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The Financial Services and Markets Act 2000 (Transitional Provisions and Savings) (Civil Remedies, Discipline, Criminal Offences etc.) (No. 2) Order 2001

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Information from former recognised professional bodies

21.  The Authority may by notice in writing require any person who was, immediately before commencement, a recognised professional body to furnish it with information—

(a)which relates to—

(i)investment business carried on before commencement by a person who held a certificate issued by that body for the purposes of Part I of the Financial Services Act; or

(ii)the regulation or supervision of that investment business; and

(b)which the Authority reasonably requires for the exercise of functions conferred on it by or under the Act.

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