PART 1 E+WPRELIMINARY
Title, commencement and applicationE+W
1. The title of these Regulations is the Food Hygiene (Wales) Regulations 2006, they come into force on 11 January 2006, and apply in relation to Wales.
InterpretationE+W
2.—(1) In these Regulations—
“the Act” (“y Ddeddf”) means the Food Safety Act 1990 ;
“the Agency” (“yr Asiantaeth”) means the Food Standards Agency;
“authorised officer” (“swyddog awdurdodedig”), in relation to an enforcement authority, means any person (whether or not an officer of the authority) who is authorised by them in writing, either generally or specially, to act in matters arising under the Hygiene Regulations;
“” (“Rheoliadau'r Gymuned”) means Regulation 852/2004, Regulation 853/2004, Regulation 854/2004, Regulation 2073/2005 and Regulation 2075/2005;
“enforcement authority” (“awdurdod gorfodi”) means the authority which, by virtue of regulation 5, is responsible for enforcing and executing the Hygiene Regulations;
“food authority” (“awdurdod bwyd”) has the meaning that it bears by virtue of section 5(1A) of the Act;
“the Hygiene Regulations” (“y Rheoliadau Hylendid”) means these Regulations and the Community Regulations;
“premises” (“mangre”) includes any establishment, any place, vehicle, stall or moveable structure and any ship or aircraft;
[“Decision 2006/766” (“Penderfyniad 2006/766”), “Decision 2011/131” (“Penderfyniad 2011/131”), “Directive 2004/41” (“Cyfarwyddeb 2004/41”), “Regulation 178/2002” (“Rheoliad 178/2002”), “Regulation 852/2004” (“Rheoliad 852/2004”), “Regulation 853/2004” (“Rheoliad 853/2004”), “Regulation 854/2004” (“Rheoliad 854/2004”), “Regulation 882/2004” (“Rheoliad 882/2004”), “Regulation 1688/2005” (“Rheoliad 1688/2005”), “Regulation 2073/2005” (“Rheoliad 2073/2005”), “Regulation 2074/2005” (“Rheoliad 2074/20005”), “Regulation 2075/2005” (“Rheoliad 2075/2005”), “Regulation 1020/2008” (“Rheoliad 1020/2008”), “Regulation 1021/2008” (“Rheoliad 1021/2008”), “Regulation 219/2009” (“Rheoliad 219/2009”), “Regulation 596/2009” (“Rheoliad 596/2009”), “Regulation 669/2009” (“Rheoliad 669/2009”), ... “Regulation 739/2011” (“Rheoliad 739/2011”), “Regulation 809/2011” (“Rheoliad 809/2011”), “Regulation 880/2011” (“Rheoliad 880/2011”), “Regulation 1086/2011” (“Rheoliad 1086/2011”), “Regulation 1109/2011” (“Rheoliad 1109/2011”), “Regulation 1169/2011” (“Rheoliad 1169/2011”), “Regulation 1223/2011” (“Rheoliad 1223/2011”), “Regulation 1277/2011” (“Rheoliad 1277/2011”), “Regulation 16/2012” (“Rheoliad 16/2012”) [, “Regulation 28/2012” (“Rheoliad 28/2012”), “Regulation 702/2013” (“Rheoliad 702/2013”) and “Regulation 1079/2013” (“Rheoliad 1079/2013”)] have the meanings respectively given to them in Schedule 1;]
“” (“darpariaeth Gymunedol benodedig”) means any provision of the Community Regulations that is specified in column 1 of Schedule 2 and whose subject-matter is described in column 2 of that Schedule.
(2) Subject to paragraph (3), any expression other than one defined in paragraph (1) that is used both in these Regulations and in the Act has the meaning it bears in the Act.
(3) Unless the context otherwise requires, any expression used both in these Regulations and in Regulation 178/2002 or the Community Regulations has the meaning it bears in Regulation 178/2002 or the Community Regulations, as the case may be.
(4) Where any functions under the Act are assigned—
(a)by an order under section 2 of the Public Health (Control of Disease) Act 1984 , to a port health authority; or
(b)by an order under section 6 of the Public Health Act 1936 , to a joint board for a united district,
any reference in these Regulations to a food authority shall be construed, so far as relating to those functions, as a reference to the authority to whom they are so assigned.
(5) Where, apart from this paragraph, any period of less than seven days which is specified in these Regulations would include any day which is—
(a)a Saturday, a Sunday, Christmas Day or Good Friday; or
(b)a day which is a bank holiday under the Banking and Financial Dealings Act 1971 ,
that day will be excluded from the period.
[(6) In these Regulations, any reference to an EU instrument defined in Schedule 1 is a reference to that instrument as any annex to it may be amended from time to time.]
Textual Amendments
Marginal Citations
Presumptions that food is intended for human consumptionE+W
3.—(1) The following paragraphs apply for the purposes of these Regulations.
