S. 140(4)-(6) in force at 21.3.2014 by S.I. 2014/785, art. 2

S. 140(1)-(3) in force at 21.3.2014 by S.I. 2014/772, art. 2

http://www.legislation.gov.uk/ukpga/2013/33/section/140/2016-04-21Financial Services (Banking Reform) Act 2013An Act to make further provision about banking and other financial services, including provision about the Financial Services Compensation Scheme; to make provision for the amounts owed in respect of certain deposits to be treated as a preferential debt on insolvency; to make further provision about payment systems and securities settlement systems; to make provision about the accounts of the Bank of England and its wholly owned subsidiaries; to make provision in relation to persons providing claims management services; and for connected purposes.texttext/xmlenStatute Law Database2024-09-06Expert Participation2016-04-21PART 7MiscellaneousClaims management services
140Recovery of expenditure incurred by Office for Legal Complaints1

The Schedule to the Compensation Act 2006 (claims management regulations) is amended as set out in subsections (2) and (3).

2

The provision in paragraph 7 becomes sub-paragraph (1) of that paragraph.

3

In paragraph 7, after sub-paragraph (1) insert—

2

The fees that may be charged by the Regulator by virtue of sub-paragraph (1) include fees in respect of costs incurred by the Regulator for the purposes of meeting any leviable OLC expenditure.

4

The Legal Services Act 2007 is amended as set out in subsections (5) and (6).

5

After section 174 insert—

OLC expenditure relating to claims management services

174AOLC expenditure relating to claims management services1

This section has effect at any time when no person is designated under section 5(1) of the Compensation Act 2006 (the Regulator in relation to claims management services).

2

In determining the leviable OLC expenditure for the purposes of section 173, any expenditure incurred, or income received, by the OLC in connection with the exercise of its functions in relation to claims management services is to be disregarded.

3

The Lord Chancellor may by regulations charge periodic fees for authorised persons for the purposes of meeting any costs incurred by the Lord Chancellor in respect of relevant OLC expenditure.

4

Relevant OLC expenditure” means the difference between—

a

any expenditure of the OLC incurred in connection with the exercise of its functions in relation to claims management services, and

b

the aggregate of the amounts which the OLC pays into the Consolidated Fund under section 175(1)(g), (h) or (n), so far as relating to the exercise of its functions in relation to such services.

5

Regulations made under subsection (3) may, in particular—

a

permit the charging of different fees for different cases or circumstances (which may, in particular, be defined wholly or partly by reference to turnover or other criteria relating to an authorised person's business);

b

enable the person exercising functions of the Regulator under section 5(9) of the Compensation Act 2006 to collect fees on behalf of the Lord Chancellor;

c

specify the consequences of failure to pay fees (which may include anything which could be specified in regulations under section 9 of that Act as a consequence of a failure to pay fees charged under those regulations).

6

In this section “authorised person” and “claims management services” have the same meaning as in Part 2 of the Compensation Act 2006 (see section 4 of that Act).

6

In section 206 (Parliamentary control of orders and regulations), in subsection (4), after paragraph (o) insert—

oa

section 174A(3) (power to charge fees on persons providing claims management services);

.

