http://www.legislation.gov.uk/ukpga/2013/33/schedule/10Financial Services (Banking Reform) Act 2013An Act to make further provision about banking and other financial services, including provision about the Financial Services Compensation Scheme; to make provision for the amounts owed in respect of certain deposits to be treated as a preferential debt on insolvency; to make further provision about payment systems and securities settlement systems; to make provision about the accounts of the Bank of England and its wholly owned subsidiaries; to make provision in relation to persons providing claims management services; and for connected purposes.texttext/xmlenStatute Law Database2024-09-06Expert Participation2024-08-01 SCHEDULESSCHEDULE 10Minor amendments Section 141<Emphasis>Companies Act 1985</Emphasis>1In Schedule 15D to the Companies Act 1985 (disclosures), omit paragraph 29.<Emphasis>Financial Services and Markets Act 2000</Emphasis>2In section 376 of FSMA 2000 (continuation of contracts of long-term insurance where insurer in liquidation), in subsection (11B), for “PRA-authorised” substitute “ PRA-regulated ”.31Part 25 of FSMA 2000 (injunctions and restitution) is amended as follows.2In section 380 (injunctions), in subsection (6)(a), omit the “or” at the end of sub-paragraph (ii) and after sub-paragraph (iii) insertor ivwhich is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part;.3In section 382 (restitution orders), in subsection (9)(a), omit the “or” at the end of sub-paragraph (ii) and after sub-paragraph (iii) insertor ivwhich is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part;.4In section 384 (power of FCA or PRA to require restitution), in subsection (7), omit the “and” at the end of paragraph (b) and after paragraph (c) insertor da requirement which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part.41In Schedule 1ZA to FSMA 2000 (the Financial Conduct Authority), paragraph 20 (penalties) is amended as follows.2In sub-paragraph (3)(b), after “this Act” insert “ or under a provision mentioned in sub-paragraph (4A) ”.3In sub-paragraph (4), after paragraph (c) insert—caits powers under the relevant competition provisions (as applied by Part 16A of this Act),.4After sub-paragraph (4) insert—4AThe relevant competition provisions” are—asection 31E of the Competition Act 1998 (enforcement of commitments);bsection 34 of that Act (enforcement of directions);csection 36 of that Act (penalties);dsection 40A of that Act (penalties: failure to comply with requirements);esection 174A of the Enterprise Act 2002 (penalties).5In sub-paragraph (5)—ain paragraph (a), for “FSMA 2000” substitute “ this Act ”,bin paragraph (b), for “that Act” substitute “ this Act ”,cin paragraph (c), omit “of that Act”, anddafter paragraph (c) insert—caoffences under Part 1 of the Competition Act 1998,cboffences under Part 4 of the Enterprise Act 2002,.5In Schedule 17A to FSMA 2000 (further provision in relation to exercise of Part 18 functions by Bank of England), in paragraph 10(1)(j), for “subsections (1) and (3)” substitute “ subsection (1) ”.<Emphasis>Income Tax Act 2007</Emphasis>6In section 991 of the Income Tax Act 2007 (meaning of “bank”), in subsections (2)(b) and (3), for “Part 4” substitute “ Part 4A ”.<Emphasis>Banking Act 2009</Emphasis>7. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8In section 191 of the Banking Act 2009 (directions), in subsection (1), after “inter-bank” insert “ payment ”.<Emphasis>Financial Services Act 2012</Emphasis>9In section 73 of the Financial Services Act 2012 (duty of FCA to investigate and report on possible regulatory failure), in subsection (1)(b)(i)—afor “their activities,” substitute “ of the carrying on of regulated activities, ”, andbfor “or for the regulation of collective investment schemes” substitute “ , for the regulation of collective investment schemes or for the regulation of recognised investment exchanges, ”.101Section 85 of the Financial Services Act 2012 (relevant functions in relation to complaints scheme) is amended as follows.2For subsection (2) substitute—2The relevant functions of the FCA or the PRA are—aits functions conferred by or under FSMA 2000, other than its legislative functions, andbsuch other functions as the Treasury may by order provide.3For subsection (3) substitute—3The relevant functions of the Bank of England are—aits functions under Part 18 of FSMA 2000 (recognised clearing houses) or under Part 5 of the Banking Act 2009 (inter-bank payment systems), other than its legislative functions, andbsuch other functions as the Treasury may by order provide.4In subsections (4) and (5), for “subsection (2)” substitute “ subsection (2)(a) ”.5In subsections (6) and (7), for “subsection (3)” substitute “ subsection (3)(a) ”.6After subsection (7) insert—8For the purposes of subsection (2), sections 1A(6) and 2A(6) of FSMA 2000 do not apply.Sch. 10 para. 1 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 2 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 4 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 5 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 6 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 8 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 9 in force at 1.3.2014 by S.I. 2014/377, art. 2(1)(a), Sch. Pt. 1Sch. 10 para. 10 in force at 1.3.2014 for specified purposes by S.I. 2014/377, art. 2(1)(b), Sch. Pt. 2Sch. 10 para. 3 in force at 1.4.2014 by S.I. 2014/377, art. 2(2)(c)Sch. 10 para. 10 in force at 1.6.2014 in so far as not already in force by S.I. 2014/377, art. 2(3)Sch. 10 para. 7 omitted (31.12.2023) by virtue of Financial Services and Markets Act 2023 (c. 29), s. 86(3), Sch. 11 para. 164(3); S.I. 2023/1382, reg. 8(b)
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<Reference> Section 141</Reference>
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In section 376 of FSMA 2000 (continuation of contracts of long-term insurance where insurer in liquidation), in subsection (11B), for “PRA-authorised” substitute
<InlineAmendment>“ PRA-regulated ”</InlineAmendment>
.