(2) Any food commonly used for human consumption will, if placed on the market or offered, exposed or kept for placing on the market, be presumed, until the contrary is proved, to have been placed on the market or, as the case may be, to have been or to be intended for placing on the market for human consumption.
(3) The following, namely—
(a)any food commonly used for human consumption which is found on premises used for the preparation, storage, or placing on the market of that food; and
(b)any article or substance commonly used in the manufacture of food for human consumption which is found on premises used for the preparation, storage or placing on the market of that food,
will be presumed, until the contrary is proved, to be intended for placing on the market, or for manufacturing food for placing on the market, for human consumption.
(4) Any article or substance capable of being used in the composition or preparation of any food commonly used for human consumption which is found on premises on which that food is prepared will, until the contrary is proved, be presumed to be intended for such use.
Competent authorityE+W
4. The competent authority for the purposes of the Community Regulations is the Agency except where it has delegated competencies as provided for in those Regulations.
EnforcementE+W
5.—(1) In respect of any food business operator to whose operations Regulation 852/2004 applies but Regulation 853/2004 does not apply—
(a)the Agency or the food authority in whose area the food business operator carries out his or her operations must enforce and execute the Hygiene Regulations in so far as the operator concerned is carrying out primary production and those associated operations listed in paragraph 1 of Part AI of Annex I to Regulation 852/2004 other than the associated operations described in sub-paragraphs (a) and (c) of that paragraph to the extent that they concern wild game; and
(b)the food authority in whose area the food business operator carries out his or her operations must enforce and execute the Hygiene Regulations in so far as the operator concerned is carrying out operations which are not executed and enforced by the Agency or the food authority as provided for in sub-paragraph (a).
(2) In respect of any food business operator to whose operations both Regulation 852/2004 and Regulation 853/2004 apply—
(a)the Agency must enforce and execute the Hygiene Regulations in so far as the operator concerned is carrying out operations in relation to—
(i)a slaughterhouse,
(ii)a game handling establishment, or
(iii)a cutting plant; and
(b)the Agency or the food authority in whose area the food business operator carries out his or her operations must enforce and execute the Hygiene Regulations in so far as the operator concerned is carrying out operations in relation to any establishment that is not specified in sub-paragraph (a).
(3) In respect of —
(a)collection centres and tanneries supplying raw material for the production of gelatine intended for human consumption pursuant to paragraph 5 of Chapter I of Section XIV of Annex III to Regulation 853/2004; and
(b)collection centres and tanneries supplying raw material for the production of collagen intended for human consumption pursuant to paragraph 5 of Chapter I of Section XV of Annex III to Regulation 853/2004,
the food authority in whose area the collection centre or tannery concerned is situated must enforce and execute the Hygiene Regulations.
(4) Each food authority must enforce and execute these Regulations in its area in relation to the matters regulated by—
(a)Schedules 3 to 5; and
(b)Schedule 6 in so far as it applies in relation to raw milk intended for direct human consumption other than raw cows' milk.
(5) The Agency must enforce and execute these Regulations in relation to the matters regulated by Schedule 6 in so far as it applies in relation to raw cows' milk intended for direct human consumption.
(6) In this regulation—
“cutting plant” (“safle torri”) means an establishment which is used for boning and/or cutting up fresh meat for placing on the market and which—
(a)
is approved or conditionally approved under Article 31(2) of Regulation 882/2004; or
(b)
(although lacking the approval or conditional approval that it requires under Article 4(3) of Regulation 853/2004) was, on 31 December 2005, operating as licensed cutting premises under the Fresh Meat (Hygiene and Inspection) Regulations 1995 or the Poultry Meat, Farmed Game Bird Meat and Rabbit Meat (Hygiene and Inspection) Regulations 1995 ;
“game-handling establishment” (“sefydliad trin anifeiliaid hela”) means any establishment in which game and game meat obtained after hunting are prepared for placing on the market and which—
(a)
is approved or conditionally approved under Article 31(2) of Regulation 882/2004; or
(b)
(although lacking the approval or conditional approval that it requires under Article 4(3) of Regulation 853/2004) was, on 31 December 2005, operating as a licensed wild game processing facility under the Wild Game Meat (Hygiene and Inspection) Regulations 1995 ; and
“slaughterhouse” (“lladd-dy”) means an establishment used for slaughtering and dressing animals, the meat of which is intended for human consumption and which—
(a)
is approved or conditionally approved under Article 31(2) of Regulation 882/2004; or
(b)
(although lacking the approval or conditional approval that it requires under Article 4(3) of Regulation 853/2004) was, on 31 December 2005, operating as a licensed slaughterhouse under the Fresh Meat (Hygiene and Inspection) Regulations 1995 or the Poultry Meat, Farmed Game Bird Meat and Rabbit Meat (Hygiene and Inspection) Regulations 1995.
