15.—(1) The Rehabilitation of Offenders Act 1974 (Exclusions and Exceptions) (Scotland) Order 2013 M1 is amended as follows.
(2) In article 2 (interpretation), in paragraph (1)—
(a)after the definition of “Council of Lloyd's” insert—
““depositary”, in relation to an authorised contractual scheme, has the meaning given in section 237(2) of the 2000 Act;”; and
(b)after the definition of “open-ended investment company” insert—
““operator”, in relation to an authorised contractual scheme, has the meaning given in section 237(2) of the 2000 Act;”.
(3) In Schedule 2 (financial services)—
(a)in Part 1, in paragraph 1, after sub-paragraph (f) insert—
“(fa)to refuse to make, or to revoke, an order declaring a contractual scheme to be an authorised contractual scheme under section 261D of the 2000 Act or to refuse to give its approval under section 261Q of the 2000 Act to a proposal to replace the operator or depositary of such a scheme;
(fb)to give a direction under section 261X of the 2000 Act or to vary (or to refuse to vary or revoke) such a direction;”; and
(b)in Part 2, in the table, after the entry in paragraph 3 insert the following entry—
“3A | (1) | The operator or depositary of an authorised contractual scheme (within the meaning of section 237(3) of the 2000 Act). | The FCA. |
(2) | An associate of the person (whether or not an individual) mentioned in sub-paragraph (1).” |
Marginal Citations
M1S.S.I. 2013/50 as amended by S.I. 2013/472.