S. 146 in force for specified purposes at Royal Assent, see s. 183

S. 147 in force for specified purposes at Royal Assent, see s. 183

S. 148 in force for specified purposes at Royal Assent, see s. 183

S. 149 in force for specified purposes at Royal Assent, see s. 183

S. 146 in force at 1.4.2017 in so far as not already in force by S.I. 2017/482, reg. 2

S. 147 in force at 1.4.2017 in so far as not already in force by S.I. 2017/482, reg. 2

S. 148 in force at 1.4.2017 in so far as not already in force by S.I. 2017/482, reg. 2

S. 149 in force at 1.4.2017 in so far as not already in force by S.I. 2017/482, reg. 2

Pt. 8 restricted (31.12.2020) by The Democratic People's Republic of Korea (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/411), regs. 1(2), 118; S.I. 2019/627, reg. 7(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Democratic Republic of the Congo (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/433), regs. 1(2), 57; S.I. 2019/627, reg. 5(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The South Sudan (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/438), regs. 1(2), 57; S.I. 2019/627, reg. 6(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Iran (Sanctions) (Nuclear) (EU Exit) Regulations 2019 (S.I. 2019/461), regs. 1(2), 64; S.I. 2019/627, reg. 8(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The ISIL (Da’esh) and Al-Qaida (United Nations Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/466), regs. 1(2), 47 (as amended by S.I. 2019/843, regs. 1(2), 4(e)); S.I. 2019/627, reg. 9(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Counter-Terrorism (International Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/573), regs. 1(2), 50; S.I. 2019/627, reg. 11(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Republic of Belarus (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/600), regs. 1(2), 56; S.I. 2019/627, reg. 12(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Zimbabwe (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/604), regs. 1(2), 57; S.I. 2019/627, reg. 13(2)2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Lebanon (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/612), regs. 1(2), 31; S.I. 2020/1514, reg. 9

Pt. 8 restricted (31.12.2020) by The Central African Republic (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/616), regs. 1(2), 57; S.I. 2020/1514, reg. 10(2)

Pt. 8 restricted (31.12.2020) by The Somalia (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/642), regs. 1(2), 71; S.I. 2020/1514, reg. 12(2)

Pt. 8 restricted (31.12.2020) by The Iraq (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/707), regs. 1(2), 58; S.I. 2020/1514, reg. 14(2)

Pt. 8 restricted (31.12.2020) by The Sudan (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/753), regs. 1(2), 58; S.I. 2020/1514, reg. 15(2)

Pt. 8 restricted (31.12.2020) by The Afghanistan (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/948), regs. 1(2), 46; S.I. 2020/1514, reg. 16(2)

Pt. 8 restricted (31.12.2020) by The Yemen (Sanctions) (EU Exit) (No. 2) Regulations 2020 (S.I. 2020/1278), regs. 1(2), 57; S.I. 2020/1514, reg. 20(2)

Pt. 8 restricted (31.12.2020) by The Libya (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/1665), regs. 1(3), 74

Pt. 8 restricted (31.12.2020) by The Syria (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/792), regs. 1(3), 87; 2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (31.12.2020) by The Russia (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/855), regs. 1(2), 88; 2020 c. 1, Sch. 5 para. 1(1)

Pt. 8 restricted (29.4.2021 at. 5.00 pm) by The Myanmar (Sanctions) Regulations 2021 (S.I. 2021/496), regs. 1(3), 68

S. 146(1A) inserted (15.6.2022) by Economic Crime (Transparency and Enforcement) Act 2022 (c. 10), ss. 54(3), 69(2); S.I. 2022/638, reg. 2 (with reg. 3)

S. 146(1)(b) and word omitted (15.6.2022) by virtue of Economic Crime (Transparency and Enforcement) Act 2022 (c. 10), ss. 54(2), 69(2); S.I. 2022/638, reg. 2 (with reg. 3)

S. 147(5) omiitted (15.6.2022) by Economic Crime (Transparency and Enforcement) Act 2022 (c. 10), ss. 55, 69(2); S.I. 2022/638, reg. 2

S. 149(3) inserted (15.6.2022) by Economic Crime (Transparency and Enforcement) Act 2022 (c. 10), ss. 56, 69(2); S.I. 2022/638, reg. 2

Pt. 8 restricted (28.12.2022) by The Haiti (Sanctions) Regulations 2022 (S.I. 2022/1281), regs. 1(2), 48

http://www.legislation.gov.uk/ukpga/2017/3/part/8/crossheading/civil-sanctionsPolicing and Crime Act 2017An Act to make provision for collaboration between the emergency services; to make provision about the handling of police complaints and other matters relating to police conduct and to make further provision about the Independent Police Complaints Commission; to make provision for super-complaints about policing; to make provision for the investigation of concerns about policing raised by whistle-blowers; to make provision about police discipline; to make provision about police inspection; to make provision about the powers of police civilian staff and police volunteers; to remove the powers of the police to appoint traffic wardens; to enable provision to be made to alter police ranks; to make provision about the Police Federation; to make provision in connection with the replacement of the Association of Chief Police Officers with the National Police Chiefs' Council; to make provision about the system for bail after arrest but before charge; to make provision about the retention of biometric material; to make provision to enable greater use of modern technology at police stations; to make other amendments to the Police and Criminal Evidence Act 1984; to amend the powers of the police under the Mental Health Act 1983; to extend the powers of the police in relation to maritime enforcement; to make provision for cross-border enforcement; to make provision about the powers of the police to require removal of disguises; to make provision about deputy police and crime commissioners and the Deputy Mayor for Policing and Crime; to make provision to enable changes to the names of police areas; to make provision about the regulation of firearms and pyrotechnic articles; to make provision about the licensing of alcohol; to make provision about the implementation and enforcement of financial sanctions; to amend the Police Act 1996 to make further provision about police collaboration; to make provision about the powers of the National Crime Agency; to make provision for requiring arrested persons to provide details of nationality; to make provision for requiring defendants in criminal proceedings to provide details of nationality and other information; to make provision about the seizure etc of invalid travel documents; to make provision for pardons for convictions etc for certain abolished offences; to make provision to protect the anonymity of victims of forced marriage; to increase the maximum sentences of imprisonment for certain offences of putting people in fear of violence etc; to make provision to combat the sexual exploitation of children and to protect children and vulnerable adults from harm; to make provision about coroners' duties in respect of deaths in state detention; to make provision about the powers of litter authorities in Scotland; and for connected purposes.texttext/xmlenStatute Law Database2024-05-18Expert Participation2023-12-26Part 8Financial sanctionsCivil sanctions
146Power to impose monetary penalties1

The Treasury may impose a monetary penalty on a person if it is satisfied, on the balance of probabilities, that—

a

the person has breached a prohibition, or failed to comply with an obligation, that is imposed by or under financial sanctions legislation, ...

b

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

1A

In determining for the purposes of subsection (1) whether a person has breached a prohibition, or failed to comply with an obligation, imposed by or under financial sanctions legislation, any requirement imposed by or under that legislation for the person to have known, suspected or believed any matter is to be ignored.

2

The amount of the penalty is to be such amount as the Treasury may determine but it may not exceed the permitted maximum.

3

In a case where the breach or failure relates to particular funds or economic resources and it is possible to estimate the value of the funds or economic resources, the permitted maximum is the greater of—

a

£1,000,000, and

b

50% of the estimated value of the funds or resources.

4

In any other case, the permitted maximum is £1,000,000.

5

In subsection (3), “funds” and “economic resources” have the same meanings as they have in the financial sanctions legislation that contains the prohibition or obligation in respect of which the monetary penalty is imposed.

6

The Treasury must keep the amount for the time being specified in subsection (3)(a) or (4) under review.

7

The Treasury may by regulations made by statutory instrument amend subsection (3)(a) or (4) so as to substitute another amount for the amount for the time being specified in it.

8

Regulations under subsection (7) may include transitional provision.

9

Before making regulations under subsection (7), the Treasury must consult such persons as it considers appropriate.

10

A statutory instrument containing regulations under subsection (7) may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament.

11

Any monetary penalty payable under this section is recoverable by the Treasury as a civil debt.

12

Any monetary penalty received by the Treasury by virtue of this section must be paid into the Consolidated Fund.

13

This section does not authorise the imposition of a monetary penalty on the Crown.

147Monetary penalties: procedural rights1

Before imposing a monetary penalty on a person under section 146, the Treasury must inform the person of its intention to do so.

2

The Treasury must also—

a

explain the grounds for imposing the penalty,

b

specify the amount of the penalty,

c

explain that the person is entitled to make representations, and

d

specify the period within which any such representations must be made.

