2U.K.The Financial Services and Markets Act 2000 is amended as follows.
Commencement Information
I1Sch. 9 para. 2 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
3U.K.In section 138I (consultation by the FCA), after subsection (9) insert—
“(9A)This section does not apply to rules made by the FCA under section 271E.”
Commencement Information
I2Sch. 9 para. 3 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
4(1)Section 165 (regulators' powers to require information) is amended as follows.U.K.
(2)In subsection (7)(b), after “section” insert “ 271A or ”.
(3)At the end insert—
“(12)In subsection (7)(b), the reference to a scheme that is recognised includes a scheme a part of which is recognised.”
Commencement Information
I3Sch. 9 para. 4 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
5U.K.In section 237(2) (Part 17 definitions), in the definition of “the operator”—
(a)in paragraph (ab) omit “and”, and
(b)after paragraph (b) insert “, and
(ba)in relation to a recognised scheme, means the legal entity with overall responsibility for the management and performance of the functions of the scheme.”
Commencement Information
I4Sch. 9 para. 5 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
6U.K.In section 392 (application of third party rights to notices)—
(a)in paragraph (a), before “280(1)” insert “ 271N(2), 271R(3), ”, and
(b)in paragraph (b), before “280(2)” insert “ 271N(3), 271R(4), ”.
Commencement Information
I5Sch. 9 para. 6 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
7U.K.In section 395(13) (meaning of supervisory notice), before paragraph (f) insert—
“(ea)section 271M(3), (6) or (7)(b);”.
Commencement Information
I6Sch. 9 para. 7 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)
8U.K.In section 429(2) (regulations subject to affirmative procedure), after “262,” insert “ 271S, ”.
Commencement Information
I7Sch. 9 para. 8 in force at 23.2.2022 by S.I. 2022/163, reg. 2(a)