OJ L65, 11.3.2016, p.49.

OJ L72, 17.3.2016, p.1.

OJ L88, 5.4.2016, p.19.

OJ L153, 10.6.2016, p.3.

OJ L153, 10.6.2016, p.13.

OJ L160, 17.6.2016, p.1.

OJ L60, 17.6.2016, p.15.

OJ L160, 17.6.2016, p.23.

OJ L160, 17.6.2016, p.29.

OJ L173, 30.6.2016, p.34.

OJ L173, 30.6.2016, p.47.

OJ L167, 30.6.2017, p.22.

Sch. para. 24A inserted (15.3.2019) by The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576), regs. 1(2), 2(4)

http://www.legislation.gov.uk/uksi/2018/1115/schedule/part/1/chapter/7/2020-06-30The Financial Regulators' Powers (Technical Standards etc.) (Amendment etc.) (EU Exit) Regulations 2018texttext/xmlenEXITING THE EUROPEAN UNIONFINANCIAL SERVICESStatute Law Database2024-05-16Expert Participation2020-06-30These Regulations are made in exercise of the powers in section 8 of, and paragraph 1 of Schedule 4 to, the European Union (Withdrawal) Act 2018 in order to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. Part 2 of the Regulations delegates the Treasury's powers under section 8 of the European Union (Withdrawal) Act 2018 to the Financial Conduct Authority, the Prudential Regulation Authority, the Bank of England and the Payment Systems Regulator (“the regulators”) to enable the regulators to remove deficiencies in those binding technical standards identified in the Schedule to the Regulations. The delegation is subject to the restrictions set out in regulation 3(4).SCHEDULEPART 1EU Regulations for which the FCA is the appropriate regulatorMarket Abuse Regulation13

Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council .

14

Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) 596/2014 of the European Parliament and of the Council .

15

Commission Implementing Regulation (EU) 2016/523 of 10 March 2016 laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers' transactions in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council .

16

Commission Delegated Regulation (EU) 2016/908 of 26 February 2016 supplementing Regulation (EU) 596/2014 on the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance .

17

Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications .

18

Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementing Regulation 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions .

19

Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest .

20

Commission Implementing Regulation (EU) 2016/959 of 17 May 2016 laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council .

21

Commission Implementing Regulation (EU) 2016/960 of 17 May 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings .

22

Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the conditions applicable to buy-back programmes and stabilisation measures .

23

Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016 laying down implementing technical standards with regard to the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council .

24

Commission Implementing Regulation (EU) 2017/1158 of 29 June 2017 laying down implementing technical standards with regards to the procedures and forms for competent authorities exchanging information with the European Securities Market Authority .

24A

Commission Implementing Regulation (EU) 2018/292 of 26 February 2018 laying down implementing technical standards with regard to procedures and forms for exchange of information and assistance between competent authorities according to Regulation (EU) No 596/2014 of the European Parliament and of the Council on market abuse.