3

If (having considered any representations), the Treasury decides to impose the penalty, the Treasury must—

a

inform the person of its decision,

b

explain that the person is entitled to seek a review by a Minister of the Crown, and

c

specify the period within which the person must inform the Treasury that the person wishes to seek such a review.

4

If the person seeks a review, the Minister may—

a

uphold the decision to impose the penalty and its amount,

b

uphold the decision to impose the penalty but substitute a different amount, or

c

cancel the decision to impose the penalty.

5

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

6

If on a review under subsection (4) the Minister decides to uphold the Treasury's decision to impose the penalty and its amount, or to uphold the Treasury's decision to impose the penalty but to substitute a different amount, the person may appeal (on any ground) to the Upper Tribunal.

7

On an appeal under subsection (6), the Upper Tribunal may quash the Minister's decision and if it does so may—

a

quash the Treasury's decision to impose the penalty;

b

uphold that decision but substitute a different amount for the amount determined by the Treasury (or, in a case where the Minister substituted a different amount, by the Minister).

8

In this section, “Minister of the Crown” means the holder of an office in Her Majesty's Government in the United Kingdom.

148Monetary penalties: bodies corporate and unincorporated associations1

If a monetary penalty is payable under section 146 by a body, the Treasury may also impose a monetary penalty on an officer of the body if it is satisfied, on the balance of probabilities, that the breach or failure in respect of which the monetary penalty is payable by the body—

a

took place with the consent or connivance of the officer, or

b

was attributable to any neglect on the part of the officer.

2

In subsection (1)—

body” means a body corporate, a partnership or an unincorporated body other than a partnership;

officer of a body” means—

a

in relation to a body corporate, a director, manager, secretary or other similar officer of the body or a person purporting to act in any such capacity;

b

in relation to a partnership, a partner or a person purporting to act as a partner;

c

in relation to an unincorporated body other than a partnership, a person who is concerned in the management or control of the body or purports to act in the capacity of a person so concerned.

3

Sections 146(2) to (5), (11) and (12) and 147 apply in relation to a monetary penalty that may be imposed under subsection (1) as they apply in relation to a monetary penalty that may be imposed under section 146(1).

149Monetary penalties: supplementary1

The Treasury must issue guidance as to—

a

the circumstances in which it may consider it appropriate to impose a monetary penalty under section 146 or 148, and

b

how it will determine the amount of the penalty.

2

The Treasury must, at such intervals as it considers appropriate, publish reports about the imposition of monetary penalties under section 146 or 148.

3

The Treasury may also publish reports at such intervals as it considers appropriate in cases where—

a

a monetary penalty has not been imposed under section 146 or 148, but

b

the Treasury is satisfied, on the balance of probabilities, that a person has breached a prohibition, or failed to comply with an obligation, that is imposed by or under financial sanctions legislation.

