http://www.legislation.gov.uk/uksi/2001/1335/article/1/made
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
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Capital and financial markets
King's Printer of Acts of Parliament
2015-04-24
FINANCIAL SERVICES AND MARKETS
This Order specifies the kinds of activities and investments which are controlled activities and controlled investments for the purposes of section 21 of the Financial Services and Markets Act 2000 (c. 8) (“the Act”). Any invitation or inducement which is made in the course of business and which invites or induces someone either to enter into an agreement the making of which constitutes a controlled activity or to exercise rights conferred by a controlled investment is subject to the restriction imposed by section 21(1). Section 21(1) precludes anyone from communicating such an invitation or inducement unless either he is an authorised person within the meaning of the Act or the content of the communication is approved by an authorised person. Contravention of that prohibition is a criminal offence.
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 6(f)-(h)
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 3(1)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 8A
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 3(2)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 12(7)
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 4(b)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 18(4)
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 5(1)(b)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 18A
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 5(2)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 20B
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) (Electronic Commerce Directive) Order 2002
art. 6
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 1(3)(b)
The Financial Services and Markets Act 2000 (Commencement of Mortgage Regulation) (Amendment) Order 2002
art. 4(2)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 1(4)
The Financial Services and Markets Act 2000 (Commencement of Mortgage Regulation) (Amendment) Order 2002
art. 4(3)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 20(2)(c)(ii)
The Financial Services and Markets Act 2000 (Financial Promotion and Miscellaneous Amendments) Order 2002
art. 2(3)(a)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 20(2)(c)(iv) and word
The Financial Services and Markets Act 2000 (Financial Promotion and Miscellaneous Amendments) Order 2002
art. 2(3)(b)
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
defn(s)
The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes) (Exemptions) Order 2001
art 21(7)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 28A
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2001
art 2(a)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 55A
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment) Order 2001
art 2(b)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 20A
The Financial Services and Markets Act 2000 (Financial Promotion) (Amendment No. 2) Order 2001
art 3
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 16(1)
The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001
art. 4(2)
art. 1(a)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 16(2)
The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001
art. 4(2)
art. 1(a)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
Sch. 1
para. 27(2A)
The Financial Services and Markets Act 2000 (Miscellaneous Provisions) Order 2001
art. 5
art. 1(a)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 28B
The Financial Services and Markets Act 2000(Financial Promotion) (Amendment) Order 2003
art 3
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
Sch 1 Pt I
paras 10A
10B
The Financial Services and Markets Act 2000(Financial Promotion) (Amendment) Order 2003
art 5(1)
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 20B
The Financial Services and Markets Act 2000 (Promotion of Collective Investment Schemes etc.) (Exemptions) (Amendment) Order 2003
art 3
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art 50A
The Financial Services and Markets Act 2000 (Financial Promotion and Promotion of Collective Investment Schemes) (Miscellaneous Amendments) Order 2005
arts 2
4
Sch 1
para 3
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
Sch 5
The Financial Services and Markets Act 2000 (Financial Promotion and Promotion of Collective Investment Schemes) (Miscellaneous Amendments) Order 2005
arts 2
4
Sch 1
para 4
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
Order
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2005
Sch. 6
art. 1
The Financial Services and Markets Act 2000 (Financial Promotion) Order 2001
art. 20B(2)(b)(i)
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 18
reg. 1
PART ICITATION, COMMENCEMENT AND INTERPRETATION
Citation and commencement1
1
This Order may be cited as the Financial Services and Markets Act 2000 (Financial Promotion) Order 2001.
2
Except as provided by paragraph (3), this Order comes into force on the day on which section 19 of the Act comes into force.
3
This Order comes into force—
a
for the purposes of paragraphs 9 and 25 of Schedule 1 (qualifying funeral plan contracts) on 1st January 2002; and
b
for the purposes of paragraphs 10 and 26 of Schedule 1 (qualifying credit) nine months after section 19 of the Act comes into force.