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<p>OJ L65, 11.3.2016, p.49.</p>
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<p>OJ L72, 17.3.2016, p.1.</p>
</note>
<note class="commentary M" eId="c23418831">
<p>OJ L88, 5.4.2016, p.19.</p>
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<p>OJ L153, 10.6.2016, p.3.</p>
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<p>OJ L153, 10.6.2016, p.13.</p>
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<p>OJ L160, 17.6.2016, p.1.</p>
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<p>OJ L60, 17.6.2016, p.15.</p>
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<p>OJ L160, 17.6.2016, p.23.</p>
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<p>OJ L160, 17.6.2016, p.29.</p>
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<p>OJ L173, 30.6.2016, p.34.</p>
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<p>OJ L173, 30.6.2016, p.47.</p>
</note>
<note class="commentary M" eId="c23418921">
<p>OJ L167, 30.6.2017, p.22.</p>
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<p>
Sch. para. 24A inserted (15.3.2019) by
<ref href="http://www.legislation.gov.uk/id/uksi/2019/576">The Financial Regulators Powers (Technical Standards etc.) and Markets in Financial Instruments (Amendment) (EU Exit) Regulations 2019 (S.I. 2019/576)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/576/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/uksi/2019/576/regulation/2/4">2(4)</ref>
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Commission Implementing Regulation (EU) 2016/347 of 10 March 2016 laying down implementing technical standards with regard to the precise format of insider lists and for updating insider lists in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council
<noteRef href="#c23418811" marker="M1" class="commentary M"/>
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Commission Implementing Regulation (EU) 2016/378 of 11 March 2016 laying down implementing technical standards with regard to the timing, format and template of the submission of notifications to competent authorities according to Regulation (EU) 596/2014 of the European Parliament and of the Council
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.
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Commission Implementing Regulation (EU) 2016/523 of 10 March 2016 laying down implementing technical standards with regard to the format and template for notification and public disclosure of managers' transactions in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council
<noteRef href="#c23418831" marker="M3" class="commentary M"/>
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</content>
</paragraph>
<paragraph eId="schedule-paragraph-16" period="#period1">
<num>16</num>
<content>
<p>
Commission Delegated Regulation (EU) 2016/908 of 26 February 2016 supplementing Regulation (EU) 596/2014 on the European Parliament and of the Council laying down regulatory technical standards on the criteria, the procedure and the requirements for establishing an accepted market practice and the requirements for maintaining it, terminating it or modifying the conditions for its acceptance
<noteRef href="#c23418841" marker="M4" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-17" period="#period1">
<num>17</num>
<content>
<p>
Commission Delegated Regulation (EU) 2016/909 of 1 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the content of notifications to be submitted to competent authorities and the compilation, publication and maintenance of the list of notifications
<noteRef href="#c23418851" marker="M5" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-18" period="#period1">
<num>18</num>
<content>
<p>
Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementing Regulation 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions
<noteRef href="#c23418861" marker="M6" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-19" period="#period1">
<num>19</num>
<content>
<p>
Commission Delegated Regulation (EU) 2016/958 of 9 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the technical arrangements for objective presentation of investment recommendations or other information recommending or suggesting an investment strategy and for disclosure of particular interests or indications of conflicts of interest
<noteRef href="#c23418871" marker="M7" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-20" period="#period1">
<num>20</num>
<content>
<p>
Commission Implementing Regulation (EU) 2016/959 of 17 May 2016 laying down implementing technical standards for market soundings with regard to the systems and notification templates to be used by disclosing market participants and the format of the records in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council
<noteRef href="#c23418881" marker="M8" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-21" period="#period1">
<num>21</num>
<content>
<p>
Commission Implementing Regulation (EU) 2016/960 of 17 May 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures for disclosing market participants conducting market soundings
<noteRef href="#c23418891" marker="M9" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-22" period="#period1">
<num>22</num>
<content>
<p>
Commission Delegated Regulation (EU) 2016/1052 of 8 March 2016 supplementing Regulation (EU) 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the conditions applicable to buy-back programmes and stabilisation measures
<noteRef href="#c23418901" marker="M10" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-23" period="#period1">
<num>23</num>
<content>
<p>
Commission Implementing Regulation (EU) 2016/1055 of 29 June 2016 laying down implementing technical standards with regard to the technical means for appropriate public disclosure of inside information and for delaying the public disclosure of inside information in accordance with Regulation (EU) 596/2014 of the European Parliament and of the Council
<noteRef href="#c23418911" marker="M11" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-24" period="#period1">
<num>24</num>
<content>
<p>
Commission Implementing Regulation (EU) 2017/1158 of 29 June 2017 laying down implementing technical standards with regards to the procedures and forms for competent authorities exchanging information with the European Securities Market Authority
<noteRef href="#c23418921" marker="M12" class="commentary M"/>
.
</p>
</content>
</paragraph>
<paragraph eId="schedule-paragraph-24A" period="#period2">
<num>
<ins class="key-e1f325ea463626a8f571cf47ca635f93-1581926106829 first">
<noteRef href="#key-e1f325ea463626a8f571cf47ca635f93" marker="F1" class="commentary attribute F"/>
24A
</ins>
</num>
<content>
<p>
<ref href="http://www.legislation.gov.uk/id/eur/2018/0292">
<ins class="key-e1f325ea463626a8f571cf47ca635f93-1581926106829">Commission Implementing Regulation (EU) 2018/292</ins>
</ref>
<ins class="key-e1f325ea463626a8f571cf47ca635f93-1581926106829"> of 26 February 2018 laying down implementing technical standards with regard to procedures and forms for exchange of information and assistance between competent authorities according to </ins>
<ref href="http://www.legislation.gov.uk/id/eur/2014/0596">
<ins class="key-e1f325ea463626a8f571cf47ca635f93-1581926106829">Regulation (EU) No 596/2014</ins>
</ref>
<ins class="key-e1f325ea463626a8f571cf47ca635f93-1581926106829 last"> of the European Parliament and of the Council on market abuse.</ins>
</p>
</content>
</paragraph>
</chapter>
</part>
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</hcontainer>
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</portion>
</akomaNtoso>