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<note class="commentary I" eId="c22719851">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/146">S. 146</ref>
in force for specified purposes at Royal Assent, see
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/183">s. 183</ref>
</p>
</note>
<note class="commentary I" eId="c22719861">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/147">S. 147</ref>
in force for specified purposes at Royal Assent, see
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/183">s. 183</ref>
</p>
</note>
<note class="commentary I" eId="c22719871">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/148">S. 148</ref>
in force for specified purposes at Royal Assent, see
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/183">s. 183</ref>
</p>
</note>
<note class="commentary I" eId="c22719881">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/149">S. 149</ref>
in force for specified purposes at Royal Assent, see
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/183">s. 183</ref>
</p>
</note>
<note class="commentary I" eId="key-fbaac4b149a9daeeddfeff149e65a7b4">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/146">S. 146</ref>
in force at 1.4.2017 in so far as not already in force by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482">S.I. 2017/482</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary I" eId="key-6a0b7ab77d743309ae4d4961e21465aa">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/147">S. 147</ref>
in force at 1.4.2017 in so far as not already in force by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482">S.I. 2017/482</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary I" eId="key-a6db3b5e7a2f00662b1b687931e46a88">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/148">S. 148</ref>
in force at 1.4.2017 in so far as not already in force by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482">S.I. 2017/482</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary I" eId="key-8015eb80d917690fe699010a3eae9656">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/149">S. 149</ref>
in force at 1.4.2017 in so far as not already in force by
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482">S.I. 2017/482</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2017/482/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary C" eId="key-420abf0c8178c34a4899b938359be020">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/411">The Democratic People's Republic of Korea (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/411)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/411/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/411/regulation/118">118</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/7/2">reg. 7(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-24e7eacae7cfd8ee6c2c1c9562176c44">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/433">The Democratic Republic of the Congo (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/433)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/433/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/433/regulation/57">57</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/5/2">reg. 5(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-1a1c3ae4716068415be99c68a9f4267d">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/438">The South Sudan (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/438)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/438/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/438/regulation/57">57</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/6/2">reg. 6(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-ac35e7d93fdd5c2e1d164d691f3174de">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/461">The Iran (Sanctions) (Nuclear) (EU Exit) Regulations 2019 (S.I. 2019/461)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/461/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/461/regulation/64">64</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/8/2">reg. 8(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-1c03346c19327de7cde38cd689b78139">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/466">The ISIL (Da’esh) and Al-Qaida (United Nations Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/466)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/466/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/466/regulation/47">47</ref>
(as amended by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/843">S.I. 2019/843</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/843/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/843/regulation/4/e">4(e)</ref>
);
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/9/2">reg. 9(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-e4f28b7ce8bf76912555f1075890f27a">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/573">The Counter-Terrorism (International Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/573)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/573/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/573/regulation/50">50</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/11/2">reg. 11(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-61beb79d87825c126ad6662e2b8c51cc">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/600">The Republic of Belarus (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/600)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/600/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/600/regulation/56">56</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/12/2">reg. 12(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-1c375d9c13f6ae85b95cfde0627cb550">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/604">The Zimbabwe (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/604)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/604/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/604/regulation/57">57</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627">S.I. 2019/627</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/627/regulation/13/2">reg. 13(2)</ref>
