http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21The Insolvency (England and Wales) Rules 2016texttext/xmlenStatute Law DatabaseINSOLVENCY, ENGLAND AND WALES;COMPANIES, INDIVIDUALS2024-07-02Expert Participation2024-06-28 These Rules set out the detailed procedures for the conduct of all company and personal insolvency proceedings in England and Wales under the Insolvency Act 1986 and otherwise give effect to that Act. These Rules supersede the Insolvency Rules 1986 (SI 1986/1925 as amended). Those Rules are revoked along with 29 amending Rules. These Rules give effect to amendments made to the Insolvency Act by the Enterprise and Regulatory Reform Act 2011 (c.24), the Deregulation Act 2015 (c.20) and the Small Business, Enterprise and Employment Act 2015 (c.26). PART 1SCOPE, INTERPRETATION, TIME AND RULES ABOUT DOCUMENTSCHAPTER 6Standard contents of documents to be delivered to the registrar of companiesStandard contents of all documents11A document to be delivered to the registrar of companies must—aidentify the company;bstate—ithe nature of the document,iithe section of the Act, the paragraph of Schedule ... B1 or the rule under which the document is delivered,iiithe date of the document,ivthe name and address of the person delivering the document, andvthe capacity in which that person is acting in relation to the company; andcbe authenticated by the person delivering the document.2Where the person delivering the document is the office-holder, the address may be omitted if it has previously been notified to the registrar of companies in the proceedings and is unchanged.Words in rule 1.21(1)(b)(ii) omitted (1.10.2021) by virtue of The Insolvency (England and Wales) (No.2) (Amendment) Rules 2021 (S.I. 2021/1028), rule 1, Sch. 2 para. 3 Table (with rules 4, 5)Rules 1.18-1.58 applied (with modifications) (19.3.2024) by The Water Industry (Special Administration) (England and Wales) Rules 2024 (S.I. 2024/229), rules 1, 5, 12-33, Sch. (with rule 2(2))
This XML file does not appear to have any style information associated with it. The document tree is shown below.
<Legislation xmlns="http://www.legislation.gov.uk/namespaces/legislation" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024" NumberOfProvisions="1089" xsi:schemaLocation="http://www.legislation.gov.uk/namespaces/legislation http://www.legislation.gov.uk/schema/legislation.xsd" SchemaVersion="1.0" RestrictExtent="E+W" RestrictStartDate="2024-06-28">
<ukm:Metadata xmlns:dc="http://purl.org/dc/elements/1.1/" xmlns:dct="http://purl.org/dc/terms/" xmlns:atom="http://www.w3.org/2005/Atom" xmlns:ukm="http://www.legislation.gov.uk/namespaces/metadata">
<dc:identifier>http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21</dc:identifier>
<dc:title>The Insolvency (England and Wales) Rules 2016</dc:title>
<dc:type>text</dc:type>
<dc:format>text/xml</dc:format>
<dc:language>en</dc:language>
<dc:publisher>Statute Law Database</dc:publisher>
<dc:subject scheme="SIheading">INSOLVENCY, ENGLAND AND WALES;COMPANIES, INDIVIDUALS</dc:subject>
<dc:modified>2024-07-02</dc:modified>
<dc:contributor>Expert Participation</dc:contributor>
<dct:valid>2024-06-28</dct:valid>
<dc:description>These Rules set out the detailed procedures for the conduct of all company and personal insolvency proceedings in England and Wales under the Insolvency Act 1986 and otherwise give effect to that Act. These Rules supersede the Insolvency Rules 1986 (SI 1986/1925 as amended). Those Rules are revoked along with 29 amending Rules. These Rules give effect to amendments made to the Insolvency Act by the Enterprise and Regulatory Reform Act 2011 (c.24), the Deregulation Act 2015 (c.20) and the Small Business, Enterprise and Employment Act 2015 (c.26).</dc:description>
