S.I. 2001/3591 (S.19).

http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/madeThe Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013enKing's Printer of Acts of Parliament2017-08-25FINANCIAL SERVICES AND MARKETSThis Order makes consequential amendments to subordinate legislation in connection with the Financial Services Act 2012 (c.21) (“the Act”) and provision made under the Act. The Order also makes transitional provision in connection with those amendments.SCHEDULE 2Amendments of subordinate legislation61The Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001

In the Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001

a

in rule 2 (interpretation), after the definition of “individual” insert—

“the regulator” in relation to an individual means—

a

if the individual is a PRA-authorised person, or was carrying on a PRA-regulated activity in contravention of the general prohibition, the FCA or the PRA,

b

in any other case, the FCA,

and terms used in this definition which are defined in the Act have the meaning given in the Act.

;

b

in rule 3 (form of demand)—

i

in paragraphs (a) and (e), for “Authority’s” substitute “regulator’s”;

ii

in paragraph (f)(i), for “Authority” substitute “regulator”;

c

in rule 5(2) (application to set aside a demand), for “Authority” substitute “regulator”.

This XML file does not appear to have any style information associated with it. The document tree is shown below.
<akomaNtoso xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xmlns="http://docs.oasis-open.org/legaldocml/ns/akn/3.0" xsi:schemaLocation="http://docs.oasis-open.org/legaldocml/ns/akn/3.0 http://docs.oasis-open.org/legaldocml/akn-core/v1.0/cos01/part2-specs/schemas/akomantoso30.xsd">
<portion includedIn="http://www.legislation.gov.uk/id/uksi/2013/472/schedule/2">
<meta>
<identification source="#source">
<FRBRWork>
<FRBRthis value="http://www.legislation.gov.uk/id/uksi/2013/472/schedule/2"/>
<FRBRuri value="http://www.legislation.gov.uk/id/uksi/2013/472/schedule/2"/>
<FRBRdate date="2013-03-07" name="made"/>
<FRBRauthor href="http://www.legislation.gov.uk/id/government/uk"/>
<FRBRcountry value="GB-UKM"/>
<FRBRsubtype value="order"/>
<FRBRnumber value="472"/>
<FRBRname value="S.I. 2013/472"/>
<FRBRprescriptive value="true"/>
</FRBRWork>
<FRBRExpression>
<FRBRthis value="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made"/>
<FRBRuri value="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/made"/>
<FRBRdate date="2013-03-07" name="made"/>
<FRBRauthor href="#source"/>
<FRBRlanguage language="eng"/>
</FRBRExpression>
<FRBRManifestation>
<FRBRthis value="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.akn"/>
<FRBRuri value="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/made/data.akn"/>
<FRBRdate date="2024-10-31Z" name="transform"/>
<FRBRauthor href="http://www.legislation.gov.uk"/>
<FRBRformat value="application/akn+xml"/>
</FRBRManifestation>
</identification>
<classification source="#source">
<keyword value="financial services and markets" showAs="FINANCIAL SERVICES AND MARKETS" dictionary="http://www.legislation.gov.uk"/>
</classification>
<lifecycle source="#source">
<eventRef date="2013-03-07" type="generation" eId="made-date" source="#source"/>
<eventRef date="2013-03-08" eId="laid-date-1" source="#source"/>
<eventRef date="2013-04-01" eId="coming-into-force-date-1" source="#source"/>
</lifecycle>
<references source="#source">
<TLCOrganization eId="source" href="http://www.legislation.gov.uk/id/publisher/KingsOrQueensPrinterOfActsOfParliament" showAs="King's Printer of Acts of Parliament"/>
</references>
<notes source="#source">
<note class="footnote" eId="f00115">
<p>
<ref href="http://www.legislation.gov.uk/id/uksi/2001/3591">S.I. 2001/3591 (S.19)</ref>
.
</p>
</note>
</notes>
<proprietary xmlns:ukl="http://www.legislation.gov.uk/namespaces/legislation" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata" xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" source="#source">
<dc:identifier>http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made</dc:identifier>
<dc:title>The Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order 2013</dc:title>
<dc:language>en</dc:language>
<dc:publisher>King's Printer of Acts of Parliament</dc:publisher>
<dc:modified>2017-08-25</dc:modified>
<dc:subject scheme="SIheading">FINANCIAL SERVICES AND MARKETS</dc:subject>
<dc:description>This Order makes consequential amendments to subordinate legislation in connection with the Financial Services Act 2012 (c.21) (“the Act”) and provision made under the Act. The Order also makes transitional provision in connection with those amendments.</dc:description>