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-ccc59feece99ccf8401cc9b873e2d4e2">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/612">The Lebanon (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/612)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/612/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/612/regulation/31">31</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/9">reg. 9</ref>
</p>
</note>
<note class="commentary C" eId="key-00d54a16cffe93ee94fbf4463fdab054">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/616">The Central African Republic (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/616)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/616/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/616/regulation/57">57</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/10/2">reg. 10(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-2bea00225c52e043b3627c62a10ce980">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/642">The Somalia (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/642)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/642/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/642/regulation/71">71</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/12/2">reg. 12(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-6710d55886bdd45261d3053128cb2317">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/707">The Iraq (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/707)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/707/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/707/regulation/58">58</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/14/2">reg. 14(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-58414913f933c342d36a7655e67c137f">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/753">The Sudan (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/753)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/753/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/753/regulation/58">58</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/15/2">reg. 15(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-3fe42d51f8e928c502c4b87650762437">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/948">The Afghanistan (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/948)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/948/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/948/regulation/46">46</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/16/2">reg. 16(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-366e84128880c9e9e55bf176e581e28a">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1278">The Yemen (Sanctions) (EU Exit) (No. 2) Regulations 2020 (S.I. 2020/1278)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1278/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1278/regulation/57">57</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514">S.I. 2020/1514</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1514/regulation/20/2">reg. 20(2)</ref>
</p>
</note>
<note class="commentary C" eId="key-689c3687a5b1777c1d2d85c5a45f4017">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1665">The Libya (Sanctions) (EU Exit) Regulations 2020 (S.I. 2020/1665)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1665/regulation/1/3">regs. 1(3)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2020/1665/regulation/74">74</ref>
</p>
</note>
<note class="commentary C" eId="key-3611cf1a43810e60f318312f5715530f">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/792">The Syria (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/792)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/792/regulation/1/3">regs. 1(3)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/792/regulation/87">87</ref>
;
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-00952fd30c862648f1f7be32dab3817e">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (31.12.2020) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/855">The Russia (Sanctions) (EU Exit) Regulations 2019 (S.I. 2019/855)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/855/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/855/regulation/88">88</ref>
;
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1">2020 c. 1</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2020/1/schedule/5/paragraph/1/1">Sch. 5 para. 1(1)</ref>
</p>
</note>
<note class="commentary C" eId="key-87eb965338bffa96454ab738b34dbc4b">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (29.4.2021 at. 5.00 pm) by
<ref href="http://www.legislation.gov.uk/id/uksi/2021/496">The Myanmar (Sanctions) Regulations 2021 (S.I. 2021/496)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2021/496/regulation/1/3">regs. 1(3)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2021/496/regulation/68">68</ref>
</p>
</note>
<note class="commentary F" eId="key-3022ca74f7013bededdf35a478d8c570">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/146/1A">S. 146(1A)</ref>
inserted (15.6.2022) by
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10">Economic Crime (Transparency and Enforcement) Act 2022 (c. 10)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/54/3">ss. 54(3)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/69/2">69(2)</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638">S.I. 2022/638</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/2">reg. 2</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/3">reg. 3</ref>
)
</p>
</note>
<note class="commentary F" eId="key-285efd2c00bcb37cb7cadc900323fed4">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/146/1/b">S. 146(1)(b)</ref>
and word omitted (15.6.2022) by virtue of
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10">Economic Crime (Transparency and Enforcement) Act 2022 (c. 10)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/54/2">ss. 54(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/69/2">69(2)</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638">S.I. 2022/638</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/2">reg. 2</ref>
(with
