Words in reg. 12(1) omitted (1.7.2012) by virtue of The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 21(a)

Words in reg. 12(1)(a)(b) substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 21(b)

Reg. 12(2) omitted (1.7.2012) by virtue of The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 21(c)

Words in reg. 12(3) substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 21(d)

Words in reg. 13(2)(a) substituted (1.4.2014) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556), regs. 1(2), 5(4)

Reg. 14 revoked (1.4.2015) by The Occupational and Personal Pension Schemes (Automatic Enrolment) (Amendment) Regulations 2015 (S.I. 2015/501), regs. 1, 6

http://www.legislation.gov.uk/uksi/2010/772/part/3The Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010texttext/xmlenStatute Law DatabasePENSIONS2024-05-20Expert Participation2022-08-01These Regulations make provision under the Pensions Act 2008 (the Act). They are one of a package of measures which implement Part 1 of the Act.PART 3Automatic re-enrolment12Automatic re-enrolment dates1

Subject to paragraphs ... (3) and (4), the automatic re-enrolment date for the purposes of section 5 (automatic re-enrolment) of the Act—

a

is the date chosen at the discretion of the employer, within a period beginning 3 months before, and ending at the end of the period of 3 months beginning with, the third anniversary of the staging date; and

b

thereafter, is the date chosen at the discretion of the employer, within a period beginning 3 months before, and ending at the end of the period of 3 months beginning with, the third anniversary of the date chosen for the previous automatic re-enrolment date.

2

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

3

In a case under section 6(4) of the Act, the automatic re-enrolment date for the purposes of section 5 is the day after the day on which the jobholder ceases to be an active member of the scheme

4

In a case under section 6(5) of the Act, the automatic re-enrolment date for the purposes of section 5 is the first day on which all the requirements of section 1(1) (jobholders) of the Act are met (so that the person is a jobholder from that date).

13Arrangements to achieve active membership1

Except where the jobholder becomes an active member of an automatic enrolment scheme under paragraph (2), the arrangements in regulations 6, 7 and 8 are the arrangements prescribed to achieve active membership for the purposes of section 5 of the Act, but with the following modifications—

a

in regulation 6 for all references to “section 3” substitute “ ;section 5 ”;

b

in regulations 6, 7 and 8 for all references to “section 3(2)” substitute “ ;section 5(2) ”; and

c

in regulations 6, 7 and 8 for all references to “the automatic enrolment date” substitute “ ;the automatic re-enrolment date ”.

2

Subject to paragraph (3), where before the jobholder's automatic re-enrolment date, the jobholder is a member of a personal pension scheme, or in a case under section 6(5) of the Act a member of a personal pension scheme or an occupational pension scheme, the employer may meet the obligation in section 5(2) of the Act by—

a

before the end of a period of six weeks beginning with the automatic re-enrolment date, entering into arrangements with the provider or the trustees or managers of the scheme of which the jobholder is a member so that—

i

the scheme is an automatic enrolment scheme; and

ii

the jobholder is an active member of that scheme; and

b

satisfying the requirements of regulation 7, as if for all references in regulation 7 to “section 3(2)” there was substituted “ ;section 5(2) ” and for all references to “the automatic enrolment date” there was substituted “ ;the automatic re-enrolment date ”.

3

Paragraph (2)(b) does not apply in a case under section 6(5) of the Act.

14Jobholders excluded from automatic re-enrolment

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

15Opting out

The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 (jobholder's right to opt out) of the Act in relation to a jobholder who has become an active member of an automatic enrolment scheme under section 5 of the Act, but with the modification that in paragraph (1) of regulation 9 for “section 3(2)” substitute “ ;section 5(2) ”.

16Refunds

The arrangements in regulation 11 are the arrangements for the purposes of section 8 of the Act in relation to a jobholder who has become an active member of an automatic enrolment scheme under section 5 of the Act.

