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SCHEDULE 5E+W+SSystems and processes requirement

Resource planningE+W+S

11.  Whether there are systems and processes for ensuring that there are sufficient human resources with the skills, qualifications and capacity necessary to comply with the requirements of Part 1 of the Act (collective money purchase benefits) and, in particular—E+W+S

(a)to run and maintain the scheme’s systems and processes;

(b)to provide for the effective running of the scheme; and

(c)to send appropriate and timely notifications, information and documents to the Regulator, including information about the scheme’s systems and processes.

Commencement Information

I1Sch. 5 para. 11 in force at 1.8.2022, see reg. 1(3)