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PART 2 Depositor preference and the Financial Services Compensation Scheme
PART 4 Conduct of persons working in financial services sector
PART 5 Regulation of payment systems
Information and investigation powers
PART 6 Special administration for operators of certain infrastructure systems
SCHEDULES
1.Part 7 of FSMA 2000 (control of business transfer schemes)...
2.For “the authorised person concerned”, wherever occurring in Part 7...
3.(1) Section 103A (meaning of “the appropriate regulator”) is amended...
4.In section 106 (banking business transfer schemes), at the end...
5.After section 106A insert— Ring-fencing transfer scheme (1) A scheme is a ring-fencing transfer scheme if it—...
6.(1) Section 107 (application for order sanctioning transfer scheme) is...
7.For the heading to section 109 substitute “ Scheme reports:...
8.After section 109 insert— Scheme reports: ring-fencing transfer schemes (1) An application under section 106B in respect of a...
9.(1) Section 110 (right to participate in proceedings) is amended...
10.(1) Section 111 (sanction of court for business transfer schemes)...
11.In section 112 (effect of order sanctioning business transfer scheme),...
12.In section 112A (rights to terminate etc.), in subsection (1),...
13.In Schedule 12 (transfer schemes: certificates) after Part 2A insert—...
PART 1 Amendments of Banking Act 2009
13.In section 13 (temporary public ownership), in subsection (1), for...
14.In section 17 (share transfers: effect)— (a) in subsection (1),...
15.In section 18 (share transfers: continuity), after subsection (5) insert—...
16.In section 44 (reverse property transfer)— (a) in subsection (2),...
17.In section 63 (general continuity obligation: property transfers), in subsection...
18.In section 66 (general continuity obligation: share transfers)—
19.In section 67 (special continuity obligation: share transfers), in subsection...
20.In section 68 (continuity obligations: onward share transfers), in subsection...
25.After section 80 insert— Transfer for bail-in purposes: report (1) This section applies where the Bank of England makes...
26.In section 81A (accounting information to be included in reports...
27.In section 85 (temporary public ownership), in subsection (1), for...
28.In section 136 (overview), in the Table in subsection (3),...
29.After section 152 insert— Property transfer from transferred institution (1) This section applies where the Bank of England—
30.In section 220 (insolvency etc), after subsection (4) insert—
31.In section 259 (statutory instruments)— (a) in the Table in...
32.In section 261 (index of defined terms), in the Table,...
PART 2 Modification of Investment Bank Special Administration Regulations 2011
Consequential amendments relating to Part 4
Financial Services and Markets Act 2000
1.(1) Section 59 of FSMA 2000 (approval for particular arrangements)...
2.(1) Section 59A of FSMA 2000 (specifying functions as controlled...
3.(1) Section 63 of FSMA 2000 (withdrawal of approval) is...
4.In section 63A of FSMA 2000 (power to impose penalties),...
5.(1) Section 66 of FSMA 2000 (disciplinary powers) is amended...
6.(1) Section 67 of FSMA 2000 (disciplinary measures: procedure and...
8.In section 138A of FSMA 2000 (modification or waiver of...
10.In section 140A of FSMA 2000 (interpretation), in the definition...
12.In section 387 of FSMA 2000 (warning notices), in subsection...
13.In section 388 of FSMA 2000 (decision notices), in subsection...
14.In section 395 of FSMA 2000 (supervisory notices), in subsection...
15.(1) Section 415B of FSMA 2000 (consultation in relation to...
16.In Schedule 1ZA to FSMA 2000 (the Financial Conduct Authority),...
Financial market infrastructure transfer schemes
Functions of FCA under competition legislation
PART 1 Amendments of Financial Services and Markets Act 2000
PART 2 Amendments of other legislation
15.(1) Section 117 (financial year of building societies) is amended...
16.After section 117 insert— Alteration of financial year (1) A building society may by notice given to the...
17.In Schedule 20 (transitional and saving provisions), omit paragraph 16...
18.The amendments made by paragraphs 15 to 17 have effect...