<atom:link rel="self" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.xml" type="application/xml"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/resources" href="http://www.legislation.gov.uk/uksi/2016/1024/resources" title="More Resources"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/impacts" href="http://www.legislation.gov.uk/uksi/2016/1024/impacts" title="Impact Assessments"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum" href="http://www.legislation.gov.uk/uksi/2016/1024/memorandum" title="Explanatory Memorandum"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/memorandum/toc" href="http://www.legislation.gov.uk/uksi/2016/1024/memorandum/contents" title="Explanatory Memorandum Table of Contents"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/act" href="http://www.legislation.gov.uk/uksi/2016/1024" title="whole act"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/introduction" href="http://www.legislation.gov.uk/uksi/2016/1024/introduction" title="introduction"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/signature" href="http://www.legislation.gov.uk/uksi/2016/1024/signature" title="signature"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/note" href="http://www.legislation.gov.uk/uksi/2016/1024/note" title="note"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/body" href="http://www.legislation.gov.uk/uksi/2016/1024/body" title="body"/>
<atom:link rel="http://www.legislation.gov.uk/def/navigation/schedules" href="http://www.legislation.gov.uk/uksi/2016/1024/schedules" title="schedules"/>
<atom:link rel="alternate" type="application/rdf+xml" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.rdf" title="RDF/XML"/>
<atom:link rel="alternate" type="application/akn+xml" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.akn" title="AKN"/>
<atom:link rel="alternate" type="application/xhtml+xml" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.xht" title="HTML snippet"/>
<atom:link rel="alternate" type="text/html" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.htm" title="Website (XHTML) Default View"/>
<atom:link rel="alternate" type="text/csv" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.csv" title="CSV"/>
<atom:link rel="alternate" type="application/pdf" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.pdf" title="PDF"/>
<atom:link rel="alternate" type="application/akn+xhtml" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/data.html" title="HTML5 snippet"/>
<atom:link rel="http://purl.org/dc/terms/tableOfContents" hreflang="en" href="http://www.legislation.gov.uk/uksi/2016/1024/contents" title="Table of Contents"/>
<atom:link rel="http://purl.org/dc/terms/replaces" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/2021-10-01" title="2021-10-01"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/made" title="made"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/2017-04-06" title="2017-04-06"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/2021-10-01" title="2021-10-01"/>
<atom:link rel="http://purl.org/dc/terms/hasVersion" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/2024-03-19" title="2024-03-19"/>
<atom:link rel="up" href="http://www.legislation.gov.uk/uksi/2016/1024" title="Entire legislation"/>
<atom:link rel="prev" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.20" title="Provision; Rule 1.20"/>
<atom:link rel="prevInForce" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.20" title="Provision; Rule 1.20"/>
<atom:link rel="next" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.22" title="Provision; Rule 1.22"/>
<atom:link rel="nextInForce" href="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.22" title="Provision; Rule 1.22"/>
<ukm:SecondaryMetadata>
<ukm:DocumentClassification>
<ukm:DocumentCategory Value="secondary"/>
<ukm:DocumentMainType Value="UnitedKingdomStatutoryInstrument"/>
<ukm:DocumentStatus Value="revised"/>
<ukm:DocumentMinorType Value="rule"/>
</ukm:DocumentClassification>
<ukm:Year Value="2016"/>
<ukm:Number Value="1024"/>
<ukm:Made Date="2016-10-18"/>
<ukm:Laid Date="2016-10-25" Class="UnitedKingdomParliament"/>
<ukm:ComingIntoForce>
<ukm:DateTime Date="2017-04-06"/>
</ukm:ComingIntoForce>
