http://www.legislation.gov.uk/uksi/2010/772/part/7The Occupational and Personal Pension Schemes (Automatic Enrolment) Regulations 2010texttext/xmlenStatute Law DatabasePENSIONS2024-05-20Expert Participation2022-08-01 These Regulations make provision under the Pensions Act 2008 (the Act). They are one of a package of measures which implement Part 1 of the Act. PART 7Automatic enrolment following the transitional period for defined benefit and hybrid schemes<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">Notice to be given under section 30(3) of </Substitution><Abbreviation Expansion="Pensions Act 2008 c. 30"><Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">the Act</Substitution></Abbreviation>27Where the employer gives the jobholder the notice mentioned in section 30(3) of the Act (transitional period for defined benefits and hybrid schemes), that notice must—abe in writing;bbe given at any time before the end of the period of six weeks beginning with the employer’s first enrolment date; andcinclude the information described in paragraphs 16 or 18 and paragraphs 22 and 24 of Schedule 2.Arrangements to achieve active membership28The arrangements prescribed in regulations 6, 7 and 8 are the arrangements prescribed for the purposes of section 3(2) (automatic enrolment) of the Act as modified by section 30(3) (transitional period for defined benefits and hybrid schemes) of the Act, but with the following modifications—afor regulation 6 substitute—<P1><Pnumber>6</Pnumber><P1para><P2><Pnumber>1</Pnumber><P2para><Text>An employer must meet the obligation in section 3(2) (automatic enrolment) of the Act by entering into arrangements with the trustees or managers of an automatic enrolment scheme which is a defined benefits scheme or a hybrid scheme.</Text></P2para></P2><P2><Pnumber>2</Pnumber><P2para><Text>An employer must ensure that a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the day after the end of the transitional period prescribed for the purposes of section 30 (transitional period for defined benefits and hybrid schemes) of the Act.</Text></P2para></P2><P2><Pnumber>3</Pnumber><P2para><Text>An employer must carry out the duties in paragraphs (1) and (2) before the end of a period of <Substitution ChangeId="key-c2e4b7bb6c0823c619c1b38dd0cdb041-1561712883568" CommentaryRef="key-c2e4b7bb6c0823c619c1b38dd0cdb041">six weeks</Substitution> beginning with the day after the end of the transitional period prescribed for the purposes of section 30 of the Act.</Text></P2para></P2></P1para></P1></P1group></BlockAmendment><AppendText>; and</AppendText></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/28/b" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/28/b" id="regulation-28-b"><Pnumber>b</Pnumber><P3para><Text>in regulations 7 and 8 for all references to “the automatic enrolment date” substitute <InlineAmendment>“ ;the day after the end of the transitional period prescribed for the purposes of section 30 of the Act ”</InlineAmendment>.</Text></P3para></P3></P1para></P1></P1group><P1group RestrictExtent="E+W+S" RestrictStartDate="2012-10-01"><Title/><P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29" id="regulation-29"><Pnumber>29</Pnumber><P1para><Text>The arrangements prescribed in regulations 6, 7 and 8 are prescribed for the purposes of section 3(2) (automatic enrolment) of the Act as modified by section 30(5) (transitional period for defined benefits and hybrid schemes) of the Act, but with the following modifications—</Text><P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/a" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/a" id="regulation-29-a"><Pnumber>a</Pnumber><P3para><Text>for <Substitution ChangeId="key-9fe7a6ae379a0b1488a39e8455c8d5c6-1506963736858" CommentaryRef="key-9fe7a6ae379a0b1488a39e8455c8d5c6">regulation 6(1)</Substitution> substitute—</Text><BlockAmendment TargetClass="secondary" TargetSubClass="regulation" Context="main" Format="default"><P1group Layout="below"><Title/><P1><Pnumber> <Substitution ChangeId="key-d88ca89cc61c510a3d854fcdb37efaad-1506963776386" CommentaryRef="key-d88ca89cc61c510a3d854fcdb37efaad">(1)</Substitution></Pnumber><P1para><Text>An employer must meet the obligation in section 3(2) (automatic enrolment) of the Act by entering into arrangements with—</Text><P3><Pnumber>a</Pnumber><P3para><Text>the trustees or managers of an automatic enrolment scheme which is a defined benefits scheme or a hybrid scheme, so that, before the end of a period of <Substitution ChangeId="key-0ea0b0b029f215b02faba64c58fc9c69-1561713033687" CommentaryRef="key-0ea0b0b029f215b02faba64c58fc9c69">six weeks</Substitution> beginning with the closure date, a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the closure date;<CommentaryRef Ref="key-baecd17c04e408c6abc515cbe0dc48ce"/>...