Sch. 10 para. 1 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 2 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 3 in force at 1.4.2014 by S.I. 2014/377, art. 2(2)(c)
Sch. 10 para. 4 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 5 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 6 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 8 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 9 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1
Sch. 10 para. 10 in force at 1.3.2014 for specified purposes by S.I. 2014/377, art. 2(1)(b), Sch. Pt. 2
Sch. 10 para. 10 in force at 1.6.2014 in so far as not already in force by S.I. 2014/377, art. 2(3)
Sch. 10 para. 7 omitted (31.12.2023) by virtue of Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 11 para. 164(3); S.I. 2023/1382, reg. 8(b)
Section 141
In Schedule 15D to the Companies Act 1985 (disclosures), omit paragraph 29.
Part 25 of FSMA 2000 (injunctions and restitution) is amended as follows.
which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part;
which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part;
a requirement which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part.
In Schedule 1ZA to FSMA 2000 (the Financial Conduct Authority), paragraph 20 (penalties) is amended as follows.
its powers under the relevant competition provisions (as applied by Part 16A of this Act),
The relevant competition provisions” are— section 31E of the Competition Act 1998 (enforcement of commitments); section 34 of that Act (enforcement of directions); section 36 of that Act (penalties); section 40A of that Act (penalties: failure to comply with requirements); section 174A of the Enterprise Act 2002 (penalties).
In sub-paragraph (5)—
in paragraph (c), omit “of that Act”, and
offences under Part 1 of the Competition Act 1998, offences under Part 4 of the Enterprise Act 2002,
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
In section 73 of the Financial Services Act 2012 (duty of FCA to investigate and report on possible regulatory failure), in subsection (1)(b)(i)—
Section 85 of the Financial Services Act 2012 (relevant functions in relation to complaints scheme) is amended as follows.
The relevant functions of the FCA or the PRA are— its functions conferred by or under FSMA 2000, other than its legislative functions, and such other functions as the Treasury may by order provide.
The relevant functions of the Bank of England are— its functions under Part 18 of FSMA 2000 (recognised clearing houses) or under Part 5 of the Banking Act 2009 (inter-bank payment systems), other than its legislative functions, and such other functions as the Treasury may by order provide.
For the purposes of subsection (2), sections 1A(6) and 2A(6) of FSMA 2000 do not apply.