http://www.legislation.gov.uk/ukpga/2013/33/schedule/5/crossheading/defaults-in-relation-to-evidence/2013-12-18Financial Services (Banking Reform) Act 2013An Act to make further provision about banking and other financial services, including provision about the Financial Services Compensation Scheme; to make provision for the amounts owed in respect of certain deposits to be treated as a preferential debt on insolvency; to make further provision about payment systems and securities settlement systems; to make provision about the accounts of the Bank of England and its wholly owned subsidiaries; to make provision in relation to persons providing claims management services; and for connected purposes.texttext/xmlenStatute Law Database2024-09-062013-12-18SCHEDULESSCHEDULE 5Procedure for appeals to the CMADefaults in relation to evidence131

If a person (“the defaulter”)—

a

fails to comply with a notice issued or other requirement imposed under paragraph 9, 10 or 11,

b

in complying with a notice under paragraph 11, makes a statement that is false in any material particular, or

c

in providing information verified in accordance with a statement of truth required by appeal rules, provides information that is false in a material particular,

an authorised member of the CMA may certify that fact to the court.

2

If the court is satisfied that the defaulter failed without reasonable excuse to comply with the notice or other requirement, or made the false statement, or provided the false information, it may deal with the defaulter (and in the case of a body corporate, any director or other officer of the body) as if that person were in contempt.

3

In sub-paragraph (2) “officer”, in relation to a limited liability partnership, means a member of the limited liability partnership.

4

In this paragraph “court” means—

a

the High Court, or

b

in Scotland, the Court of Session.

141

A person who wilfully alters, suppresses or destroys a document which the person has been required to produce under paragraph 9 is guilty of an offence.

2

A person guilty of an offence under this paragraph is liable—

a

on summary conviction—

i

in England and Wales, to imprisonment for a term not exceeding 12 months (or 6 months, if the offence was committed before the commencement of section 154(1) of the Criminal Justice Act 2003) or a fine, or both;

ii

in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum, or both;

iii

in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum, or both;

b

on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine, or both.

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<num>2</num>
<content>
<p>If the court is satisfied that the defaulter failed without reasonable excuse to comply with the notice or other requirement, or made the false statement, or provided the false information, it may deal with the defaulter (and in the case of a body corporate, any director or other officer of the body) as if that person were in contempt.</p>
</content>
</subparagraph>
<subparagraph eId="schedule-5-paragraph-13-3">
<num>3</num>
<content>
<p>
In sub-paragraph (2) “
<term refersTo="#term-officer">officer</term>
”, in relation to a limited liability partnership, means a member of the limited liability partnership.
</p>
</content>
</subparagraph>
<subparagraph eId="schedule-5-paragraph-13-4">
<num>4</num>
<intro>
<p>
In this paragraph “
<term refersTo="#term-court">court</term>
” means—
</p>
</intro>
<paragraph eId="schedule-5-paragraph-13-4-a">
<num>a</num>
<content>
<p>the High Court, or</p>
</content>
</paragraph>
<paragraph eId="schedule-5-paragraph-13-4-b">
<num>b</num>
<content>
<p>in Scotland, the Court of Session.</p>
</content>
</paragraph>
</subparagraph>
</paragraph>
<paragraph eId="schedule-5-paragraph-14" period="#period4">
<num>14</num>
<subparagraph eId="schedule-5-paragraph-14-1">
<num>1</num>
<content>
<p>A person who wilfully alters, suppresses or destroys a document which the person has been required to produce under paragraph 9 is guilty of an offence.</p>
</content>
</subparagraph>
<subparagraph eId="schedule-5-paragraph-14-2">
<num>2</num>
<intro>
<p>A person guilty of an offence under this paragraph is liable—</p>
</intro>
<paragraph eId="schedule-5-paragraph-14-2-a">
<num>a</num>
<intro>
<p>on summary conviction—</p>
</intro>
<subparagraph eId="schedule-5-paragraph-14-2-a-i">
<num>i</num>
<content>
<p>in England and Wales, to imprisonment for a term not exceeding 12 months (or 6 months, if the offence was committed before the commencement of section 154(1) of the Criminal Justice Act 2003) or a fine, or both;</p>
</content>
</subparagraph>
<subparagraph eId="schedule-5-paragraph-14-2-a-ii">
<num>ii</num>
<content>
<p>in Scotland, to imprisonment for a term not exceeding 12 months or a fine not exceeding the statutory maximum, or both;</p>
</content>
</subparagraph>
<subparagraph eId="schedule-5-paragraph-14-2-a-iii">
<num>iii</num>
<content>
<p>in Northern Ireland, to imprisonment for a term not exceeding 6 months or a fine not exceeding the statutory maximum, or both;</p>
</content>
</subparagraph>
</paragraph>
<paragraph eId="schedule-5-paragraph-14-2-b">
<num>b</num>
<content>
<p>on conviction on indictment, to imprisonment for a term not exceeding 2 years or a fine, or both.</p>
</content>
</paragraph>
</subparagraph>
</paragraph>
</hcontainer>
</hcontainer>
</hcontainer>
</portionBody>
</portion>
</akomaNtoso>