</Text></P3para></P3><P3><Pnumber>b</Pnumber><P3para><Text>the trustees or managers of an automatic enrolment scheme which is a money purchase scheme, so that before the end of a period of <Substitution ChangeId="key-0ea0b0b029f215b02faba64c58fc9c69-1561713061841" CommentaryRef="key-0ea0b0b029f215b02faba64c58fc9c69">six weeks</Substitution> beginning with the closure date a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the automatic enrolment date;<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> or </Addition></Text></P3para></P3><P3><Pnumber><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">c</Addition></Pnumber><P3para><Text><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">the provider of an automatic enrolment scheme which is a personal pension scheme so that before the end of the period of </Addition><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"><Substitution ChangeId="key-3c588275f3a9dc34937446046c2a51cc-1561713172028" CommentaryRef="key-3c588275f3a9dc34937446046c2a51cc">six weeks</Substitution></Addition><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> beginning with the closure date the jobholder to whom section 3 of </Addition><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">the Act</Addition><Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> applies receives information about the terms and conditions mentioned in paragraph (4).</Addition> </Text></P3para></P3></P1para></P1></P1group></BlockAmendment></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/aa" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/aa" id="regulation-29-aa"><Pnumber><Addition ChangeId="key-c2f699f15a032cebfa5c54c8512cc7ee-1506963945287" CommentaryRef="key-c2f699f15a032cebfa5c54c8512cc7ee">aa</Addition></Pnumber><P3para><Text><Addition ChangeId="key-c2f699f15a032cebfa5c54c8512cc7ee-1506963945287" CommentaryRef="key-c2f699f15a032cebfa5c54c8512cc7ee">in regulation 6(2) and (4) for “paragraph (1)(b)” each time it occurs substitute “paragraph (1)(c)”</Addition></Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/b" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/b" id="regulation-29-b"><Pnumber>b</Pnumber><P3para><Text>in regulations 7 and 8 for all references to “the automatic enrolment date” substitute <InlineAmendment>“ ;the closure date ”</InlineAmendment>; and</Text></P3para></P3><P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/c" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/c" id="regulation-29-c"><Pnumber>c</Pnumber><P3para><Text>at the end of regulation 7 add—</Text><BlockAmendment TargetClass="secondary" TargetSubClass="regulation" Context="main" Format="default"><P2><Pnumber>4</Pnumber><P2para><Text>At the request of the jobholder the employer must, for the period prescribed in paragraph (5), deduct any contributions which would have been payable by the jobholder to the scheme in respect of the period beginning on the automatic enrolment date and ending on the closure date, from any qualifying earnings or pensionable pay due to the jobholder in any applicable pay reference period.</Text></P2para></P2><P2><Pnumber>5</Pnumber><P2para><Text>For the purposes of paragraph (4), the prescribed period is a period of—</Text><P3><Pnumber>a</Pnumber><P3para><Text>5 years beginning with the date on which section 3 (automatic enrolment) of the Act comes into force in accordance with provision made by order by the Secretary of State under section 149(1) of the Act; or</Text></P3para></P3><P3><Pnumber>b</Pnumber><P3para><Text>such shorter period as is agreed between the jobholder and the employer.</Text></P3para></P3></P2para></P2><P2><Pnumber>6</Pnumber><P2para><Text>For the purposes of this regulation and regulation 6 “<Term>closure date</Term>” has the meaning given by section 30(4) (transitional period for defined benefits and hybrid schemes) of the Act.</Text></P2para></P2></BlockAmendment><AppendText>.</AppendText></P3para></P3></P1para></P1></P1group><P1group RestrictStartDate="2012-10-01"><Title>Opting out30The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 (jobholder's right to opt out) of the Act as modified by section 30(3).<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/31" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/31" id="regulation-31"><Pnumber>31</Pnumber><P1para><Text>The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 of the Act as modified by section 30(5), but with the modification that in paragraph (2)(a) of regulation 9 for “regulation 6(1)(a)” substitute <InlineAmendment>“ ;regulation 6(1)(a) or (b) ”</InlineAmendment>.