PART 2 E+WMAIN PROVISIONS
Hygiene improvement noticesE+W
6.—(1) If an authorised officer of an enforcement authority has reasonable grounds for believing that a food business operator is failing to comply with the Hygiene Regulations, the officer may by a notice served on that person (in these Regulations referred to as a “hygiene improvement notice”)—
(a)state the officer's grounds for believing that the food business operator is failing to comply with the Hygiene Regulations;
(b)specify the matters which constitute the food business operator's failure to comply;
(c)specify the measures which, in the officer's opinion, the food business operator must take in order to secure compliance; and
(d)require the food business operator to take those measures, or measures which are at least equivalent to them, within such period (not being less than 14 days) as may be specified in the notice.
(2) Any person who fails to comply with a hygiene improvement notice will be guilty of an offence.
Hygiene prohibition ordersE+W
7.—(1) If—
(a)a food business operator is convicted of an offence under these Regulations; and
(b)the court by or before which the operator is so convicted is satisfied that the health risk condition is fulfilled with respect to the food business concerned,
the court will by an order impose the appropriate prohibition.
(2) The health risk condition is fulfilled with respect to any food business if any of the following involves risk of injury to health (including any impairment, whether permanent or temporary), namely—
(a)the use for the purposes of the business of any process or treatment;
(b)the construction of any premises used for the purposes of the business, or the use for those purposes of any equipment; and
(c)the state or condition of any premises or equipment used for the purposes of the business.
(3) The appropriate prohibition is—
(a)in a case falling within sub-paragraph (a) of paragraph (2), a prohibition on the use of the process or treatment for the purposes of the business;
(b)in a case falling within sub-paragraph (b) of that paragraph, a prohibition on the use of the premises or equipment for the purposes of the business or any other food business of the same class or description; and
(c)in a case falling within sub-paragraph (c) of that paragraph, a prohibition on the use of the premises or equipment for the purposes of any food business.
(4) If—
(a)a food business operator is convicted of an offence under these Regulations; and
(b)the court by or before which the operator is so convicted thinks it proper to do so in all the circumstances of the case,
the court may, by an order, impose a prohibition on the food business operator participating in the management of any food business, or any food business of a class or description specified in the order.
(5) As soon as practicable after the making of an order under paragraph (1) or (4) (in these Regulations referred to as a “hygiene prohibition order”), the enforcement authority must—
(a)serve a copy of the order on the relevant food business operator; and
(b)in the case of an order made under paragraph (1), affix a copy of the order in a conspicuous position on such premises used for the purposes of the food business as they consider appropriate,
and any person who knowingly contravenes such an order will be guilty of an offence.
(6) A hygiene prohibition order will cease to have effect—
(a)in the case of an order made under paragraph (1), on the issue by the enforcement authority of a certificate to the effect that they are satisfied that the food business operator has taken sufficient measures to secure that the health risk condition is no longer fulfilled with respect to the food business; and
(b)in the case of an order made under paragraph (4), on the giving by the court of a direction to that effect.
(7) The enforcement authority must issue a certificate under sub-paragraph (a) of paragraph (6) within three days of their being satisfied as mentioned in that sub-paragraph; and on an application by the food business operator for such a certificate, the authority must—
(a)determine, as soon as is reasonably practicable and in any event within 14 days, whether or not they are so satisfied; and
(b)if they determine that they are not so satisfied, give notice to the food business operator of the reasons for that determination.
(8) The court must give a direction under sub-paragraph (b) of paragraph (6) if, on an application by the food business operator, the court thinks it proper to do so having regard to all the circumstances of the case, including in particular the conduct of the food business operator since the making of the order; but no such application will be entertained if it is made—
(a)within six months of the making of the hygiene prohibition order; or
(b)within three months of the making by the food business operator of a previous application for such a direction.
(9) Where a magistrates' court makes an order under paragraph (2) of regulation 8 with respect to any food business, paragraph (1) will apply as if the food business operator had been convicted by the court of an offence under these Regulations.
(10) Where the commission of an offence by a food business operator leads to the conviction of another person pursuant to regulation 10, paragraph (4) will apply in relation to that other person as it applies in relation to the food business operator and any reference in paragraph (5) or (8) to the food business operator will be construed accordingly.
Hygiene emergency prohibition notices and ordersE+W
8.—(1) If an authorised officer of an enforcement authority is satisfied that the health risk condition is fulfilled with respect to any food business the officer may by a notice served on the relevant food business operator (in these Regulations referred to as a “hygiene emergency prohibition notice”) impose the appropriate prohibition.
(2) If a magistrates' court is satisfied, on the application of such an officer, that the health risk condition is fulfilled with respect to any food business, the court must, by an order (in these Regulations referred to as a “hygiene emergency prohibition order”), impose the appropriate prohibition.
(3) Such an officer may not apply for a hygiene emergency prohibition order unless, at least one day before the date of the application, the officer has served notice on the relevant food business operator of his or her intention to apply for the order.
(4) Paragraphs (2) and (3) of regulation 7 apply for the purposes of this regulation as they apply for the purposes of that regulation, but as if the reference in paragraph (2) to risk of injury to health were a reference to imminent risk of injury.
