SCHEDULES
SCHEDULE 4EEA passport rights and treaty rights
PART 2Amendments of Schedule 4 to FSMA 2000: Treaty rights
I1I225
1
Paragraph 4 (permission) is amended as follows.
2
In sub-paragraph (3)—
a
for “a Part IV permission” substitute “
a Part 4A permission
”
, and
b
for “Authority” substitute “
appropriate UK regulator
”
.
3
In sub-paragraph (4), for “Authority” substitute “
appropriate UK regulator
”
.
4
After that sub-paragraph insert—
5
The appropriate UK regulator” means—
a
where the Treaty firm is a PRA-authorised person, the FCA or the PRA;
b
in any other case, the FCA.