</Text></P1para></P1></P1group><P1group RestrictExtent="E+W+S" RestrictStartDate="2012-10-01"><Title>Refunds32The arrangements in regulation 11 are the arrangements for the purposes of section 8 of the Act as modified by section 30(3) or (5) of the Act.Reg. 27 substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 28Word in reg. 29 substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 29(b)Word in reg. 29 omitted (1.7.2012) by virtue of The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 29(c)Words in reg. 29 inserted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 29(d)Reg. 29(aa) inserted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 29(e)Words in reg. 29(a) substituted (1.7.2012) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215), regs. 1(2)(c), 29(a)Words in reg. 27(b) substituted (1.4.2014) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556), regs. 1(2), 5(7)Words in reg. 28(a) substituted (1.4.2014) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556), regs. 1(2), 5(4)Words in reg. 29(a) substituted (1.4.2014) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556), regs. 1(2), 5(4)Words in reg. 29(a) substituted (1.4.2014) by The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556), regs. 1(2), 5(7)Words in reg. 27(c) substituted (1.4.2015) by The Occupational and Personal Pension Schemes (Automatic Enrolment) (Amendment) Regulations 2015 (S.I. 2015/501), regs. 1, 10
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<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">b</Substitution>
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<P3para>
<Text>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">be given at any time before the end of the period of </Substitution>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">
<Substitution ChangeId="key-7eeb0a6796662672c023b8caba0251cd-1561712628662" CommentaryRef="key-7eeb0a6796662672c023b8caba0251cd">six weeks</Substitution>
</Substitution>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0"> beginning with the employer’s first enrolment date; and</Substitution>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/27/c" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/27/c" id="regulation-27-c">
<Pnumber>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">c</Substitution>
</Pnumber>
<P3para>
<Text>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">include the information described in </Substitution>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0">
<Substitution ChangeId="key-ba646ee2a4759c188927015acc082156-1563525033982" CommentaryRef="key-ba646ee2a4759c188927015acc082156">paragraphs 16 or 18 and paragraphs 22 and 24</Substitution>
</Substitution>
<Substitution ChangeId="key-6b3dcf7e000903b9792634101a6828b0-1506951738228" CommentaryRef="key-6b3dcf7e000903b9792634101a6828b0"> of Schedule 2.</Substitution>
</Text>
</P3para>
</P3>
</P1para>
</P1>
</P1group>
<P1group RestrictExtent="E+W+S" RestrictStartDate="2012-10-01">
<Title>Arrangements to achieve active membership</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/28" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/28" id="regulation-28">
<Pnumber>28</Pnumber>
<P1para>
<Text>The arrangements prescribed in regulations 6, 7 and 8 are the arrangements prescribed for the purposes of section 3(2) (automatic enrolment) of the Act as modified by section 30(3) (transitional period for defined benefits and hybrid schemes) of the Act, but with the following modifications—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/28/a" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/28/a" id="regulation-28-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>for regulation 6 substitute—</Text>
<BlockAmendment TargetClass="secondary" TargetSubClass="regulation" Context="main" Format="default">
<P1group Layout="below">
<Title/>
<P1>
<Pnumber>6</Pnumber>
<P1para>
<P2>
<Pnumber>1</Pnumber>
<P2para>
<Text>An employer must meet the obligation in section 3(2) (automatic enrolment) of the Act by entering into arrangements with the trustees or managers of an automatic enrolment scheme which is a defined benefits scheme or a hybrid scheme.</Text>
</P2para>
</P2>
<P2>
<Pnumber>2</Pnumber>
<P2para>
<Text>An employer must ensure that a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the day after the end of the transitional period prescribed for the purposes of section 30 (transitional period for defined benefits and hybrid schemes) of the Act.</Text>
</P2para>
</P2>
<P2>
<Pnumber>3</Pnumber>
<P2para>
<Text>
An employer must carry out the duties in paragraphs (1) and (2) before the end of a period of
<Substitution ChangeId="key-c2e4b7bb6c0823c619c1b38dd0cdb041-1561712883568" CommentaryRef="key-c2e4b7bb6c0823c619c1b38dd0cdb041">six weeks</Substitution>
beginning with the day after the end of the transitional period prescribed for the purposes of section 30 of the Act.
</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
</BlockAmendment>
<AppendText>; and</AppendText>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/28/b" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/28/b" id="regulation-28-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
in regulations 7 and 8 for all references to “the automatic enrolment date” substitute
<InlineAmendment>“ ;the day after the end of the transitional period prescribed for the purposes of section 30 of the Act ”</InlineAmendment>
.