(5) As soon as practicable after the service of a hygiene emergency prohibition notice, an authorised officer of an enforcement authority must affix a copy of the notice in a conspicuous position on such premises used for the purposes of the food business as he or she considers appropriate; and any person who knowingly contravenes such a notice will be guilty of an offence.
(6) As soon as practicable after the making of a hygiene emergency prohibition order, an authorised officer of an enforcement authority must—
(a)serve a copy of the order on the relevant food business operator; and
(b)affix a copy of the order in a conspicuous position on such premises used for the purposes of the food business as the officer considers appropriate,
and any person who knowingly contravenes such an order will be guilty of an offence.
(7) A hygiene emergency prohibition notice will cease to have effect—
(a)if no application for a hygiene emergency prohibition order is made within the period of three days beginning with the service of the notice, at the end of that period; or
(b)if such an application is so made, on the determination or abandonment of the application.
(8) A hygiene emergency prohibition notice or a hygiene emergency prohibition order will cease to have effect on the issue by the enforcement authority of a certificate to the effect that they are satisfied that the food business operator has taken sufficient measures to secure that the health risk condition is no longer fulfilled with respect to the food business.
(9) The enforcement authority must issue a certificate under paragraph (8) within three days of their being satisfied as mentioned in that paragraph; and on an application by the food business operator for such a certificate, the authority must—
(a)determine as soon as is reasonably practicable and in any event within 14 days whether or not they are so satisfied; and
(b)if they determine that they are not so satisfied, give notice to the food business operator of the reasons for that determination.
(10) Where a hygiene emergency prohibition notice is served on a food business operator, the enforcement authority must compensate the operator in respect of any loss suffered by reason of the operator's complying with the notice unless—
(a)an application for a hygiene emergency prohibition order is made within the period of three days beginning with the service of the notice; and
(b)the court declares itself satisfied, on the hearing of the application, that the health risk condition was fulfilled with respect to the food business at the time when the notice was served,
and any disputed question as to the right to or the amount of any compensation payable under this paragraph is determinable by arbitration.
Remedial action notices and detention noticesE+W
9.—(1) Where it appears to an authorised officer of an enforcement authority that in respect of an establishment ...—
(a)any of the requirements of the Hygiene Regulations is being breached; or
(b)inspection under the Hygiene Regulations is being hampered,
the officer may, by a notice in writing served on the relevant food business operator or the operator's duly authorised representative (in these Regulations referred to as a “remedial action notice”)—
(c)prohibit the use of any equipment or any part of the establishment specified in the notice;
(d)impose conditions upon or prohibit the carrying out of any process; or
(e)require the rate of operation to be reduced to such extent as is specified in the notice, or to be stopped completely.
(2) A remedial action notice must be served as soon as practicable stating why it is being served.
(3) If it is served under paragraph (1)(a), it must specify the breach and the action needed to remedy it.
(4) An authorised officer of the enforcement authority whose authorised officer served the original remedial action notice must, as soon as he or she is satisfied that such action has been taken, withdraw the notice by a further notice in writing served on the food business operator or the operator's duly authorised representative.
(5) An authorised officer of an enforcement authority may, at an establishment subject to approval under Article 4(2) of Regulation 853/2004, by a notice in writing served on the relevant food business operator or the operator's duly authorised representative (in this regulation referred to as a “detention notice”) require the detention of any animal or food for the purposes of examination (including the taking of samples).
(6) An authorised officer of the enforcement authority whose officer served the original detention notice must, as soon as he or she is satisfied that the animal or food need no longer be detained, withdraw the notice by a further notice in writing served on the food business operator or the operator's duly authorised representative.
(7) Any person who fails to comply with a remedial action notice or a detention notice will be guilty of an offence.
Offences due to fault of another personE+W
10. Where the commission by any person of an offence under these Regulations is due to the act or default of some other person, that other person will be guilty of the offence; and a person may be convicted of the offence by virtue of this regulation whether or not proceedings are taken against the first-mentioned person.
Defence of due diligenceE+W
11.—(1) In any proceedings for an offence under these Regulations, it will, subject to paragraph (2), be a defence for the accused to prove that he or she took all reasonable precautions and exercised all due diligence to avoid the commission of the offence by the accused or by a person under the accused's control.
(2) If in any case the defence provided by paragraph (1) involves the allegation that the commission of the offence was due to an act or default of another person, or to reliance on information supplied by another person, the accused will not, without leave of the court, be entitled to rely on that defence unless—
(a)at least seven clear days before the hearing; and
(b)where the accused has previously appeared before a court in connection with the alleged offence, within one month of the accused's first such appearance,
the accused has served on the prosecutor a notice in writing giving such information identifying or assisting in the identification of that other person as was then in his or her possession.