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<Text>Part 25 of FSMA 2000 (injunctions and restitution) is amended as follows.</Text>
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</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/3/3" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/3/3" id="schedule-10-paragraph-3-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>In section 382 (restitution orders), in subsection (9)(a), omit the “or” at the end of sub-paragraph (ii) and after sub-paragraph (iii) insert</Text>
<BlockAmendment TargetClass="primary" TargetSubClass="unknown" Context="main" Format="default">
<Text>or </Text>
<P4>
<Pnumber>iv</Pnumber>
<P4para>
<Text>which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part;</Text>
</P4para>
</P4>
</BlockAmendment>
<AppendText>.</AppendText>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/3/4" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/3/4" id="schedule-10-paragraph-3-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>In section 384 (power of FCA or PRA to require restitution), in subsection (7), omit the “and” at the end of paragraph (b) and after paragraph (c) insert</Text>
<BlockAmendment TargetClass="primary" TargetSubClass="unknown" Context="main" Format="default">
<Text>or </Text>
<P3>
<Pnumber>d</Pnumber>
<P3para>
<Text>a requirement which is imposed by Part 7 of the Financial Services Act 2012 (offences relating to financial services) and whose contravention constitutes an offence under that Part.</Text>
</P3para>
</P3>
</BlockAmendment>
</P2para>
</P2>
</P1para>
</P1>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4" id="schedule-10-paragraph-4" RestrictStartDate="2014-03-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-3383cee8ef94f6229a549662b7c41931"/>
4
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/1" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/1" id="schedule-10-paragraph-4-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>In Schedule 1ZA to FSMA 2000 (the Financial Conduct Authority), paragraph 20 (penalties) is amended as follows.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/2" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/2" id="schedule-10-paragraph-4-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>
In sub-paragraph (3)(b), after “this Act” insert
<InlineAmendment>“ or under a provision mentioned in sub-paragraph (4A) ”</InlineAmendment>
.
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/3" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/3" id="schedule-10-paragraph-4-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>In sub-paragraph (4), after paragraph (c) insert—</Text>
<BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="default">
<P3>
<Pnumber>ca</Pnumber>
<P3para>
<Text>its powers under the relevant competition provisions (as applied by Part 16A of this Act),</Text>
</P3para>
</P3>
</BlockAmendment>
<AppendText>.</AppendText>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/4" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/4" id="schedule-10-paragraph-4-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>After sub-paragraph (4) insert—</Text>
<BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="default">
<P2>
<Pnumber>4A</Pnumber>
<P2para>
<Text>The relevant competition provisions” are—</Text>
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>section 31E of the Competition Act 1998 (enforcement of commitments);</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>section 34 of that Act (enforcement of directions);</Text>
</P3para>
</P3>
<P3>
<Pnumber>c</Pnumber>
<P3para>
<Text>section 36 of that Act (penalties);</Text>
</P3para>
</P3>
<P3>
<Pnumber>d</Pnumber>
<P3para>
<Text>section 40A of that Act (penalties: failure to comply with requirements);</Text>
</P3para>
</P3>
<P3>
<Pnumber>e</Pnumber>
<P3para>
<Text>section 174A of the Enterprise Act 2002 (penalties).</Text>
</P3para>
</P3>
</P2para>
</P2>
</BlockAmendment>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/5" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/5" id="schedule-10-paragraph-4-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>In sub-paragraph (5)—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/5/a" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/5/a" id="schedule-10-paragraph-4-5-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>
in paragraph (a), for “FSMA 2000” substitute
<InlineAmendment>“ this Act ”</InlineAmendment>
,
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/5/b" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/5/b" id="schedule-10-paragraph-4-5-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
in paragraph (b), for “that Act” substitute
<InlineAmendment>“ this Act ”</InlineAmendment>
,