</Text>
</P3para>
</P3>
</P1para>
</P1>
</P1group>
<P1group RestrictExtent="E+W+S" RestrictStartDate="2012-10-01">
<Title/>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29" id="regulation-29">
<Pnumber>29</Pnumber>
<P1para>
<Text>The arrangements prescribed in regulations 6, 7 and 8 are prescribed for the purposes of section 3(2) (automatic enrolment) of the Act as modified by section 30(5) (transitional period for defined benefits and hybrid schemes) of the Act, but with the following modifications—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/a" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/a" id="regulation-29-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>
for
<Substitution ChangeId="key-9fe7a6ae379a0b1488a39e8455c8d5c6-1506963736858" CommentaryRef="key-9fe7a6ae379a0b1488a39e8455c8d5c6">regulation 6(1)</Substitution>
substitute—
</Text>
<BlockAmendment TargetClass="secondary" TargetSubClass="regulation" Context="main" Format="default">
<P1group Layout="below">
<Title/>
<P1>
<Pnumber>
<Substitution ChangeId="key-d88ca89cc61c510a3d854fcdb37efaad-1506963776386" CommentaryRef="key-d88ca89cc61c510a3d854fcdb37efaad">(1)</Substitution>
</Pnumber>
<P1para>
<Text>An employer must meet the obligation in section 3(2) (automatic enrolment) of the Act by entering into arrangements with—</Text>
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>
the trustees or managers of an automatic enrolment scheme which is a defined benefits scheme or a hybrid scheme, so that, before the end of a period of
<Substitution ChangeId="key-0ea0b0b029f215b02faba64c58fc9c69-1561713033687" CommentaryRef="key-0ea0b0b029f215b02faba64c58fc9c69">six weeks</Substitution>
beginning with the closure date, a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the closure date;
<CommentaryRef Ref="key-baecd17c04e408c6abc515cbe0dc48ce"/>
...
</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>
the trustees or managers of an automatic enrolment scheme which is a money purchase scheme, so that before the end of a period of
<Substitution ChangeId="key-0ea0b0b029f215b02faba64c58fc9c69-1561713061841" CommentaryRef="key-0ea0b0b029f215b02faba64c58fc9c69">six weeks</Substitution>
beginning with the closure date a jobholder to whom section 3 of the Act applies becomes an active member of that scheme with effect from the automatic enrolment date;
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> or </Addition>
</Text>
</P3para>
</P3>
<P3>
<Pnumber>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">c</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">the provider of an automatic enrolment scheme which is a personal pension scheme so that before the end of the period of </Addition>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">
<Substitution ChangeId="key-3c588275f3a9dc34937446046c2a51cc-1561713172028" CommentaryRef="key-3c588275f3a9dc34937446046c2a51cc">six weeks</Substitution>
</Addition>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> beginning with the closure date the jobholder to whom section 3 of </Addition>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541">the Act</Addition>
<Addition ChangeId="key-035988a65b7e45ee75fd45ab2979f541-1506963910418" CommentaryRef="key-035988a65b7e45ee75fd45ab2979f541"> applies receives information about the terms and conditions mentioned in paragraph (4).</Addition>
</Text>
</P3para>
</P3>
</P1para>
</P1>
</P1group>
</BlockAmendment>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/aa" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/aa" id="regulation-29-aa">
<Pnumber>
<Addition ChangeId="key-c2f699f15a032cebfa5c54c8512cc7ee-1506963945287" CommentaryRef="key-c2f699f15a032cebfa5c54c8512cc7ee">aa</Addition>
</Pnumber>
<P3para>
<Text>
<Addition ChangeId="key-c2f699f15a032cebfa5c54c8512cc7ee-1506963945287" CommentaryRef="key-c2f699f15a032cebfa5c54c8512cc7ee">in regulation 6(2) and (4) for “paragraph (1)(b)” each time it occurs substitute “paragraph (1)(c)”</Addition>
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/b" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/b" id="regulation-29-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>
in regulations 7 and 8 for all references to “the automatic enrolment date” substitute
<InlineAmendment>“ ;the closure date ”</InlineAmendment>
; and
</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/29/c" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/29/c" id="regulation-29-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>at the end of regulation 7 add—</Text>
<BlockAmendment TargetClass="secondary" TargetSubClass="regulation" Context="main" Format="default">
<P2>
<Pnumber>4</Pnumber>
<P2para>
<Text>At the request of the jobholder the employer must, for the period prescribed in paragraph (5), deduct any contributions which would have been payable by the jobholder to the scheme in respect of the period beginning on the automatic enrolment date and ending on the closure date, from any qualifying earnings or pensionable pay due to the jobholder in any applicable pay reference period.</Text>
</P2para>
</P2>
<P2>
<Pnumber>5</Pnumber>
<P2para>
<Text>For the purposes of paragraph (4), the prescribed period is a period of—</Text>
<P3>
<Pnumber>a</Pnumber>
<P3para>
<Text>5 years beginning with the date on which section 3 (automatic enrolment) of the Act comes into force in accordance with provision made by order by the Secretary of State under section 149(1) of the Act; or</Text>
</P3para>
</P3>
<P3>
<Pnumber>b</Pnumber>
<P3para>
<Text>such shorter period as is agreed between the jobholder and the employer.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2>
<Pnumber>6</Pnumber>
<P2para>
<Text>
For the purposes of this regulation and regulation 6 “
<Term>closure date</Term>
” has the meaning given by section 30(4) (transitional period for defined benefits and hybrid schemes) of the Act.