PART 3 E+WADMINISTRATION AND ENFORCEMENT
Procurement of samplesE+W
12. An authorised officer of an enforcement authority may—
(a)purchase a sample of any food, or any substance capable of being used in the preparation of food;
(b)take a sample of any food, or any such substance, which—
(i)appears to the officer to be intended for placing on the market or to have been placed on the market, for human consumption, or
(ii)is found by the officer on or in any premises which the officer is authorised to enter by or under regulation 14;
(c)take a sample from any food source, or a sample of any contact material, which is found by the officer on or in any such premises; and
(d)take a sample of any article or substance which is found by the officer on or in any such premises and which the officer has reason to believe may be required as evidence in proceedings under any of the provisions of these Regulations.
Analysis etc. of samplesE+W
13.—(1) An authorised officer of an enforcement authority who has procured a sample under regulation 12 must—
(a)if he or she considers that the sample should be analysed, submit it to be analysed—
(i)by the public analyst for the area in which the sample was procured, or
(ii)by the public analyst for the area which consists of or includes the area of the authority;
(b)if he or she considers that the sample should be examined, submit it to be examined by a food examiner.
(2) A person, other than such an officer, who has purchased any food, or any substance capable of being used in the preparation of food, may submit a sample of it—
(a)to be analysed by the public analyst for the area in which the purchase was made; or
(b)to be examined by a food examiner.
(3) If, in any case where a sample is proposed to be submitted for analysis under this regulation, the office of public analyst for the area in question is vacant, the sample must be submitted to the public analyst for some other area.
(4) If, in any case where a sample is proposed to be or is submitted for analysis or examination under this regulation, the food analyst or examiner determines that he or she is for any reason unable to perform the analysis or examination, the sample must be submitted or, as the case may be, sent by him or her to such other food analyst or examiner as he or she may determine.
(5) A food analyst or examiner must analyse or examine as soon as practicable any sample submitted or sent to him or her under this regulation, but may, except where—
(a)he or she is the public analyst for the area in question; and
(b)the sample is submitted to him or her for analysis by an authorised officer of an enforcement authority,
demand in advance the payment of such reasonable fee as he or she may require.
(6) Any food analyst or examiner who has analysed or examined a sample must give to the person by whom it was submitted a certificate specifying the result of the analysis or examination.
(7) Any certificate given by a food analyst or examiner under paragraph (6) must be signed by him or her, but the analysis or examination may be made by any person acting under his or her direction.
(8) In any proceedings under these Regulations, the production by one of the parties—
(a)of a document purporting to be a certificate given by a food analyst or examiner under paragraph (6); or
(b)of a document supplied to him or her by the other party as being a copy of such a certificate,
will be sufficient evidence of the facts stated in it unless, in a case falling within sub-paragraph (a), the other party requires that the food analyst or examiner be called as a witness.
(9) In this regulation where two or more public analysts are appointed for any area, any reference in this regulation to the public analyst for that area will be construed as a reference to either or any of them.
(10) [The Food Safety (Sampling and Qualifications) (Wales) Regulations 2013] apply in relation to a sample procured by an authorised officer of a food authority under regulation 12 as if it were a sample procured by an authorised officer under section 29 of the Act.
(11) The certificate given by a food analyst or examiner under paragraph (6) must be in the form set out in Schedule 3 to [the Food Safety (Sampling and Qualifications) (Wales) Regulations 2013].
Powers of entryE+W
14.—(1) An authorised officer of a food authority will, on producing, if so required, some duly authenticated document showing his or her authority, have a right at all reasonable hours—
(a)to enter any premises within the authority's area for the purpose of ascertaining whether there is or has been on the premises any contravention of the provisions of the Hygiene Regulations;
(b)to enter any premises, whether within or outside the authority's area for the purpose of ascertaining whether there is on the premises any evidence of any such contravention within that area; and
(c)to enter any premises for the purpose of the performance by the authority of their functions under the Hygiene Regulations,
but admission to any premises used only as a private dwelling-house may not be demanded as of right unless 24 hours' notice of the intended entry has been given to the occupier.
(2) An authorised officer of the Agency will, on producing if so required some duly authenticated document showing his or her authority, have a right at all reasonable hours to enter any premises for the purpose of—
(a)ascertaining whether there is or has been on the premises any contravention of the provisions of the Hygiene Regulations;
(b)ascertaining whether there is on the premises any evidence of any such contravention; and
(c)the performance by the Agency of its functions under the Hygiene Regulations,
but admission to any premises used only as a private dwelling-house may not be demanded as of right unless 24 hours' notice of the intended entry has been given to the occupier.
(3) If a justice of the peace, on sworn information in writing, is satisfied that there is reasonable ground for entry onto any premises for any such purpose as is mentioned in paragraph (1) or (2) and either—
(a)that admission to the premises has been refused, or a refusal is apprehended, and that notice of the intention to apply for a warrant has been given to the occupier; or
(b)that an application for admission, or the giving of such a notice, would defeat the object of the entry, or that the case is one of urgency, or that the premises are unoccupied or the occupier is temporarily absent,
the justice may by warrant signed by him or her authorise the authorised officer to enter the premises, if need be by reasonable force.
(4) Every warrant granted under this regulation will continue in force for a period of one month.
