rel="self" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/ukpga/2007/29/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes" href="http://www.legislation.gov.uk/id/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/notes" title="Explanatory Notes"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/notes/toc" href="http://www.legislation.gov.uk/ukpga/2007/29/notes/contents" title="Explanatory Notes Table of Contents"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/ukpga/2007/29" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/ukpga/2007/29/introduction" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/ukpga/2007/29/body" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/ukpga/2007/29/schedules" title="schedules"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/ukpga/2007/29/contents" title="Table of Contents"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/enacted" title="enacted"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/duties-of-regulated-persons/2010-01-01" title="2010-01-01"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8" title="Part 8"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/ukpga/2007/29/part/7/crossheading/payments-into-the-consolidated-fund" title="Crossheading; Part 7 Crossheading; Payments into the Consolidated Fund"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/ukpga/2007/29/part/7/crossheading/payments-into-the-consolidated-fund" title="Crossheading; Part 7 Crossheading; Payments into the Consolidated Fund"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/solicitors-the-law-society-and-the-disciplinary-tribunal" title="Crossheading; Part 8 Crossheading; Solicitors, the Law Society and the Disciplinary Tribunal"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/ukpga/2007/29/part/8/crossheading/solicitors-the-law-society-and-the-disciplinary-tribunal" title="Crossheading; Part 8 Crossheading; Solicitors, the Law Society and the Disciplinary Tribunal"/>
<ukm:PrimaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="primary"/>
<ukm:DocumentMainType Value="UnitedKingdomPublicGeneralAct"/>
<ukm:DocumentStatus Value="revised"/>
</ukm:DocumentClassification>
<ukm:Year Value="2007"/>
<ukm:Number Value="29"/>
<ukm:EnactmentDate Date="2007-10-30"/>
<ukm:ISBN Value="9780105429074"/>
<ukm:UnappliedEffects>
<ukm:UnappliedEffect AffectedProvisions="s. 111(2)(c)(ca)" AffectedExtent="E+W" Row="10" AffectingYear="2019" EffectId="key-03c998337d12dfde7628544f8e8057cc" Modified="2021-06-02T15:04:56Z" AffectedYear="2007" URI="http://www.legislation.gov.uk/id/effect/key-03c998337d12dfde7628544f8e8057cc" AffectingEffectsExtent="E+W+N.I." Type="substituted for s. 111(2)(c)" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2007/29" AffectingProvisions="Sch. para. 13(2)(a)" AffectingNumber="375" RequiresApplied="false" AffectedNumber="29" Notes="This amendment not applied to legislation.gov.uk. S.I. 2019/375 revoked (24.11.2020) before it comes into force by S.I. 2020/1342, regs. 1(2), 3(c)" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/375" AffectedClass="UnitedKingdomPublicGeneralAct">
<ukm:AffectedTitle>Legal Services Act 2007</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="section-111-2-c" URI="http://www.legislation.gov.uk/id/ukpga/2007/29/section/111/2/c">s. 111(2)(c)</ukm:Section>
<ukm:Section Ref="section-111-2-ca" URI="http://www.legislation.gov.uk/id/ukpga/2007/29/section/111/2/ca" FoundRef="section-111">(ca)</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Services of Lawyers and Lawyer's Practice (Revocation etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle>
<ukm:AffectingTitle>The Services of Lawyers and Lawyer’s Practice (Revocation etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule" URI="http://www.legislation.gov.uk/id/uksi/2019/375/schedule">Sch. </ukm:Section>
<ukm:Section Ref="schedule-paragraph-13-2-a" URI="http://www.legislation.gov.uk/id/uksi/2019/375/schedule/paragraph/13/2/a">para. 13(2)(a)</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-2" URI="http://www.legislation.gov.uk/id/uksi/2019/375/regulation/1/2">reg. 1(2)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2020-12-31" Qualification="Other" OtherQualification="at 11 p.m."/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