</Text>
</P2para>
</P2>
</BlockAmendment>
<AppendText>.</AppendText>
</P3para>
</P3>
</P1para>
</P1>
</P1group>
<P1group RestrictStartDate="2012-10-01">
<Title>Opting out</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/30" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/30" id="regulation-30">
<Pnumber>30</Pnumber>
<P1para>
<Text>The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 (jobholder's right to opt out) of the Act as modified by section 30(3).</Text>
</P1para>
</P1>
</P1group>
<P1group RestrictStartDate="2012-10-01">
<Title/>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/31" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/31" id="regulation-31">
<Pnumber>31</Pnumber>
<P1para>
<Text>
The arrangements in regulations 9 and 10 are the arrangements for the purposes of section 8 of the Act as modified by section 30(5), but with the modification that in paragraph (2)(a) of regulation 9 for “regulation 6(1)(a)” substitute
<InlineAmendment>“ ;regulation 6(1)(a) or (b) ”</InlineAmendment>
.
</Text>
</P1para>
</P1>
</P1group>
<P1group RestrictExtent="E+W+S" RestrictStartDate="2012-10-01">
<Title>Refunds</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2010/772/regulation/32" IdURI="http://www.legislation.gov.uk/id/uksi/2010/772/regulation/32" id="regulation-32">
<Pnumber>32</Pnumber>
<P1para>
<Text>The arrangements in regulation 11 are the arrangements for the purposes of section 8 of the Act as modified by section 30(3) or (5) of the Act.</Text>
</P1para>
</P1>
</P1group>
</Part>
</Body>
</Secondary>
<Commentaries>
<Commentary id="key-6b3dcf7e000903b9792634101a6828b0" Type="F">
<Para>
<Text>
Reg. 27 substituted (1.7.2012) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00294" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00294" id="cf13r6dr3-00295" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00294" id="cf13r6dr3-00296" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/28" SectionRef="regulation-28" Operative="true">28</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-d88ca89cc61c510a3d854fcdb37efaad" Type="F">
<Para>
<Text>
Word in reg. 29 substituted (1.7.2012) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00303" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00303" id="cf13r6dr3-00304" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00303" id="cf13r6dr3-00305" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/29/b" SectionRef="regulation-29-b" Operative="true">29(b)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-baecd17c04e408c6abc515cbe0dc48ce" Type="F">
<Para>
<Text>
Word in reg. 29 omitted (1.7.2012) by virtue of
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00312" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00312" id="cf13r6dr3-00313" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00312" id="cf13r6dr3-00314" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/29/c" SectionRef="regulation-29-c" Operative="true">29(c)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-035988a65b7e45ee75fd45ab2979f541" Type="F">
<Para>
<Text>
Words in reg. 29 inserted (1.7.2012) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00321" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00321" id="cf13r6dr3-00322" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00321" id="cf13r6dr3-00323" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/29/d" SectionRef="regulation-29-d" Operative="true">29(d)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-c2f699f15a032cebfa5c54c8512cc7ee" Type="F">
<Para>
<Text>
Reg. 29(aa) inserted (1.7.2012) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00330" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00330" id="cf13r6dr3-00331" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00330" id="cf13r6dr3-00332" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/29/e" SectionRef="regulation-29-e" Operative="true">29(e)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-9fe7a6ae379a0b1488a39e8455c8d5c6" Type="F">
<Para>
<Text>
Words in reg. 29(a) substituted (1.7.2012) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2012/215" id="cf13r6dr3-00339" Class="UnitedKingdomStatutoryInstrument" Year="2012" Number="215" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2012 (S.I. 2012/215)</Citation>