(5) An authorised officer entering any premises by virtue of this regulation, or of a warrant issued under it, may take with him or her such other persons as he or she considers necessary, and on leaving any unoccupied premises which the officer has entered by virtue of such a warrant must leave them as effectively secured against unauthorised entry as that in which they were found.
(6) An authorised officer entering premises by virtue of this regulation, or of a warrant issued under it, may inspect any records (in whatever form they are held) relating to a food business and, where any such records are stored in any electronic form—
(a)may have access to, and inspect and check the operation of, any computer and any associated apparatus or material which is or has been in use in connection with the records; and
(b)may require any person having charge of, or otherwise concerned with the operation of, the computer, apparatus or material to afford the officer such assistance as he or she may reasonably require.
(7) Any officer exercising any power conferred by paragraph (6) may—
(a)seize and detain any records which the officer has reason to believe may be required as evidence in proceedings under any of the provisions of these Regulations; and
(b)where the records are stored in any electronic form, require the records to be produced in a form in which they may be taken away.
(8) If any person who enters any premises by virtue of this regulation, or of a warrant issued under it, discloses to any person any information obtained by him or her on the premises with regard to any trade secret, he or she will, unless the disclosure was made in the performance of his or her duty, be guilty of an offence.
(9) Nothing in this regulation authorises any person, except with the permission of the local authority under the Animal Health Act 1981 , to enter any premises—
(a)on which an animal or bird affected with any disease to which that Act applies is kept; and
(b)which is situated in a place declared under that Act to be infected with such a disease.
Obstruction etc. of officersE+W
15.—(1) Any person who—
(a)intentionally obstructs any person acting in the execution of the Hygiene Regulations; or
(b)without reasonable cause, fails to give to any person acting in the execution of the Hygiene Regulations any assistance or information which that person may reasonably require of him or her for the performance of that person's functions under the Hygiene Regulations,
will be guilty of an offence.
(2) Any person who, in purported compliance with any such requirement as is mentioned in sub-paragraph (b) of paragraph (1)—
(a)furnishes information which he or she knows to be false or misleading in a material particular; or
(b)recklessly furnishes information which is false or misleading in a material particular,
will be guilty of an offence.
(3) Nothing in sub-paragraph (b) of paragraph (1) is to be construed as requiring any person to answer any question or give any information if to do so might incriminate him or her.
Time limit for prosecutionsE+W
16. No prosecution for an offence under these Regulations which is punishable under paragraph (2) of regulation 17 may be begun after the expiry of—
(a)three years from the commission of the offence; or
(b)one year from its discovery by the prosecutor,
whichever is the earlier.
Offences and penaltiesE+W
[17.—(1) Subject to paragraphs (4) to (8), any person who contravenes or fails to comply with any of the specified Community provisions is guilty of an offence.
(2) [Subject to paragraphs (3) and (3A)], a person guilty of an offence under these Regulations is liable–
(a)on summary conviction to a fine not exceeding the statutory maximum; or
(b)on conviction on indictment to imprisonment for a term not exceeding two years, to a fine or to both.
(3) A person guilty of an offence under regulation 15 is liable on summary conviction to a fine not exceeding level 5 on the standard scale or to imprisonment for a term not exceeding three months or to both.
[(3A) A person guilty of an offence under paragraph 1A or 1B of Schedule 6 is liable on summary conviction to a fine not exceeding level 5 on the standard scale.]
(4) Provided the requirements of Schedule 3 are complied with, a person is considered not to have contravened or failed to comply with Article 4(2) of Regulation 852/2004 as read with paragraph 4 of Chapter IV of Annex II to that Regulation (bulk foodstuffs in liquid, granulate or powder form to be transported in receptacles and/or containers/tankers reserved for the transport of foodstuffs).
(5) Provided the requirements of Schedule 3A are complied with, a person is considered not to have contravened or failed to comply with Article 3(1) or 4(1)(a) of Regulation 853/2004 as read in either case with paragraph 5 of Chapter II of Section I of Annex III to that Regulation (food business operators to ensure that slaughterhouses in which domestic ungulates are slaughtered have lockable facilities for the refrigerated storage of detained meat and separate lockable facilities for the storage of meat declared unfit for human consumption).
(6) Provided the requirements of Schedule 3B are complied with, a person is considered not to have contravened or failed to comply with Article 3(1) or 4(1)(a) of Regulation 853/2004 as read in either case with paragraph 5 of Chapter II of Section II of Annex III to that Regulation (food business operators to ensure that slaughterhouses in which poultry or lagomorphs are slaughtered have lockable facilities for the refrigerated storage of detained meat and separate lockable facilities for the storage of meat declared unfit for human consumption).
(7) Provided the requirements of Schedule 3C are complied with, a person is considered not to have contravened or failed to comply with Article 3(1) or 4(1)(a) of Regulation 853/2004 as read in either case with paragraph 6 of Chapter II of Section I of Annex III to that Regulation (food business operators to ensure that slaughterhouses in which domestic ungulates are slaughtered have a separate place with appropriate facilities for the cleaning, washing and disinfection of means of transport for livestock unless the competent authority permits them not to have such places and official authorised places and facilities exist nearby).