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<note class="commentary I" eId="key-7f7425516ace947267ce91d1cdcfd953">
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<rref from="http://www.legislation.gov.uk/id/ukpga/2013/33/section/140/4" upTo="http://www.legislation.gov.uk/id/ukpga/2013/33/section/140/6">S. 140(4)-(6)</rref>
in force at 21.3.2014 by
<ref href="http://www.legislation.gov.uk/id/uksi/2014/785">S.I. 2014/785</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2014/785/article/2">art. 2</ref>
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<note class="commentary I" eId="key-56109918863ee6c9aa469622b8b98557">
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<rref from="http://www.legislation.gov.uk/id/ukpga/2013/33/section/140/1" upTo="http://www.legislation.gov.uk/id/ukpga/2013/33/section/140/3">S. 140(1)-(3)</rref>
in force at 21.3.2014 by
<ref href="http://www.legislation.gov.uk/id/uksi/2014/772">S.I. 2014/772</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2014/772/article/2">art. 2</ref>
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<num>
<strong>PART 7</strong>
</num>
<heading>Miscellaneous</heading>
<hcontainer name="crossheading" eId="part-7-crossheading-claims-management-services" period="#period2">
<heading>
<em>Claims management services</em>
</heading>
<section eId="section-140" period="#period2">
<num>140</num>
<heading>Recovery of expenditure incurred by Office for Legal Complaints</heading>
<subsection eId="section-140-1" period="#period1">
<num>
<noteRef href="#key-56109918863ee6c9aa469622b8b98557" marker="I2" class="commentary I"/>
1
</num>
<content>
<p>The Schedule to the Compensation Act 2006 (claims management regulations) is amended as set out in subsections (2) and (3).</p>
</content>
</subsection>
<subsection eId="section-140-2" period="#period1">
<num>
<noteRef href="#key-56109918863ee6c9aa469622b8b98557" marker="I2" class="commentary I"/>
2
</num>
<content>
<p>The provision in paragraph 7 becomes sub-paragraph (1) of that paragraph.</p>
</content>
</subsection>
<subsection eId="section-140-3" period="#period1">
<num>
<noteRef href="#key-56109918863ee6c9aa469622b8b98557" marker="I2" class="commentary I"/>
3
</num>
<content>
<p>In paragraph 7, after sub-paragraph (1) insert—</p>
<p class="BlockAmendment">
<mod>
<quotedStructure class="unknown unknown unknown default" startQuote="" endQuote="">
<subsection eId="d4e179">
<num>2</num>
<content>
<p>The fees that may be charged by the Regulator by virtue of sub-paragraph (1) include fees in respect of costs incurred by the Regulator for the purposes of meeting any leviable OLC expenditure.</p>
</content>
</subsection>
</quotedStructure>
</mod>
</p>
</content>
</subsection>
<subsection eId="section-140-4" period="#period1">
<num>
<noteRef href="#key-7f7425516ace947267ce91d1cdcfd953" marker="I1" class="commentary I"/>
4
</num>
<content>
<p>The Legal Services Act 2007 is amended as set out in subsections (5) and (6).</p>
</content>
</subsection>
<subsection eId="section-140-5" period="#period1">
<num>
<noteRef href="#key-7f7425516ace947267ce91d1cdcfd953" marker="I1" class="commentary I"/>
5
</num>
<content>
<p>After section 174 insert—</p>
<p class="BlockAmendment">
<mod>
<quotedStructure class="primary unknown main default" startQuote="" endQuote="">
<hcontainer name="crossheading" eId="d4e200">
<heading>
<em>OLC expenditure relating to claims management services</em>
</heading>
<section eId="d4e207">
<num>174A</num>
<heading>OLC expenditure relating to claims management services</heading>
<subsection eId="d4e211">
<num>1</num>
<content>
<p>This section has effect at any time when no person is designated under section 5(1) of the Compensation Act 2006 (the Regulator in relation to claims management services).</p>
</content>
</subsection>
<subsection eId="d4e217">
<num>2</num>
<content>
<p>In determining the leviable OLC expenditure for the purposes of section 173, any expenditure incurred, or income received, by the OLC in connection with the exercise of its functions in relation to claims management services is to be disregarded.</p>
</content>
</subsection>
<subsection eId="d4e223">
<num>3</num>
<content>
<p>The Lord Chancellor may by regulations charge periodic fees for authorised persons for the purposes of meeting any costs incurred by the Lord Chancellor in respect of relevant OLC expenditure.</p>
</content>
</subsection>
<subsection eId="d4e229">
<num>4</num>
<intro>
<p>
<term refersTo="#term-relevant-olc-expenditure">Relevant OLC expenditure</term>
” means the difference between—
</p>
</intro>
<paragraph eId="d4e238">
<num>a</num>
<content>
<p>any expenditure of the OLC incurred in connection with the exercise of its functions in relation to claims management services, and</p>
</content>
</paragraph>
<paragraph eId="d4e244">
<num>b</num>
<content>
<p>the aggregate of the amounts which the OLC pays into the Consolidated Fund under section 175(1)(g), (h) or (n), so far as relating to the exercise of its functions in relation to such services.</p>
</content>
</paragraph>
</subsection>
<subsection eId="d4e250">
<num>5</num>
<intro>
<p>Regulations made under subsection (3) may, in particular—</p>
</intro>
<paragraph eId="d4e256">
<num>a</num>
<content>
<p>permit the charging of different fees for different cases or circumstances (which may, in particular, be defined wholly or partly by reference to turnover or other criteria relating to an authorised person's business);</p>
</content>
</paragraph>
<paragraph eId="d4e262">
<num>b</num>
<content>
<p>enable the person exercising functions of the Regulator under section 5(9) of the Compensation Act 2006 to collect fees on behalf of the Lord Chancellor;</p>
</content>
</paragraph>
<paragraph eId="d4e268">
<num>c</num>
<content>
<p>specify the consequences of failure to pay fees (which may include anything which could be specified in regulations under section 9 of that Act as a consequence of a failure to pay fees charged under those regulations).</p>
</content>
</paragraph>
</subsection>
<subsection eId="d4e274">
<num>6</num>
<content>
<p>
In this section “
<term refersTo="#term-authorised-person">authorised person</term>
” and “
<term refersTo="#term-claims-management-services">claims management services</term>
” have the same meaning as in Part 2 of the Compensation Act 2006 (see section 4 of that Act).
</p>
</content>
</subsection>
</section>
</hcontainer>
</quotedStructure>
</mod>
</p>
</content>
</subsection>
<subsection eId="section-140-6" period="#period1">
<num>
<noteRef href="#key-7f7425516ace947267ce91d1cdcfd953" marker="I1" class="commentary I"/>
6
</num>
<content>
<p>In section 206 (Parliamentary control of orders and regulations), in subsection (4), after paragraph (o) insert—</p>
<p class="BlockAmendment">
<mod>
<quotedStructure class="primary unknown main default" startQuote="" endQuote="">
<paragraph eId="d4e294">
<num>oa</num>
<content>
<p>section 174A(3) (power to charge fees on persons providing claims management services);</p>
</content>
</paragraph>
</quotedStructure>
</mod>
<inline name="AppendText">.</inline>
</p>
</content>
</subsection>
</section>
</hcontainer>
</part>
</portionBody>
</portion>
</akomaNtoso>