Defined in section 417(1) of the Act.
Defined in Article 2(1)(42) of the CSD regulation.
Defined in Article 2(1)(1) of the CSD regulation.
Defined in Article 2(1)(10) of the CSD regulation.
Defined in section 417(1) of the Act.
Reg. 2(2)(d) and preceding word inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(b)(v) (with regs. 7(4), 9(1))
Word in reg. 2(2)(b) omitted (28.11.2017) by virtue of The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(b)(iv) (with regs. 7(4), 9(1))
Pt. 2 heading inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(4) (with regs. 7(4), 9(1))
Reg. 2(1)(c)(d) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(a) (with regs. 7(4), 9(1))
Reg. 2(2)(za) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(b)(i) (with regs. 7(4), 9(1))
Words in reg. 2(2)(a) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(b)(ii) (with regs. 7(4), 9(1))
Reg. 2(2)(aa) inserted (28.11.2017) by The Central Securities Depositories Regulations 2017 (S.I. 2017/1064), regs. 1, 5(5)(b)(iii) (with regs. 7(4), 9(1))
Words in reg. 2(1) substituted (31.12.2020) by The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(a) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
Words in reg. 2(2)(a) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(b)(i) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
Words in reg. 2(2)(aa) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(b)(ii)(aa) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
Words in reg. 2(2)(aa) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(b)(ii)(bb) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
Words in reg. 2(2)(b) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(b)(iii) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
Reg. 2(3) omitted (31.12.2020) by virtue of The Central Securities Depositories (Amendment) (EU Exit) Regulations 2018 (S.I. 2018/1320), regs. 1(3), 2(3)(c) (with savings in S.I. 2019/680, reg. 11); 2020 c. 1, Sch. 5 para. 1(1)
The FCA
the supervision of trading venues
the functions referred to in Article 4(3) of the CSD regulation.
the supervision of investment firms authorised pursuant to
the supervision of participants in a securities settlement system for the purposes of the CSD regulation, other than recognised clearing houses or recognised CSDs.
The Bank is the competent authority responsible for—
the functions referred to in Article 9(1) of the CSD regulation;
authorisation and supervision of CSDs
oversight of securities settlement systems
authorisation of a CSD under Article 54 of the CSD regulation for the provision of banking-type ancillary services—
by a CSD under paragraph (2)(a) of that Article, or
by a designated credit institution under paragraph (2)(b) of that Article;
the supervision of CCPs for the purposes of the CSD regulation.
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
The PRA
authorisation of a CSD referred to in Article 54(2)(a) of the CSD regulation as a credit institution; and
supervision in accordance with Article 60 of the CSD regulation—
of the provision of banking-type ancillary services authorised under Article 54 of the CSD regulation by a CSD referred to in Article 54(2)(a) of that Regulation and a credit institution referred to in Article 54(2)(b) of that Regulation, and
of compliance with the prudential requirements referred to in Article 59 of the CSD regulation by a CSD referred to in Article 54(2)(a) of that Regulation and a credit institution referred to in Article 54(2)(b) of that Regulation.