<ukm:UnappliedEffect AffectedExtent="E+W" AffectingEffectsExtent="E+W+S+N.I." AppendedCommentary="2020 c. 1, Sch. 5 para. 1(1)" Type="repealed" AffectedURI="http://www.legislation.gov.uk/id/ukpga/2007/29" AffectingClass="UnitedKingdomStatutoryInstrument" AffectedProvisions="Sch. 12 para. 110" AffectingProvisions="Sch. 5 para. 6" Notes="This amendment not applied to legislation.gov.uk. Amending words substituted immediately before IP completion day by S.I. 2020/1050, regs.1(2), 12" URI="http://www.legislation.gov.uk/id/effect/key-bd9a3f0906bb490cd8c0e131347e944e" Modified="2021-06-02T15:04:56Z" AffectingURI="http://www.legislation.gov.uk/id/uksi/2019/269" AffectingNumber="269" Row="52" AffectedClass="UnitedKingdomPublicGeneralAct" AffectedNumber="29" EffectId="key-bd9a3f0906bb490cd8c0e131347e944e" AffectingYear="2019" RequiresApplied="false" AffectedYear="2007" Comments="IP completion day">
<ukm:AffectedTitle>Legal Services Act 2007</ukm:AffectedTitle>
<ukm:AffectedProvisions>
<ukm:Section Ref="schedule-12" URI="http://www.legislation.gov.uk/id/ukpga/2007/29/schedule/12">Sch. 12 </ukm:Section>
<ukm:Section Ref="schedule-12-paragraph-110" URI="http://www.legislation.gov.uk/id/ukpga/2007/29/schedule/12/paragraph/110" FoundRef="schedule-12">para. 110</ukm:Section>
</ukm:AffectedProvisions>
<ukm:AffectingTitle>The Trade Marks (Amendment etc.) (EU Exit) Regulations 2019</ukm:AffectingTitle>
<ukm:AffectingProvisions>
<ukm:Section Ref="schedule-5" URI="http://www.legislation.gov.uk/id/uksi/2019/269/schedule/5">Sch. 5 </ukm:Section>
<ukm:Section Ref="schedule-5-paragraph-6" URI="http://www.legislation.gov.uk/id/uksi/2019/269/schedule/5/paragraph/6">para. 6</ukm:Section>
</ukm:AffectingProvisions>
<ukm:CommencementAuthority>
<ukm:Section Ref="regulation-1-1" URI="http://www.legislation.gov.uk/id/uksi/2019/269/regulation/1/1">reg. 1(1)</ukm:Section>
</ukm:CommencementAuthority>
<ukm:InForceDates>
<ukm:InForce Date="2020-12-31" Qualification="wholly in force"/>
</ukm:InForceDates>
</ukm:UnappliedEffect>
</ukm:UnappliedEffects>
</ukm:PrimaryMetadata>
<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/ukpga/2007/29/notes"/>
<ukm:Alternatives>
<ukm:Alternative Date="2008-01-31" URI="http://www.legislation.gov.uk/ukpga/2007/29/pdfs/ukpgaen_20070029_en.pdf" Title="Explanatory Note"/>
</ukm:Alternatives>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative Date="2007-12-09" URI="http://www.legislation.gov.uk/ukpga/2007/29/pdfs/ukpga_20070029_en.pdf" Title="Print Version"/>
</ukm:Alternatives>
<ukm:Statistics>
<ukm:TotalParagraphs Value="1181"/>
<ukm:BodyParagraphs Value="229"/>
<ukm:ScheduleParagraphs Value="952"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="0"/>
</ukm:Statistics>
</proprietary>
</meta>
<portionBody eId="body" period="#period3">
<part eId="part-8" period="#period2">
<num>
<strong>Part 8</strong>
</num>
<heading>
Miscellaneous provisions about lawyers
<abbr title="Et cetera" xml:lang="la">etc</abbr>
</heading>
<hcontainer name="crossheading" eId="part-8-crossheading-duties-of-regulated-persons" period="#period1">
<heading>
<em>Duties of regulated persons</em>
</heading>
<section eId="section-176" period="#period1">
<num>
<noteRef href="#c20583781" marker="I1" class="commentary I"/>
176
</num>
<heading>Duties of regulated persons</heading>
<subsection eId="section-176-1">
<num>1</num>
<content>
<p>A person who is a regulated person in relation to an approved regulator has a duty to comply with the regulatory arrangements of the approved regulator as they apply to that person.</p>
</content>
</subsection>
<subsection eId="section-176-2">
<num>2</num>
<intro>
<p>A person is a regulated person in relation to an approved regulator if the person—</p>
</intro>
<paragraph eId="section-176-2-a">
<num>a</num>
<content>
<p>is authorised by the approved regulator to carry on an activity which is a reserved legal activity, or</p>
</content>
</paragraph>
<paragraph eId="section-176-2-b">
<num>b</num>
<content>
<p>is not so authorised, but is a manager or employee of a person who is so authorised.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-176-3">
<num>3</num>
<content>
<p>This section applies in relation to the Board in its capacity as a licensing authority and its licensing rules, as it applies in relation to an approved regulator and its regulatory arrangements.</p>
</content>
</subsection>
</section>
</hcontainer>
</part>
</portionBody>
</portion>
</akomaNtoso>