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/5/c" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/5/c" id="schedule-10-paragraph-4-5-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>in paragraph (c), omit “of that Act”, and</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/4/5/d" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4/5/d" id="schedule-10-paragraph-4-5-d">
<Pnumber>d</Pnumber>
<P3para>
<Text>after paragraph (c) insert—</Text>
<BlockAmendment TargetClass="unknown" TargetSubClass="unknown" Context="unknown" Format="default">
<P3>
<Pnumber>ca</Pnumber>
<P3para>
<Text>offences under Part 1 of the Competition Act 1998,</Text>
</P3para>
</P3>
<P3>
<Pnumber>cb</Pnumber>
<P3para>
<Text>offences under Part 4 of the Enterprise Act 2002,</Text>
</P3para>
</P3>
</BlockAmendment>
<AppendText>.</AppendText>
</P3para>
</P3>
</P2para>
</P2>
</P1para>
</P1>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/5" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/5" id="schedule-10-paragraph-5" RestrictStartDate="2014-03-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-b69cbdebf7c2798f3a42788e2f7a676d"/>
5
</Pnumber>
<P1para>
<Text>
In Schedule 17A to FSMA 2000 (further provision in relation to exercise of Part 18 functions by Bank of England), in paragraph 10(1)(j), for “subsections (1) and (3)” substitute
<InlineAmendment>“ subsection (1) ”</InlineAmendment>
.
</Text>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/crossheading/income-tax-act-2007" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/crossheading/income-tax-act-2007" NumberOfProvisions="1" id="schedule-10-crossheading-income-tax-act-2007" RestrictStartDate="2014-03-01">
<Title>
<Emphasis>Income Tax Act 2007</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/6" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/6" id="schedule-10-paragraph-6" RestrictStartDate="2014-03-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-82c0a4a6d006a1edc293fc209b6c378f"/>
6
</Pnumber>
<P1para>
<Text>
In section 991 of the Income Tax Act 2007 (meaning of “bank”), in subsections (2)(b) and (3), for “Part 4” substitute
<InlineAmendment>“ Part 4A ”</InlineAmendment>
.
</Text>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/crossheading/banking-act-2009" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/crossheading/banking-act-2009" NumberOfProvisions="2" id="schedule-10-crossheading-banking-act-2009" RestrictStartDate="2023-12-31">
<Title>
<Emphasis>Banking Act 2009</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/7" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/7" id="schedule-10-paragraph-7" RestrictStartDate="2023-12-31">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-ec72f71c25d573ecd57141a3c29d6a78"/>
7
</Pnumber>
<P1para>
<Text>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</Text>
</P1para>
</P1>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/8" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/8" id="schedule-10-paragraph-8" RestrictStartDate="2014-03-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-ca5154d571e110d8cd84d4bf55c9c71e"/>
8
</Pnumber>
<P1para>
<Text>
In section 191 of the Banking Act 2009 (directions), in subsection (1), after “inter-bank” insert
<InlineAmendment>“ payment ”</InlineAmendment>
.
</Text>
</P1para>
</P1>
</Pblock>
<Pblock DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/crossheading/financial-services-act-2012" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/crossheading/financial-services-act-2012" NumberOfProvisions="2" id="schedule-10-crossheading-financial-services-act-2012" RestrictStartDate="2014-06-01">
<Title>
<Emphasis>Financial Services Act 2012</Emphasis>
</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/9" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/9" id="schedule-10-paragraph-9" RestrictStartDate="2014-03-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-80b9ba461bba47c66101e4460c5b359a"/>
9
</Pnumber>
<P1para>
<Text>In section 73 of the Financial Services Act 2012 (duty of FCA to investigate and report on possible regulatory failure), in subsection (1)(b)(i)—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/9/a" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/9/a" id="schedule-10-paragraph-9-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>
for “their activities,” substitute
<InlineAmendment>“ of the carrying on of regulated activities, ”</InlineAmendment>
, and
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/9/b" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/9/b" id="schedule-10-paragraph-9-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
for “or for the regulation of collective investment schemes” substitute
<InlineAmendment>“ , for the regulation of collective investment schemes or for the regulation of recognised investment exchanges, ”</InlineAmendment>
.