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,
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,
<ref href="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c">regs. 1(2)(c)</ref>
,
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,
<ref href="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c">regs. 1(2)(c)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/21/c">21(c)</ref>
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,
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,
<ref href="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/5/4">5(4)</ref>
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<ref href="http://www.legislation.gov.uk/id/uksi/2015/501/regulation/6">6</ref>
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<heading>Automatic re-enrolment</heading>
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<num>12</num>
<heading>Automatic re-enrolment dates</heading>
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Subject to paragraphs
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... (3) and (4), the automatic re-enrolment date for the purposes of section 5 (automatic re-enrolment) of the Act—
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is the date chosen at the discretion of the employer, within a period
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beginning 3 months before, and ending at the end of the period of 3 months beginning with,
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the third anniversary of the staging date; and
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thereafter, is the date chosen at the discretion of the employer, within a period
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beginning 3 months before, and ending at the end of the period of 3 months beginning with,
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the third anniversary of the date chosen for the previous automatic re-enrolment date.
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2
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<content>
<p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p>
</content>
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<content>
<p>
In a case under section 6(4) of the Act, the automatic re-enrolment date for the purposes of section 5 is the day after the day on which
<ins class="substitution key-80af42a85a8b51ff7425a3d7c86f4fa8-1506955999930 first last">
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the jobholder ceases to be an active member of the scheme
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</content>
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<paragraph eId="regulation-12-4">
<num>4</num>
<content>
<p>In a case under section 6(5) of the Act, the automatic re-enrolment date for the purposes of section 5 is the first day on which all the requirements of section 1(1) (jobholders) of the Act are met (so that the person is a jobholder from that date).</p>
</content>
</paragraph>
</hcontainer>
<hcontainer name="regulation" eId="regulation-13" period="#period1">
<num>13</num>
<heading>Arrangements to achieve active membership</heading>
<paragraph eId="regulation-13-1">
<num>1</num>
<intro>
<p>Except where the jobholder becomes an active member of an automatic enrolment scheme under paragraph (2), the arrangements in regulations 6, 7 and 8 are the arrangements prescribed to achieve active membership for the purposes of section 5 of the Act, but with the following modifications—</p>
</intro>
<subparagraph eId="regulation-13-1-a">
<num>a</num>
<content>
<p>
in regulation 6 for all references to “section 3” substitute
<mod>
<quotedText>“ ;section 5 ”</quotedText>
</mod>
;
</p>
</content>
</subparagraph>
<subparagraph eId="regulation-13-1-b">
<num>b</num>
<content>
<p>
in regulations 6, 7 and 8 for all references to “section 3(2)” substitute
<mod>
<quotedText>“ ;section 5(2) ”</quotedText>
</mod>
; and
</p>
</content>
</subparagraph>
<subparagraph eId="regulation-13-1-c">
<num>c</num>
<content>
<p>
in regulations 6, 7 and 8 for all references to “the automatic enrolment date” substitute
<mod>
<quotedText>“ ;the automatic re-enrolment date ”</quotedText>
</mod>
.
</p>
</content>
</subparagraph>
</paragraph>
<paragraph eId="regulation-13-2">
<num>2</num>
<intro>
<p>Subject to paragraph (3), where before the jobholder's automatic re-enrolment date, the jobholder is a member of a personal pension scheme, or in a case under section 6(5) of the Act a member of a personal pension scheme or an occupational pension scheme, the employer may meet the obligation in section 5(2) of the Act by—</p>
</intro>
<subparagraph eId="regulation-13-2-a">
<num>a</num>
<intro>
<p>
before the end of a period of
<ins class="substitution key-62e37fe99bc075c44870e701bd2f568d-1561711557125 first last">
<noteRef href="#key-62e37fe99bc075c44870e701bd2f568d" marker="F5" class="commentary attribute F"/>
six weeks
</ins>
beginning with the automatic re-enrolment date, entering into arrangements with the provider or the trustees or managers of the scheme of which the jobholder is a member so that—
</p>
</intro>
<clause eId="regulation-13-2-a-i">
<num>i</num>
<content>
<p>the scheme is an automatic enrolment scheme; and</p>
</content>
</clause>
<clause eId="regulation-13-2-a-ii">
<num>ii</num>
<content>
<p>the jobholder is an active member of that scheme; and</p>
</content>
</clause>
</subparagraph>
<subparagraph eId="regulation-13-2-b">
<num>b</num>
<content>
<p>
satisfying the requirements of regulation 7, as if for all references in regulation 7 to “section 3(2)” there was substituted
<mod>
<quotedText>“ ;section 5(2) ”</quotedText>
</mod>
and for all references to “the automatic enrolment date” there was substituted
<mod>
<quotedText>“ ;the automatic re-enrolment date ”</quotedText>
</mod>
.
</p>
</content>
</subparagraph>
</paragraph>
<paragraph eId="regulation-13-3">
<num>3</num>
<content>
<p>Paragraph (2)(b) does not apply in a case under section 6(5) of the Act.</p>
</content>
</paragraph>
</hcontainer>
<hcontainer name="regulation" eId="regulation-14" period="#period2">
<num>
<noteRef href="#key-059f25277fcdf298fc5dad5ae9fda9ed" marker="F6" class="commentary F"/>
14
</num>
<heading>Jobholders excluded from automatic re-enrolment</heading>
<content>
<p>. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .</p>
</content>
</hcontainer>
<hcontainer name="regulation" eId="regulation-15" period="#period1">
<num>15</num>
<heading>Opting out</heading>
<content>
<p>
The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 (jobholder's right to opt out) of the Act in relation to a jobholder who has become an active member of an automatic enrolment scheme under section 5 of the Act, but with the modification that in paragraph (1) of regulation 9 for “section 3(2)” substitute
<mod>
<quotedText>“ ;section 5(2) ”</quotedText>
</mod>
.
</p>
</content>
</hcontainer>
<hcontainer name="regulation" eId="regulation-16" period="#period1">
<num>16</num>
<heading>Refunds</heading>
<content>
<p>The arrangements in regulation 11 are the arrangements for the purposes of section 8 of the Act in relation to a jobholder who has become an active member of an automatic enrolment scheme under section 5 of the Act.</p>
</content>
</hcontainer>
</part>
</portionBody>
</portion>
</akomaNtoso>