(8) Provided the requirements of Schedule 3D are complied with, a person is considered not to have contravened or failed to comply with Article 3(1) or 4(1)(a) of Regulation 853/2004 as read in either case with paragraph 6(b) of Chapter II of Section II of Annex III to that Regulation (food business operators to ensure that slaughterhouses in which poultry or lagomorphs are slaughtered have a separate place with appropriate facilities for the cleaning, washing and disinfection of means of transport unless officially authorised places and facilities exist nearby).]
Offences by bodies corporateE+W
18.—(1) Where an offence under these Regulations which has been committed by a body corporate is proved to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of—
(a)any director, manager, secretary or other similar officer of the body corporate; or
(b)any person who was purporting to act in any such capacity,
he or she as well as the body corporate will be deemed to be guilty of that offence and will be liable to be proceeded against and punished accordingly.
(2) In sub-paragraph (a) of paragraph (1) “director”, in relation to any body corporate established by or under any enactment for the purpose of carrying on under national ownership any industry or part of an industry or undertaking, being a body corporate whose affairs are managed by its members, means a member of that body corporate.
Offences by Scottish partnershipsE+W
19. Where an offence under these Regulations which has been committed by a Scottish partnership is proved to have been committed with the consent or connivance of, or to be attributable to any neglect on the part of, a partner, that partner, as well as the partnership will be deemed to be guilty of that offence and liable to be proceeded against and punished accordingly.
Right of appealE+W
20.—(1) Any person who is aggrieved by—
(a)a decision of an authorised officer of an enforcement authority to serve a hygiene improvement notice;
(b)a decision of an enforcement authority to refuse to issue a certificate under paragraph (6) of regulation 7 or paragraph (8) of regulation 8; or
(c)a decision of an authorised officer of an enforcement authority to serve a remedial action notice,
may appeal to a magistrates' court.
(2) The procedure on an appeal to a magistrates' court under paragraph (1) is by way of complaint for an order, and the Magistrates' Courts Act 1980 will apply to the proceedings.
(3) The period within which an appeal under paragraph (1) may be brought is—
(a)one month from the date on which notice of the decision was served on the person desiring to appeal; or
(b)in the case of an appeal against a decision to issue a hygiene improvement notice, the period specified in sub-paragraph (a) or, if it is shorter, the period specified in the notice pursuant to sub-paragraph (d) of paragraph (1) of regulation 6,
and the making of a complaint for an order will be deemed for the purposes of this paragraph to be the bringing of the appeal.
Appeals to Crown CourtE+W
21. A person who is aggrieved by—
(a)the dismissal by a magistrates' court of an appeal to it under paragraph (1) of regulation 20; or
(b)any decision of such a court to make a hygiene prohibition order or a hygiene emergency prohibition order,
may appeal to the Crown Court.
Appeals against hygiene improvement notices and remedial action noticesE+W
22.—(1) On an appeal against a hygiene improvement notice or a remedial action notice, the court may cancel or affirm the notice and, if it affirms it, may do so either in its original form or with such modifications as the court may in the circumstances think fit.
(2) Where any period specified in a hygiene improvement notice pursuant to sub-paragraph (d) of paragraph (1) of regulation 6 would otherwise include any day on which an appeal against that notice is pending, that day will be excluded from that period.
(3) Any appeal will be regarded as pending for the purposes of paragraph (2) until it is finally disposed of, is withdrawn or is struck out for want of prosecution.
[(4) Where on appeal against a remedial action notice under paragraph (1) a court cancels the notice, the enforcement authority must compensate the food business operator who brought the appeal in respect of any loss suffered by reason of the food business operator’s compliance with the notice, and any disputed question as to the right to or the amount of any compensation payable under this paragraph will be determined by arbitration.]
Application of section 9 of the Food Safety Act 1990E+W
23. Section 9 of the Act (inspection and seizure of suspected food) applies for the purposes of these Regulations with the modification that it applies in relation to an authorised officer of an enforcement authority as it applies in relation to an authorised officer of a food authority.
PART 4 E+WMISCELLANEOUS AND SUPPLEMENTARY PROVISIONS
Power to issue codes of recommended practiceE+W
24.—(1) For the guidance of food authorities, the National Assembly for Wales may issue codes of recommended practice as regards the execution and enforcement of the Hygiene Regulations.
(2) The Agency may, after consulting the National Assembly for Wales, give a food authority a direction requiring them to take any specified steps in order to comply with a code issued under this regulation.
(3) In exercise of the functions conferred on them by or under the Hygiene Regulations, every food authority—
(a)must have regard to any relevant provision of any such code; and
(b)must comply with any direction which is given under this regulation and requires them to take any specified steps in order to comply with such a code.
(4) Any direction under paragraph (2) will, on the application of the Agency, be enforceable by mandatory order.
(5) The Agency must consult the National Assembly for Wales before making an application under paragraph (4).