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/3">reg. 3</ref>
)
</p>
</note>
<note class="commentary F" eId="key-2eba176b2e65b546423bd57380a2a23c">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/147/5">S. 147(5)</ref>
omiitted (15.6.2022) by
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10">Economic Crime (Transparency and Enforcement) Act 2022 (c. 10)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/55">ss. 55</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/69/2">69(2)</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638">S.I. 2022/638</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary F" eId="key-9647ecaa3f283d7d08399a2fdcea6543">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/section/149/3">S. 149(3)</ref>
inserted (15.6.2022) by
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10">Economic Crime (Transparency and Enforcement) Act 2022 (c. 10)</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/56">ss. 56</ref>
,
<ref href="http://www.legislation.gov.uk/id/ukpga/2022/10/section/69/2">69(2)</ref>
;
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638">S.I. 2022/638</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/638/regulation/2">reg. 2</ref>
</p>
</note>
<note class="commentary C" eId="key-edcd2a8f1c863c315071df83a67f4010">
<p>
<ref href="http://www.legislation.gov.uk/id/ukpga/2017/3/part/8">Pt. 8</ref>
restricted (28.12.2022) by
<ref href="http://www.legislation.gov.uk/id/uksi/2022/1281">The Haiti (Sanctions) Regulations 2022 (S.I. 2022/1281)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/1281/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2022/1281/regulation/48">48</ref>
</p>
</note>
</notes>
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<dc:identifier>http://www.legislation.gov.uk/ukpga/2017/3/part/8/crossheading/civil-sanctions</dc:identifier>
<dc:title>Policing and Crime Act 2017</dc:title>
<dc:description>An Act to make provision for collaboration between the emergency services; to make provision about the handling of police complaints and other matters relating to police conduct and to make further provision about the Independent Police Complaints Commission; to make provision for super-complaints about policing; to make provision for the investigation of concerns about policing raised by whistle-blowers; to make provision about police discipline; to make provision about police inspection; to make provision about the powers of police civilian staff and police volunteers; to remove the powers of the police to appoint traffic wardens; to enable provision to be made to alter police ranks; to make provision about the Police Federation; to make provision in connection with the replacement of the Association of Chief Police Officers with the National Police Chiefs' Council; to make provision about the system for bail after arrest but before charge; to make provision about the retention of biometric material; to make provision to enable greater use of modern technology at police stations; to make other amendments to the Police and Criminal Evidence Act 1984; to amend the powers of the police under the Mental Health Act 1983; to extend the powers of the police in relation to maritime enforcement; to make provision for cross-border enforcement; to make provision about the powers of the police to require removal of disguises; to make provision about deputy police and crime commissioners and the Deputy Mayor for Policing and Crime; to make provision to enable changes to the names of police areas; to make provision about the regulation of firearms and pyrotechnic articles; to make provision about the licensing of alcohol; to make provision about the implementation and enforcement of financial sanctions; to amend the Police Act 1996 to make further provision about police collaboration; to make provision about the powers of the National Crime Agency; to make provision for requiring arrested persons to provide details of nationality; to make provision for requiring defendants in criminal proceedings to provide details of nationality and other information; to make provision about the seizure etc of invalid travel documents; to make provision for pardons for convictions etc for certain abolished offences; to make provision to protect the anonymity of victims of forced marriage; to increase the maximum sentences of imprisonment for certain offences of putting people in fear of violence etc; to make provision to combat the sexual exploitation of children and to protect children and vulnerable adults from harm; to make provision about coroners' duties in respect of deaths in state detention; to make provision about the powers of litter authorities in Scotland; and for connected purposes.</dc:description>
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<dc:publisher>Statute Law Database</dc:publisher>
<dc:modified>2024-05-18</dc:modified>
<dc:contributor>Expert Participation</dc:contributor>
<dct:valid>2023-12-26</dct:valid>
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<atom:link rel="up" href="http://www.legislation.gov.uk/ukpga/2017/3/part/8" title="Part 8"/>
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<num>
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<noteRef href="#key-61beb79d87825c126ad6662e2b8c51cc" marker="C7" class="commentary C"/>
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<strong>Part 8</strong>
</num>
<heading>Financial sanctions</heading>
<hcontainer name="crossheading" eId="part-8-crossheading-civil-sanctions" period="#period2">
<heading>
<em>Civil sanctions</em>
</heading>
<section eId="section-146" period="#period2">
<num>
<noteRef href="#c22719851" marker="I1" class="commentary I"/>
<noteRef href="#key-fbaac4b149a9daeeddfeff149e65a7b4" marker="I5" class="commentary I"/>
146
</num>
<heading>Power to impose monetary penalties</heading>
<subsection eId="section-146-1">
<num>1</num>
<intro>
<p>The Treasury may impose a monetary penalty on a person if it is satisfied, on the balance of probabilities, that—</p>
</intro>
<paragraph eId="section-146-1-a">
<num>a</num>
<content>
<p>
