The Uncertificated Securities Regulations 1995
PART ICITATION, COMMENCEMENT AND INTERPRETATION
1Citation and Commencement
2Purposes and basic definitions
3Interpretation
PART IITHE OPERATOR
Approval and compliance
4Applications for approval
5Grant and refusal of approval
6Fees
Supervision
7Withdrawal of approval
8Compliance orders and directions
9Injunctions and restitution orders
10Provision of information by Operators
Miscellaneous
11Delegation of Treasury functions
12International obligations
13Prevention of restrictive practices
PART IIIPARTICIPATING ISSUERS
Participation by issuers
14Participation in respect of shares
15(1) This regulation applies to a class of shares if...
16(1) This regulation applies to a class of shares if...
17Interpretation of regulations 15 and 16
18Participation in respect of securities other than shares
Keeping of registers
19Entries on registers
20Effect of entries on registers
21Rectification of and changes to registers of securities
22Closing registers
23Registration of transfers of securities
24Registration of linked transfers
25Position of a transferee prior to entry on a register
Conversions and new issues
26Conversion of securities into certificated form
27Conversion of securities into uncertificated form
28New issues in uncertificated form
PART IVDEMATERIALISED INSTRUCTIONS ETC.
29Properly authenticated dematerialised instructions
30Liability for forged dematerialised instructions and induced Operator-instructions
PART VMISCELLANEOUS AND SUPPLEMENTAL
Miscellaneous
31Construction of references to transfers etc.
32Certain formalities and requirements not to apply
33Trusts, trustees and personal representatives etc.
34Notices of meetings
35Notices to minority shareholders
36Irrevocable powers of attorney
Defaults and contraventions
37Breaches of statutory duty
38Liability of officers for contraventions
Northern Ireland
39Application to Northern Ireland
Amendments and revocations
40Minor and consequential amendments
41Revocations
THE SCHEDULES
Schedule 1Requirements for approval of a person as Operator
Schedule 2Prevention of restrictive practices
Schedule 3Adaptations in respect of Northern Ireland

1995 No. 3272

COMPANIES

The Uncertificated Securities Regulations 1995

Made

Coming into force

The Treasury in exercise of the powers conferred on them by the Transfer of Functions (Financial Services) Order 19921 and by section 207 of the Companies Act 19892 and of all other powers enabling them in that behalf, hereby make the following Regulations of which a draft has been laid before Parliament in accordance with section 207(9) of the Companies Act 1989 and approved by resolution of each House of Parliament: