http://www.legislation.gov.uk/uksi/2001/2188/regulation/13
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
text
text/xml
en
Statute Law Database
2019-12-15
FINANCIAL SERVICES AND MARKETS
2001-06-18
These Regulations specify the circumstances in which confidential information, within the meaning of the Financial Services and Markets Act 2000 (c. 8) (“the Act"), can be disclosed. Section 348 of the Act provides that—except as permitted by such regulations—confidential information must not be disclosed by a primary recipient, or by any person obtaining the information directly or indirectly from a primary recipient, without the consent of the person from whom the primary recipient obtained the information and (if different) the person to whom it relates. “Confidential information" is defined as information which—
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B
The Electronic Commerce and Solvency 2 (Amendment etc.) (EU Exit) Regulations 2019
reg. 7
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(d)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(d)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(7)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1A)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(c)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(c)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(c)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(d)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(g)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(h)(iii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
reg. 4(8)(ii)(aa)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(i)
reg. 4(8)(ii)(bb)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3D)(b)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(j)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3D)(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(j)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3E)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3EA)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3F)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(k)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(l)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(5)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(8)(m)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(9)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(10)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(3)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(10)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(1)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(11)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(11)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(b)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(b)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(c)(i)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(e)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(c)(ii)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(f)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(fa)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(d)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(g)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(13)(e)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5 Ch. 1 heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(14)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(a)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(15)(c)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 17
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(16)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5
Ch. 2
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(17)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 Pt. 5
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 4(23)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 7
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 9(3)(b)
reg. 1(3)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2A)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(vi)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(4)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(5)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12C heading
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 13(6)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Public Record, Disclosure of Information and Co-operation (Financial Services) (Amendment) (EU Exit) Regulations 2019
reg. 14(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(a)
The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019
Sch. 3
para. 37(2)
Sch. 3
para. 112
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(6)
The Data Protection, Privacy and Electronic Communications (Amendments etc) (EU Exit) Regulations 2019
Sch. 3
para. 37(3)
Sch. 3
para. 112
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A
The Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013
reg. 12(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)
The Alternative Investment Fund Managers Regulations 2013
Sch. 2
para. 12(3)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 3(1)(d)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(3)(b)(ii)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(6)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(7)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013
Sch. 2
para. 47(8)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12A
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(a)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3(b)(x)
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(c)(i)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3(b)(x)
The Public Bodies (Merger of the Gambling Commission and the National Lottery Commission) Order 2013
Sch.
para. 34(c)(ii)
art. 8
Sch.
para. 43
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(1A)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)(b)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Capital Requirements Regulations 2013
Sch. 2
para. 55(3)(d)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(3)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c) and word
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(3)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(1)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(4)(a)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(3E)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(4)(b)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 11(f)
The Financial Services and Markets Act 2000 (Over the Counter Derivatives, Central Counterparties and Trade Repositories) Regulations 2013
reg. 35(5)
regs. 52-58
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 1
para. 28
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)(i)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(a)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)(ii)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(a)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(3)(c)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2ZA)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(c)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2D)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(d)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3A)(a)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(e)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3G)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(4)(f)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(i)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(a)(i)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(ii)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(a)(ii)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(h)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(5)(b)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(5)
The Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017
Sch. 3
para. 4(6)
reg. 7
reg. 1(2)
(3)
(4)
(6)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Data Reporting Services Regulations 2017
reg. 42
reg. 1(2)(a)
(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Services Regulations 2017
Sch. 6
para. 13
reg. 3
reg. 1(3)(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3 para. (b)(v)
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(4)(a)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 3 para. (b)(vi)
The Enterprise and Regulatory Reform Act 2013 (Competition) (Consequential, Transitional and Saving Provisions) (No. 2) Order 2014
Sch. 1
para. 30(4)(b)
art. 3
art.001(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(b)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(3)(a)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d) and word
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(3)(b)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(c)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(5)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(4)(d)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A
10B
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(5)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(g)
The Bank Recovery and Resolution (No. 2) Order 2014
Sch. 3
para. 8(6)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Immigration Act 2014 (Bank Accounts) Regulations 2014
reg. 13
reg. 1
reg. 12A
art. 2(6)
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
The Budget Responsibility and National Audit Act 2011 (Consequential Amendments) Order 2012
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 3 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(5)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(a)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(6)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(c)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(7)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3B)(e)
(f)
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(7)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 4 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(8)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(12)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 2 heading
The Financial Services (Omnibus 1 Directive) Regulations 2012
reg. 3(14)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(4)
The Financial Services and Markets Act 2000 (Short Selling) Regulations 2012
reg. 3(3)
reg. 1(1)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payments in Euro (Credit Transfers and Direct Debits) Regulations 2012
Sch.
para. 9
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(c)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(d)(i)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(b)(i)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2C)(d)(i)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(3)(b)(ii)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(a)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(b)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10A(1)(c)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(4)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(5)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10B(2)
The Resolution of Central Counterparties (Modified Application of Corporate Law and Consequential Amendments) Regulations 2023
reg. 15(5)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 2(f)
The Undertakings for Collective Investment in Transferable Securities Regulations 2016
reg. 4(2)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(c)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(3)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e) and word
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2D)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3G)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(4)(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(h)
The Financial Services and Markets Act 2000 (Market Abuse) Regulations 2016
reg. 18(5)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(d)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(a)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(e)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 8(f)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(3)(c)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3EA)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(4)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(fa)
The Financial Services and Markets Act 2000 (Transparency of Securities Financing Transactions and of Reuse) Regulations 2016
Sch. 2
para. 2(5)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Insurers (Reorganisation and Winding Up) Regulations 2003
reg. 16(4)
reg. 3
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12B
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2003
reg 3(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12C
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2003
reg 4(c)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 17
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) Regulations 2006
reg 7
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4A)
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(3)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 10C
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(4)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 6
The Financial Holding Companies (Approval etc.) and Capital Requirements (Capital Buffers and Macro-prudential Measures) (Amendment) (EU Exit) Regulations 2020
reg. 6(5)(b)
reg. 1(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2B)(b)(iii)
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5 Ch. 1 heading
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 13
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(d)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Pt. 5
Ch. 2
The Financial Services and Economic and Monetary Policy (Consequential Amendments) (EU Exit) Regulations 2020
reg. 3
Sch.
para. 41(e)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg 12A
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) (Amendment) (No. 2) Regulations 2001
reg 2(1)
(4)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
The Financial Services and Markets Act 2000 (Confidential Information) (Bank of England) (Consequential Provisions) Order 2001
arts 46–8
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Financial Services and Markets Act 2000 (Consequential and Transitional Provisions) (Miscellaneous) (No. 2) Order 2001
art. 7
art. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Electronic Money Regulations 2011
reg. 62
Sch. 3
para. 11
reg. 3
reg. 1(2)(a)(xiv)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3C)
(3D)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(3)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 11(d)(ii)
The Undertakings for Collective Investment in Transferable Securities Regulations 2011
reg. 5(4)(a)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Blanket amendment
The Treaty of Lisbon (Changes in Terminology) Order 2011
art. 3-6
8-10
art. 2
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(4)
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Sch. 1
Pt. 5
The Capital Requirements (Amendment) Regulations 2010
Sch. 2
para. 2(4)(c)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Credit Institutions (Reorganisation and Winding up) Regulations 2004
reg. 18(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Credit Institutions (Reorganisation and Winding up) Regulations 2004
reg. 38(6)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Insurers (Reorganisation and Winding Up) Regulations 2004
reg. 16(4)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2A)
The Life Assurance Consolidation Directive (Consequential Amendments) Regulations 2004
reg. 19(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(d)
(f)
The Solvency 2 Regulations 2015
Sch. 2
para. 12(3)(b)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3F)
The Mortgage Credit Directive Order 2015
Sch. 1
para. 8(3)(b)
Pt. 4
art. 1(5)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Card Interchange Fee Regulations 2015
reg. 17(3)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Small and Medium Sized Business (Credit Information) Regulations 2015
reg. 25(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Small and Medium Sized Business (Finance Platforms) Regulations 2015
reg. 22(2)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Payment Accounts Regulations 2015
Sch. 7
para. 9
reg. 1(2)(b)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(2B)(a)
Data Protection Act 2018
Sch. 19
para. 278(2)
s. 117
209
210
s. 212(1)
reg. 2(1)(g)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
art. 9(6)
Data Protection Act 2018
Sch. 19
para. 278(3)
s. 117
209
210
s. 212(1)
reg. 2(1)(g)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12(6)
The Financial Services and Markets Act 2000 (Benchmarks) Regulations 2018
reg. 56(3)
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(2)(f) and word
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(3)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 9(3)(b)(v) and word
The Financial Services and Markets Act 2000 (Reinsurance Directive) Regulations 2007
reg. 3(4)(b)
reg. 1
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
Regulations
The Data Reporting Services Regulations 2024
reg. 29
reg. 1(2)
The Financial Services and Markets Act 2000 (Disclosure of Confidential Information) Regulations 2001
reg. 12B and words
The Electronic Commerce Directive (Financial Services and Markets) Regulations 2002
reg. 16
reg. 1(b)
PART V TRANSITIONAL PROVISIONS
Interpretation13
In this Part—
“pre-commencement information" means information which is subject to restrictions (with or without qualifications or exceptions) on disclosure by virtue of a pre-commencement provision;
“pre-commencement provision" means—
- a
any provision in—
- i
Schedule 2B to the Insurance Companies Act 1982 M1;
- ii
Part VIII of the Financial Services Act 1986 M2;
- iii
Part V of the Banking Act 1987 M3; or
- iv
SRO rules;
which imposes restrictions on the disclosure of information, or creates exceptions or qualifications to such restrictions; or
- i
- b
regulation 48 of the Investment Services Regulations 1995 M4;
- a
“recognised self-regulating organisation" means a body which immediately before the coming into force of section 348 of the Act was a recognised self-regulating organisation within the meaning of section 8(1) of the Financial Services Act 1986, or a recognised self-regulating organisation for friendly societies within the meaning of Schedule 11 to that Act;
“SRO rules" means the rules of a recognised self-regulating organisation;
“transitional information" means information which immediately before the coming into force of section 19 of the Act was subject to restrictions on disclosure by virtue of a pre-commencement provision.