<ukm:ISBN Value="9780111150627"/>
</ukm:SecondaryMetadata>
<ukm:Notes>
<ukm:Note IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/notes"/>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2016/1024/pdfs/uksiem_20161024_en.pdf" Date="2016-10-25" Title="UK Explanatory Memorandum" Size="62386"/>
</ukm:Alternatives>
</ukm:Notes>
<ukm:CorrectionSlips>
<ukm:CorrectionSlip URI="http://www.legislation.gov.uk/uksi/2016/1024/pdfs/uksics_20161024_en_001.pdf" Date="2018-02-23" Title="Correction Slip 1" Size="10259"/>
<ukm:CorrectionSlip URI="http://www.legislation.gov.uk/uksi/2016/1024/pdfs/uksics_20161024_en.pdf" Date="2017-03-24" Title="Correction Slip" Size="25784"/>
</ukm:CorrectionSlips>
<ukm:Alternatives>
<ukm:Alternative URI="http://www.legislation.gov.uk/uksi/2016/1024/pdfs/uksi_20161024_en.pdf" Date="2016-10-27" Size="2319064"/>
</ukm:Alternatives>
<ukm:ImpactAssessments>
<ukm:ImpactAssessment URI="http://www.legislation.gov.uk/ukia/2016/207/pdfs/ukia_20160207_en.pdf" Date="2016-10-25" Title="The Insolvency (England and Wales) Rules 2016" Stage="Final" Department="Ministry of Justice" Year="2016" Number="207" Size="385418"/>
<ukm:ImpactAssessment URI="http://www.legislation.gov.uk/ukia/2016/206/pdfs/ukia_20160206_en.pdf" Date="2016-10-25" Title="The Insolvency (England and Wales) Rules 2016" Stage="Final" Department="Ministry of Justice" Year="2016" Number="206" Size="123088"/>
</ukm:ImpactAssessments>
<ukm:Statistics>
<ukm:TotalParagraphs Value="1101"/>
<ukm:BodyParagraphs Value="972"/>
<ukm:ScheduleParagraphs Value="129"/>
<ukm:AttachmentParagraphs Value="0"/>
<ukm:TotalImages Value="1"/>
</ukm:Statistics>
</ukm:Metadata>
<Secondary>
<Body DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/body" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/body" NumberOfProvisions="972" RestrictStartDate="2024-06-28">
<Part DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/part/1" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/part/1" NumberOfProvisions="58" id="part-1" RestrictStartDate="2024-03-19">
<Number>
<Strong>PART 1</Strong>
</Number>
<Title>SCOPE, INTERPRETATION, TIME AND RULES ABOUT DOCUMENTS</Title>
<Chapter DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/part/1/chapter/6" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/part/1/chapter/6" NumberOfProvisions="9" id="part-1-chapter-6" RestrictStartDate="2024-03-19">
<Number>CHAPTER 6</Number>
<Title>Standard contents of documents to be delivered to the registrar of companies</Title>
<P1group RestrictStartDate="2024-03-19">
<Title>Standard contents of all documents</Title>
<P1 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21" id="rule-1.21">
<Pnumber PuncAfter=".21.">
<CommentaryRef Ref="key-55b0e45b48d4905b08db143d5a951920"/>
1
</Pnumber>
<P1para>
<P2 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1" id="rule-1.21-1">
<Pnumber>1</Pnumber>
<P2para>
<Text>A document to be delivered to the registrar of companies must—</Text>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/a" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/a" id="rule-1.21-1-a">
<Pnumber>a</Pnumber>
<P3para>
<Text>identify the company;</Text>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b" id="rule-1.21-1-b">
<Pnumber>b</Pnumber>
<P3para>
<Text>state—</Text>
<P4 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b/i" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b/i" id="rule-1.21-1-b-i">
<Pnumber>i</Pnumber>
<P4para>
<Text>the nature of the document,</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b/ii" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b/ii" id="rule-1.21-1-b-ii">
<Pnumber>ii</Pnumber>
<P4para>
<Text>
the section of the Act, the paragraph of Schedule
<CommentaryRef Ref="key-bd0766099c49db341700152aee85722e"/>
... B1 or the rule under which the document is delivered,
</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b/iii" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b/iii" id="rule-1.21-1-b-iii">
<Pnumber>iii</Pnumber>