<atom:link rel="self" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/uksi/2013/472/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/impacts" href="http://www.legislation.gov.uk/uksi/2013/472/impacts" title="Impact Assessments"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum" href="http://www.legislation.gov.uk/uksi/2013/472/memorandum" title="Explanatory Memorandum"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum/toc" href="http://www.legislation.gov.uk/uksi/2013/472/memorandum/contents" title="Explanatory Memorandum Table of Contents"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/uksi/2013/472/made" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/uksi/2013/472/introduction/made" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/uksi/2013/472/signature/made" title="signature"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/note" href="http://www.legislation.gov.uk/uksi/2013/472/note/made" title="note"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/uksi/2013/472/body/made" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/uksi/2013/472/schedules/made" title="schedules"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/61/made/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/uksi/2013/472/contents/made" title="Table of Contents"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/made" title="Schedule 2"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/60/made" title="Paragraph; Schedule 2 Paragraph 60"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/60/made" title="Paragraph; Schedule 2 Paragraph 60"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/62/made" title="Paragraph; Schedule 2 Paragraph 62"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/uksi/2013/472/schedule/2/paragraph/62/made" title="Paragraph; Schedule 2 Paragraph 62"/>
<ukm:SecondaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="secondary"/>
<ukm:DocumentMainType Value="UnitedKingdomStatutoryInstrument"/>
<ukm:DocumentStatus Value="final"/>
<ukm:DocumentMinorType Value="order"/>
</ukm:DocumentClassification>
<ukm:Year Value="2013"/>
<ukm:Number Value="472"/>
<ukm:Made Date="2013-03-07"/>
<ukm:Laid Date="2013-03-08" Class="UnitedKingdomParliament"/>
<ukm:ComingIntoForce>
<ukm:DateTime Date="2013-04-01"/>
</ukm:ComingIntoForce>
<ukm:ISBN Value="9780111536391"/>
</ukm:SecondaryMetadata>
<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/uksi/2013/472/notes"/>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2013/472/pdfs/uksiem_20130472_en.pdf" Date="2013-03-18" Title="Explanatory Memorandum" Size="34577"/>
</ukm:Alternatives>
</ukm:Notes>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2013/472/pdfs/uksi_20130472_en.pdf" Date="2013-03-18" Size="497083"/>
</ukm:Alternatives>
<ukm:ImpactAssessments>
<ukm:ImpactAssessment URI="http://www.legislation.gov.uk/ukia/2013/1131/pdfs/ukia_20131131_en.pdf" Date="2013-03-18" Title="Financial Services Act 2012 (Consequential Amendments and Transitional Provisions) Order" Stage="Consultation" Department="Her Majesty's Treasury" Year="2013" Number="1131"/>
</ukm:ImpactAssessments>
<ukm:Statistics>
<ukm:TotalParagraphs Value="281"/>
<ukm:BodyParagraphs Value="6"/>
<ukm:ScheduleParagraphs Value="275"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="0"/>
</ukm:Statistics>
</proprietary>
</meta>
<portionBody>
<hcontainer name="schedules" eId="d4e72">
<hcontainer name="schedule" eId="schedule-2">
<num>SCHEDULE 2</num>
<heading>Amendments of subordinate legislation</heading>
<paragraph eId="schedule-2-paragraph-61">
<num>61</num>
<heading>The Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001</heading>
<intro>
<p>
In the Bankruptcy (Financial Services and Markets Act 2000) (Scotland) Rules 2001
<noteRef href="#f00115" class="footnote" marker="115"/>
</p>
</intro>
<paragraph eId="schedule-2-paragraph-61-a">
<num>a</num>
<content>
<p>in rule 2 (interpretation), after the definition of “individual” insert—</p>
<p class="BlockAmendment">
<mod>
<quotedStructure class="unknown unknown unknown double" startQuote="" endQuote="">
<blockList class="unordered">
<item>
<p>“the regulator” in relation to an individual means—</p>
<blockList class="ordered">
<item>
<num>a</num>
<p>
if the individual is a
<abbr title="Prudential Regulation Authority" xml:lang="">PRA</abbr>
-authorised person, or was carrying on a
<abbr title="Prudential Regulation Authority" xml:lang="">PRA</abbr>
-regulated activity in contravention of the general prohibition, the
<abbr title="Financial Conduct Authority" xml:lang="">FCA</abbr>
or the
<abbr title="Prudential Regulation Authority" xml:lang="">PRA</abbr>
,
</p>
</item>
<item>
<num>b</num>
<p>
in any other case, the
<abbr title="Financial Conduct Authority" xml:lang="">FCA</abbr>
,
</p>
</item>
</blockList>
</item>
</blockList>
<p>
and terms used in this definition which are defined in
<abbr title="Financial Services Act 2012 c. 21" xml:lang="">the Act</abbr>
have the meaning given in
<abbr title="Financial Services Act 2012 c. 21" xml:lang="">the Act</abbr>
.
</p>
</quotedStructure>
</mod>
<inline name="AppendText">;</inline>
</p>
</content>
</paragraph>
<paragraph eId="schedule-2-paragraph-61-b">
<num>b</num>
<intro>
<p>in rule 3 (form of demand)—</p>
</intro>
<subparagraph eId="schedule-2-paragraph-61-b-i">
<num>i</num>
<content>
<p>in paragraphs (a) and (e), for “Authority’s” substitute “regulator’s”;</p>
</content>
</subparagraph>
<subparagraph eId="schedule-2-paragraph-61-b-ii">
<num>ii</num>
<content>
<p>in paragraph (f)(i), for “Authority” substitute “regulator”;</p>
</content>
</subparagraph>
</paragraph>
<paragraph eId="schedule-2-paragraph-61-c">
<num>c</num>
<content>
<p>in rule 5(2) (application to set aside a demand), for “Authority” substitute “regulator”.</p>
</content>
</paragraph>
</paragraph>
</hcontainer>
</hcontainer>
</portionBody>
</portion>
</akomaNtoso>