,
<CitationSubRef CitationRef="cf13r6dr3-00339" id="cf13r6dr3-00340" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/1/2/c" SectionRef="regulation-1-2-c">regs. 1(2)(c)</CitationSubRef>
,
<CitationSubRef CitationRef="cf13r6dr3-00339" id="cf13r6dr3-00341" URI="http://www.legislation.gov.uk/id/uksi/2012/215/regulation/29/a" SectionRef="regulation-29-a" Operative="true">29(a)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-7eeb0a6796662672c023b8caba0251cd" Type="F">
<Para>
<Text>
Words in reg. 27(b) substituted (1.4.2014) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2013/2556" id="cf26hf273-00007" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="2556" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556)</Citation>
,
<CitationSubRef CitationRef="cf26hf273-00007" id="cf26hf273-00008" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef CitationRef="cf26hf273-00007" id="cf26hf273-00009" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/5/7" SectionRef="regulation-5-7" Operative="true">5(7)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-c2e4b7bb6c0823c619c1b38dd0cdb041" Type="F">
<Para>
<Text>
Words in reg. 28(a) substituted (1.4.2014) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2013/2556" id="cf26pl4t3-00007" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="2556" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556)</Citation>
,
<CitationSubRef CitationRef="cf26pl4t3-00007" id="cf26pl4t3-00008" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef CitationRef="cf26pl4t3-00007" id="cf26pl4t3-00009" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/5/4" SectionRef="regulation-5-4" Operative="true">5(4)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-0ea0b0b029f215b02faba64c58fc9c69" Type="F">
<Para>
<Text>
Words in reg. 29(a) substituted (1.4.2014) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2013/2556" id="cf26shm33-00007" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="2556" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556)</Citation>
,
<CitationSubRef CitationRef="cf26shm33-00007" id="cf26shm33-00008" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef CitationRef="cf26shm33-00007" id="cf26shm33-00009" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/5/4" SectionRef="regulation-5-4" Operative="true">5(4)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-3c588275f3a9dc34937446046c2a51cc" Type="F">
<Para>
<Text>
Words in reg. 29(a) substituted (1.4.2014) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2013/2556" id="cf26shm33-00016" Class="UnitedKingdomStatutoryInstrument" Year="2013" Number="2556" Title="The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013">The Automatic Enrolment (Miscellaneous Amendments) Regulations 2013 (S.I. 2013/2556)</Citation>
,
<CitationSubRef CitationRef="cf26shm33-00016" id="cf26shm33-00017" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/1/2" SectionRef="regulation-1-2">regs. 1(2)</CitationSubRef>
,
<CitationSubRef CitationRef="cf26shm33-00016" id="cf26shm33-00018" URI="http://www.legislation.gov.uk/id/uksi/2013/2556/regulation/5/7" SectionRef="regulation-5-7" Operative="true">5(7)</CitationSubRef>
</Text>
</Para>
</Commentary>
<Commentary id="key-ba646ee2a4759c188927015acc082156" Type="F">
<Para>
<Text>
Words in reg. 27(c) substituted (1.4.2015) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2015/501" id="cfw5lnch3-00007" Class="UnitedKingdomStatutoryInstrument" Year="2015" Number="501" Title="The Occupational and Personal Pension Schemes (Automatic Enrolment) (Amendment) Regulations 2015">The Occupational and Personal Pension Schemes (Automatic Enrolment) (Amendment) Regulations 2015 (S.I. 2015/501)</Citation>
,
<CitationSubRef CitationRef="cfw5lnch3-00007" id="cfw5lnch3-00008" URI="http://www.legislation.gov.uk/id/uksi/2015/501/regulation/1" SectionRef="regulation-1">regs. 1</CitationSubRef>
,
<CitationSubRef CitationRef="cfw5lnch3-00007" id="cfw5lnch3-00009" URI="http://www.legislation.gov.uk/id/uksi/2015/501/regulation/10" SectionRef="regulation-10" Operative="true">10</CitationSubRef>
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>