<P4para>
<Text>the date of the document,</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b/iv" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b/iv" id="rule-1.21-1-b-iv">
<Pnumber>iv</Pnumber>
<P4para>
<Text>the name and address of the person delivering the document, and</Text>
</P4para>
</P4>
<P4 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/b/v" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/b/v" id="rule-1.21-1-b-v">
<Pnumber>v</Pnumber>
<P4para>
<Text>the capacity in which that person is acting in relation to the company; and</Text>
</P4para>
</P4>
</P3para>
</P3>
<P3 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/1/c" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/1/c" id="rule-1.21-1-c">
<Pnumber>c</Pnumber>
<P3para>
<Text>be authenticated by the person delivering the document.</Text>
</P3para>
</P3>
</P2para>
</P2>
<P2 DocumentURI="http://www.legislation.gov.uk/uksi/2016/1024/rule/1.21/2" IdURI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.21/2" id="rule-1.21-2">
<Pnumber>2</Pnumber>
<P2para>
<Text>Where the person delivering the document is the office-holder, the address may be omitted if it has previously been notified to the registrar of companies in the proceedings and is unchanged.</Text>
</P2para>
</P2>
</P1para>
</P1>
</P1group>
</Chapter>
</Part>
</Body>
</Secondary>
<Commentaries>
<Commentary id="key-bd0766099c49db341700152aee85722e" Type="F">
<Para>
<Text>
Words in rule 1.21(1)(b)(ii) omitted (1.10.2021) by virtue of
<Citation URI="http://www.legislation.gov.uk/id/uksi/2021/1028" id="d9e5" Class="UnitedKingdomStatutoryInstrument" Year="2021" Number="1028" Title="The Insolvency (England and Wales) (No.2) (Amendment) Rules 2021">The Insolvency (England and Wales) (No.2) (Amendment) Rules 2021 (S.I. 2021/1028)</Citation>
,
<CitationSubRef id="cc146951533678" CitationRef="d9e5" URI="http://www.legislation.gov.uk/id/uksi/2021/1028/rule/1" SectionRef="rule-1">rule 1</CitationSubRef>
,
<CitationSubRef id="cc190849789390" CitationRef="d9e5" URI="http://www.legislation.gov.uk/id/uksi/2021/1028/schedule/2/paragraph/3" Operative="true" SectionRef="schedule-2-paragraph-3">Sch. 2 para. 3</CitationSubRef>
Table (with rules 4, 5)
</Text>
</Para>
</Commentary>
<Commentary id="key-55b0e45b48d4905b08db143d5a951920" Type="C">
<Para>
<Text>
<CitationSubRef StartSectionRef="rule-1.18" EndSectionRef="rule-1.58" URI="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.18" UpTo="http://www.legislation.gov.uk/id/uksi/2016/1024/rule/1.58" id="ccxat91s5-00162">Rules 1.18-1.58</CitationSubRef>
applied (with modifications) (19.3.2024) by
<Citation URI="http://www.legislation.gov.uk/id/uksi/2024/229" Class="UnitedKingdomStatutoryInstrument" Year="2024" Number="229" Title="The Water Industry (Special Administration) (England and Wales) Rules 2024" id="ccxat91s5-00163">The Water Industry (Special Administration) (England and Wales) Rules 2024 (S.I. 2024/229)</Citation>
,
<CitationSubRef SectionRef="rule-1" URI="http://www.legislation.gov.uk/id/uksi/2024/229/rule/1" CitationRef="ccxat91s5-00163" id="ccxat91s5-00164">rules 1</CitationSubRef>
,
<CitationSubRef SectionRef="rule-5" URI="http://www.legislation.gov.uk/id/uksi/2024/229/rule/5" CitationRef="ccxat91s5-00163" id="ccxat91s5-00165">5</CitationSubRef>
,
<CitationSubRef StartSectionRef="rule-12" EndSectionRef="rule-33" URI="http://www.legislation.gov.uk/id/uksi/2024/229/rule/12" UpTo="http://www.legislation.gov.uk/id/uksi/2024/229/rule/33" CitationRef="ccxat91s5-00163" id="ccxat91s5-00166">12-33</CitationSubRef>
,
<CitationSubRef SectionRef="schedule" URI="http://www.legislation.gov.uk/id/uksi/2024/229/schedule" CitationRef="ccxat91s5-00163" Operative="true" id="ccxat91s5-00167">Sch.</CitationSubRef>
(with
<CitationSubRef SectionRef="rule-2-2" URI="http://www.legislation.gov.uk/id/uksi/2024/229/rule/2/2" CitationRef="ccxat91s5-00163" id="ccxat91s5-00168">rule 2(2)</CitationSubRef>
)
</Text>
</Para>
</Commentary>
</Commentaries>
</Legislation>