</Text>
</P3para>
</P3>
</P1para>
</P1>
<P1 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10" id="schedule-10-paragraph-10" RestrictStartDate="2014-06-01">
<Pnumber PuncAfter="">
<CommentaryRef Ref="key-b0e022b38a3e4a64d432233cb0f2426a"/>
<CommentaryRef Ref="key-3e4ed273f9da06cf80a2869e16069c39"/>
10
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/1" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/1" id="schedule-10-paragraph-10-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>Section 85 of the Financial Services Act 2012 (relevant functions in relation to complaints scheme) is amended as follows.</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/2" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/2" id="schedule-10-paragraph-10-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>For subsection (2) substitute—</Text>
<BlockAmendment TargetClass="primary" TargetSubClass="unknown" Context="main" Format="default">
<P2>
<Pnumber>2</Pnumber>
<P2para>
<Text>The relevant functions of the FCA or the PRA are—</Text>
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>its functions conferred by or under FSMA 2000, other than its legislative functions, and</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>such other functions as the Treasury may by order provide.</Text>
</P3para>
</P3>
</P2para>
</P2>
</BlockAmendment>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/3" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/3" id="schedule-10-paragraph-10-3">
<Pnumber>3</Pnumber>
<P2para>
<Text>For subsection (3) substitute—</Text>
<BlockAmendment TargetClass="primary" TargetSubClass="unknown" Context="main" Format="default">
<P2>
<Pnumber>3</Pnumber>
<P2para>
<Text>The relevant functions of the Bank of England are—</Text>
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>its functions under Part 18 of FSMA 2000 (recognised clearing houses) or under Part 5 of the Banking Act 2009 (inter-bank payment systems), other than its legislative functions, and</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>such other functions as the Treasury may by order provide.</Text>
</P3para>
</P3>
</P2para>
</P2>
</BlockAmendment>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/4" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/4" id="schedule-10-paragraph-10-4">
<Pnumber>4</Pnumber>
<P2para>
<Text>
In subsections (4) and (5), for “subsection (2)” substitute
<InlineAmendment>“ subsection (2)(a) ”</InlineAmendment>
.
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/5" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/5" id="schedule-10-paragraph-10-5">
<Pnumber>5</Pnumber>
<P2para>
<Text>
In subsections (6) and (7), for “subsection (3)” substitute
<InlineAmendment>“ subsection (3)(a) ”</InlineAmendment>
.
</Text>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/ukpga/2013/33/schedule/10/paragraph/10/6" IdURI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10/6" id="schedule-10-paragraph-10-6">
<Pnumber>6</Pnumber>
<P2para>
<Text>After subsection (7) insert—</Text>
<BlockAmendment TargetClass="primary" TargetSubClass="unknown" Context="main" Format="default">
<P2>
<Pnumber>8</Pnumber>
<P2para>
<Text>For the purposes of subsection (2), sections 1A(6) and 2A(6) of FSMA 2000 do not apply.</Text>
</P2para>
</P2>
</BlockAmendment>
</P2para>
</P2>
</P1para>
</P1>
</Pblock>
</ScheduleBody>
</Schedule>
</Schedules>
</Primary>
<Commentaries>
<Commentary id="key-568e805270f483e162e93ceea02ed37c" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-1" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/1" id="cygub5wu1-01317">Sch. 10 para. 1</CitationSubRef>
in force at 1.3.2014 by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/377" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="377" Title="The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) Order 2014" id="cygub5wu1-01318">S.I. 2014/377</Citation>
,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01318" id="cygub5wu1-01319">art. 2(1)(a)</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-part-1" URI="http://www.legislation.gov.uk/id/uksi/2014/377/schedule/part/1" CitationRef="cygub5wu1-01318" Operative="true" id="cygub5wu1-01320">Sch. Pt. 1</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-7164afe3192e8c952c971eec5bee76ce" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-2" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/2" id="cygub5wu1-01328">Sch. 10 para. 2</CitationSubRef>
in force at 1.3.2014 by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/377" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="377" Title="The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) Order 2014" id="cygub5wu1-01329">S.I. 2014/377</Citation>
,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01329" id="cygub5wu1-01330">art. 2(1)(a)</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-part-1" URI="http://www.legislation.gov.uk/id/uksi/2014/377/schedule/part/1" CitationRef="cygub5wu1-01329" Operative="true" id="cygub5wu1-01331">Sch. Pt. 1</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-3383cee8ef94f6229a549662b7c41931" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-4" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/4" id="cygub5wu1-01339">Sch. 10 para. 4</CitationSubRef>