the person has breached a prohibition, or failed to comply with an obligation, that is imposed by or under financial sanctions legislation,
<noteRef href="#key-285efd2c00bcb37cb7cadc900323fed4" marker="F2" class="commentary F"/>
...
</p>
</content>
</paragraph>
<paragraph eId="section-146-1-b">
<num>
<noteRef href="#key-285efd2c00bcb37cb7cadc900323fed4" marker="F2" class="commentary F"/>
b
</num>
<content>
<p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-146-1A">
<num>
<ins class="key-3022ca74f7013bededdf35a478d8c570-1659609894580 first">
<noteRef href="#key-3022ca74f7013bededdf35a478d8c570" marker="F1" class="commentary attribute F"/>
1A
</ins>
</num>
<content>
<p>
<ins class="key-3022ca74f7013bededdf35a478d8c570-1659609894580 last">In determining for the purposes of subsection (1) whether a person has breached a prohibition, or failed to comply with an obligation, imposed by or under financial sanctions legislation, any requirement imposed by or under that legislation for the person to have known, suspected or believed any matter is to be ignored.</ins>
</p>
</content>
</subsection>
<subsection eId="section-146-2">
<num>2</num>
<content>
<p>The amount of the penalty is to be such amount as the Treasury may determine but it may not exceed the permitted maximum.</p>
</content>
</subsection>
<subsection eId="section-146-3">
<num>3</num>
<intro>
<p>In a case where the breach or failure relates to particular funds or economic resources and it is possible to estimate the value of the funds or economic resources, the permitted maximum is the greater of—</p>
</intro>
<paragraph eId="section-146-3-a">
<num>a</num>
<content>
<p>£1,000,000, and</p>
</content>
</paragraph>
<paragraph eId="section-146-3-b">
<num>b</num>
<content>
<p>50% of the estimated value of the funds or resources.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-146-4">
<num>4</num>
<content>
<p>In any other case, the permitted maximum is £1,000,000.</p>
</content>
</subsection>
<subsection eId="section-146-5">
<num>5</num>
<content>
<p>
In subsection (3), “
<term refersTo="#term-funds">funds</term>
” and “
<term refersTo="#term-economic-resources">economic resources</term>
” have the same meanings as they have in the financial sanctions legislation that contains the prohibition or obligation in respect of which the monetary penalty is imposed.
</p>
</content>
</subsection>
<subsection eId="section-146-6">
<num>6</num>
<content>
<p>The Treasury must keep the amount for the time being specified in subsection (3)(a) or (4) under review.</p>
</content>
</subsection>
<subsection eId="section-146-7">
<num>7</num>
<content>
<p>The Treasury may by regulations made by statutory instrument amend subsection (3)(a) or (4) so as to substitute another amount for the amount for the time being specified in it.</p>
</content>
</subsection>
<subsection eId="section-146-8">
<num>8</num>
<content>
<p>Regulations under subsection (7) may include transitional provision.</p>
</content>
</subsection>
<subsection eId="section-146-9">
<num>9</num>
<content>
<p>Before making regulations under subsection (7), the Treasury must consult such persons as it considers appropriate.</p>
</content>
</subsection>
<subsection eId="section-146-10">
<num>10</num>
<content>
<p>A statutory instrument containing regulations under subsection (7) may not be made unless a draft of the instrument has been laid before and approved by a resolution of each House of Parliament.</p>
</content>
</subsection>
<subsection eId="section-146-11">
<num>11</num>
<content>
<p>Any monetary penalty payable under this section is recoverable by the Treasury as a civil debt.</p>
</content>
</subsection>
<subsection eId="section-146-12">
<num>12</num>
<content>
<p>Any monetary penalty received by the Treasury by virtue of this section must be paid into the Consolidated Fund.</p>
</content>
</subsection>
<subsection eId="section-146-13">
<num>13</num>
<content>
<p>This section does not authorise the imposition of a monetary penalty on the Crown.</p>
</content>
</subsection>
</section>
<section eId="section-147" period="#period2">
<num>
<noteRef href="#c22719861" marker="I2" class="commentary I"/>
<noteRef href="#key-6a0b7ab77d743309ae4d4961e21465aa" marker="I6" class="commentary I"/>
147
</num>
<heading>Monetary penalties: procedural rights</heading>
<subsection eId="section-147-1">
<num>1</num>
<content>
<p>Before imposing a monetary penalty on a person under section 146, the Treasury must inform the person of its intention to do so.</p>
</content>
</subsection>
<subsection eId="section-147-2">
<num>2</num>
<intro>
<p>The Treasury must also—</p>
</intro>
<paragraph eId="section-147-2-a">
<num>a</num>
<content>
<p>explain the grounds for imposing the penalty,</p>
</content>
</paragraph>
<paragraph eId="section-147-2-b">
<num>b</num>
<content>
<p>specify the amount of the penalty,</p>
</content>
</paragraph>
<paragraph eId="section-147-2-c">
<num>c</num>
<content>
<p>explain that the person is entitled to make representations, and</p>
</content>
</paragraph>
<paragraph eId="section-147-2-d">
<num>d</num>
<content>
<p>specify the period within which any such representations must be made.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-147-3">
<num>3</num>
<intro>
<p>If (having considered any representations), the Treasury decides to impose the penalty, the Treasury must—</p>
</intro>
<paragraph eId="section-147-3-a">
<num>a</num>
<content>
<p>inform the person of its decision,</p>
</content>
</paragraph>
<paragraph eId="section-147-3-b">
<num>b</num>
<content>
<p>explain that the person is entitled to seek a review by a Minister of the Crown, and</p>
</content>
</paragraph>
<paragraph eId="section-147-3-c">
<num>c</num>
<content>
<p>specify the period within which the person must inform the Treasury that the person wishes to seek such a review.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-147-4">
<num>4</num>
<intro>
<p>If the person seeks a review, the Minister may—</p>
</intro>
<paragraph eId="section-147-4-a">
<num>a</num>
<content>
<p>uphold the decision to impose the penalty and its amount,</p>
</content>
</paragraph>
<paragraph eId="section-147-4-b">