in force at 1.3.2014 by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/377" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="377" Title="The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) Order 2014" id="cygub5wu1-01340">S.I. 2014/377</Citation>
,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01340" id="cygub5wu1-01341">art. 2(1)(a)</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-part-1" URI="http://www.legislation.gov.uk/id/uksi/2014/377/schedule/part/1" CitationRef="cygub5wu1-01340" Operative="true" id="cygub5wu1-01342">Sch. Pt. 1</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-b69cbdebf7c2798f3a42788e2f7a676d" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-5" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/5" id="cygub5wu1-01350">Sch. 10 para. 5</CitationSubRef>
in force at 1.3.2014 by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/377" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="377" Title="The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) Order 2014" id="cygub5wu1-01351">S.I. 2014/377</Citation>
,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01351" id="cygub5wu1-01352">art. 2(1)(a)</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-part-1" URI="http://www.legislation.gov.uk/id/uksi/2014/377/schedule/part/1" CitationRef="cygub5wu1-01351" Operative="true" id="cygub5wu1-01353">Sch. Pt. 1</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-82c0a4a6d006a1edc293fc209b6c378f" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-6" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/6" id="cygub5wu1-01361">Sch. 10 para. 6</CitationSubRef>
in force at 1.3.2014 by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2014/377" Class="UnitedKingdomStatutoryInstrument" Year="2014" Number="377" Title="The Financial Services (Banking Reform) Act 2013 (Commencement No. 1) Order 2014" id="cygub5wu1-01362">S.I. 2014/377</Citation>
,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01362" id="cygub5wu1-01363">art. 2(1)(a)</CitationSubRef>
,
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<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-8" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/8" id="cygub5wu1-01383">Sch. 10 para. 8</CitationSubRef>
in force at 1.3.2014 by
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,
<CitationSubRef SectionRef="article-2-1-a" URI="http://www.legislation.gov.uk/id/uksi/2014/377/article/2/1/a" CitationRef="cygub5wu1-01384" id="cygub5wu1-01385">art. 2(1)(a)</CitationSubRef>
,
<CitationSubRef SectionRef="schedule-part-1" URI="http://www.legislation.gov.uk/id/uksi/2014/377/schedule/part/1" CitationRef="cygub5wu1-01384" Operative="true" id="cygub5wu1-01386">Sch. Pt. 1</CitationSubRef>
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<Commentary id="key-80b9ba461bba47c66101e4460c5b359a" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-9" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/9" id="cygub5wu1-01394">Sch. 10 para. 9</CitationSubRef>
in force at 1.3.2014 by
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,
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,
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<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10" id="cygub5wu1-01471">Sch. 10 para. 10</CitationSubRef>
in force at 1.3.2014 for specified purposes by
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,
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,
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<Commentary id="key-d29d99aa18a4d7701853a02745fca4b3" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-3" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/3" id="cygv07591-00103">Sch. 10 para. 3</CitationSubRef>
in force at 1.4.2014 by
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,
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<Commentary id="key-3e4ed273f9da06cf80a2869e16069c39" Type="I">
<Para>
<Text>
<CitationSubRef SectionRef="schedule-10-paragraph-10" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/10" id="cygv7rxk1-00007">Sch. 10 para. 10</CitationSubRef>
in force at 1.6.2014 in so far as not already in force by
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,
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<Commentary id="key-ec72f71c25d573ecd57141a3c29d6a78" Type="F">
<Para>
<Text>
<CitationSubRef id="c9nylxb15-00004" SectionRef="schedule-10-paragraph-7" URI="http://www.legislation.gov.uk/id/ukpga/2013/33/schedule/10/paragraph/7">Sch. 10 para. 7</CitationSubRef>
omitted (31.12.2023) by virtue of
<Citation URI="http://www.legislation.gov.uk/id/ukpga/2023/29" id="c9nylxb15-00005" Class="UnitedKingdomPublicGeneralAct" Year="2023" Number="29" Title="Financial Services and Markets Act 2023">Financial Services and Markets Act 2023 (c. 29)</Citation>
,
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,
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;
<Citation URI="http://www.legislation.gov.uk/id/uksi/2023/1382" id="c9nylxb15-00008" Class="UnitedKingdomStatutoryInstrument" Year="2023" Number="1382" Title="The Financial Services and Markets Act 2023 (Commencement No. 4 and Transitional and Saving Provisions) (Amendment) Regulations 2023">S.I. 2023/1382</Citation>
,
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