<num>b</num>
<content>
<p>uphold the decision to impose the penalty but substitute a different amount, or</p>
</content>
</paragraph>
<paragraph eId="section-147-4-c">
<num>c</num>
<content>
<p>cancel the decision to impose the penalty.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-147-5">
<num>
<noteRef href="#key-2eba176b2e65b546423bd57380a2a23c" marker="F3" class="commentary F"/>
5
</num>
<content>
<p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p>
</content>
</subsection>
<subsection eId="section-147-6">
<num>6</num>
<content>
<p>If on a review under subsection (4) the Minister decides to uphold the Treasury's decision to impose the penalty and its amount, or to uphold the Treasury's decision to impose the penalty but to substitute a different amount, the person may appeal (on any ground) to the Upper Tribunal.</p>
</content>
</subsection>
<subsection eId="section-147-7">
<num>7</num>
<intro>
<p>On an appeal under subsection (6), the Upper Tribunal may quash the Minister's decision and if it does so may—</p>
</intro>
<paragraph eId="section-147-7-a">
<num>a</num>
<content>
<p>quash the Treasury's decision to impose the penalty;</p>
</content>
</paragraph>
<paragraph eId="section-147-7-b">
<num>b</num>
<content>
<p>uphold that decision but substitute a different amount for the amount determined by the Treasury (or, in a case where the Minister substituted a different amount, by the Minister).</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-147-8">
<num>8</num>
<content>
<p>
In this section, “
<term refersTo="#term-minister-of-the-crown">Minister of the Crown</term>
” means the holder of an office in Her Majesty's Government in the United Kingdom.
</p>
</content>
</subsection>
</section>
<section eId="section-148" period="#period1">
<num>
<noteRef href="#c22719871" marker="I3" class="commentary I"/>
<noteRef href="#key-a6db3b5e7a2f00662b1b687931e46a88" marker="I7" class="commentary I"/>
148
</num>
<heading>Monetary penalties: bodies corporate and unincorporated associations</heading>
<subsection eId="section-148-1">
<num>1</num>
<intro>
<p>If a monetary penalty is payable under section 146 by a body, the Treasury may also impose a monetary penalty on an officer of the body if it is satisfied, on the balance of probabilities, that the breach or failure in respect of which the monetary penalty is payable by the body—</p>
</intro>
<paragraph eId="section-148-1-a">
<num>a</num>
<content>
<p>took place with the consent or connivance of the officer, or</p>
</content>
</paragraph>
<paragraph eId="section-148-1-b">
<num>b</num>
<content>
<p>was attributable to any neglect on the part of the officer.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-148-2">
<num>2</num>
<content>
<p>In subsection (1)—</p>
<blockList class="unordered">
<item>
<p>
<term refersTo="#term-body">body</term>
” means a body corporate, a partnership or an unincorporated body other than a partnership;
</p>
</item>
<item>
<p>
<term refersTo="#term-officer-of-a-body">officer of a body</term>
” means—
</p>
<blockList class="ordered">
<item>
<num>a</num>
<p>in relation to a body corporate, a director, manager, secretary or other similar officer of the body or a person purporting to act in any such capacity;</p>
</item>
<item>
<num>b</num>
<p>in relation to a partnership, a partner or a person purporting to act as a partner;</p>
</item>
<item>
<num>c</num>
<p>in relation to an unincorporated body other than a partnership, a person who is concerned in the management or control of the body or purports to act in the capacity of a person so concerned.</p>
</item>
</blockList>
</item>
</blockList>
</content>
</subsection>
<subsection eId="section-148-3">
<num>3</num>
<content>
<p>Sections 146(2) to (5), (11) and (12) and 147 apply in relation to a monetary penalty that may be imposed under subsection (1) as they apply in relation to a monetary penalty that may be imposed under section 146(1).</p>
</content>
</subsection>
</section>
<section eId="section-149" period="#period2">
<num>
<noteRef href="#c22719881" marker="I4" class="commentary I"/>
<noteRef href="#key-8015eb80d917690fe699010a3eae9656" marker="I8" class="commentary I"/>
149
</num>
<heading>Monetary penalties: supplementary</heading>
<subsection eId="section-149-1">
<num>1</num>
<intro>
<p>The Treasury must issue guidance as to—</p>
</intro>
<paragraph eId="section-149-1-a">
<num>a</num>
<content>
<p>the circumstances in which it may consider it appropriate to impose a monetary penalty under section 146 or 148, and</p>
</content>
</paragraph>
<paragraph eId="section-149-1-b">
<num>b</num>
<content>
<p>how it will determine the amount of the penalty.</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-149-2">
<num>2</num>
<content>
<p>The Treasury must, at such intervals as it considers appropriate, publish reports about the imposition of monetary penalties under section 146 or 148.</p>
</content>
</subsection>
<subsection eId="section-149-3">
<num>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787 first">
<noteRef href="#key-9647ecaa3f283d7d08399a2fdcea6543" marker="F4" class="commentary attribute F"/>
3
</ins>
</num>
<intro>
<p>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787">The Treasury may also publish reports at such intervals as it considers appropriate in cases where—</ins>
</p>
</intro>
<paragraph eId="section-149-3-a">
<num>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787">a</ins>
</num>
<content>
<p>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787">a monetary penalty has not been imposed under section 146 or 148, but</ins>
</p>
</content>
</paragraph>
<paragraph eId="section-149-3-b">
<num>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787">b</ins>
</num>
<content>
<p>
<ins class="key-9647ecaa3f283d7d08399a2fdcea6543-1659610258787 last">the Treasury is satisfied, on the balance of probabilities, that a person has breached a prohibition, or failed to comply with an obligation, that is imposed by or under financial sanctions legislation.</ins>
</p>
</content>
</paragraph>
</subsection>
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