(6) Before issuing any code under this regulation, the National Assembly for Wales will have regard to any relevant advice given by the Agency.
Protection of officers acting in good faithE+W
25.—(1) An officer of an enforcement authority is not personally liable in respect of any act done by him or her—
(a)in the execution or purported execution of the Hygiene Regulations; and
(b)within the scope of his or her employment,
if the officer did that act in the honest belief that his or her duty under the Hygiene Regulations required or entitled him or her to do it.
(2) Nothing in paragraph (1) is to be construed as relieving any enforcement authority of any liability in respect of the acts of their officers.
(3) Where an action has been brought against an officer of an enforcement authority in respect of an act done by him or her—
(a)in the execution or purported execution of the Hygiene Regulations; but
(b)outside the scope of or her employment,
the authority may indemnify the officer against the whole or a part of any damages which the officer has been ordered to pay or any costs which the officer may have incurred if they are satisfied that the officer honestly believed that the act complained of was within the scope of his or her employment.
(4) A public analyst appointed by a food authority will be treated for the purposes of this regulation as being an officer of the authority, whether or not the officer's appointment is a whole-time one.
Revocation and suspension of designations and appointmentsE+W
26.—(1) Subject to paragraphs (2) and (3), the Agency may at any time revoke or suspend—
(a)the appointment of an official veterinarian;
(b)the designation of an approved veterinarian; or
(c)the appointment of an official auxiliary,
if it appears to the Agency that the person in question is unfit to perform any of the functions of that post under the Hygiene Regulations.
(2) Where the Agency revokes or suspends a designation or appointment under paragraph (1), the Agency must, as soon as practicable, give to the person whose designation or appointment has been revoked or suspended a notice in writing of the reasons for the revocation or suspension and afford that person an opportunity of—
(a)making representations in writing to the Agency with regard to the revocation or suspension; or
(b)being heard by a person nominated by the Agency for the purpose pursuant to sub-paragraph (a) of paragraph (5).
(3) A notice given under paragraph (2) must inform the person to whom it is given—
(a)of his or her right to make representations in writing;
(b)of the manner in which and the time (not being less than 21 days from the giving of the notice) within which such representations may be made;
(c)of his or her right to be heard; and
(d)of the manner in which and the time (not being less than 21 days from the giving of the notice) within which he or she may apply for an opportunity to be heard.
(4) In the event of the person whose designation or appointment has been revoked or suspended making any representations (whether orally or in writing) under paragraph (3) the Agency must reconsider whether that person is unfit to perform any of the functions of the post he or she holds under the Hygiene Regulations and must, as soon as practicable, reconsider its decision to revoke or suspend the designation or appointment under paragraph (1) in the light of those representations.
(5) Where a person requests the opportunity to be heard pursuant to sub-paragraph (b) of paragraph (2)—
(a)the Agency must nominate a person to determine the matter from the list established under paragraph (6);
(b)the person so nominated must serve a notice on the person requesting the opportunity to be heard and the Agency informing them of the time (not being less than 21 days from the giving of the notice) of the hearing; and
(c)the person so nominated must, within 21 days of the hearing, notify the person requesting the opportunity to be heard and the Agency of his or her decision.
(6) The Agency must establish and maintain a list of people who may be nominated for the purposes of this regulation and must consult those organisations appearing to it to represent official veterinarians, approved veterinarians and official auxiliaries before including any person on the list.
Food which has not been produced, processed or distributed in accordance with the Hygiene RegulationsE+W
27.—(1) On an inspection of any food, an authorised officer of an enforcement authority may certify that it has not been produced, processed or distributed in compliance with the Hygiene Regulations.
(2) Where any food is certified as mentioned in paragraph (1) it will be treated for the purposes of section 9 of the Act as failing to comply with food safety requirements.
(3) Where any food certified as mentioned in paragraph (1) is part of a batch, lot or consignment of food of the same class or description, all the food in the batch, lot or consignment must, until it is proved that it has been produced, processed or distributed in compliance with the Hygiene Regulations, be treated for the purposes of paragraph (2) as having been so certified.
Service of documentsE+W
28.—(1) Any document which is required or authorised under the Hygiene Regulations to be served on a food business operator may be served—
(a)by delivering it to that person;
(b)in the case of an incorporated company or body, by delivering it to their secretary at their registered or principal office, or by sending it in a prepaid letter addressed to the secretary at that office; or
(c)in the case of any other food business operator, by leaving it or sending it in a prepaid letter addressed to the operator at operator's usual or last known residence.
(2) Where a document is to be served on a food business operator under the Hygiene Regulations and it is not reasonably practicable to ascertain the name and address of the person on whom it should be served, or the premises of the food business operator are unoccupied, the document may be served by addressing it to the food business operator concerned in the capacity of occupier of those premises (naming them), and—
(a)by delivering it to some other person at the premises; and
(b)if there is no other person at the premises to whom it can be delivered, by affixing it or a copy of it to some conspicuous part of the premises.
Bulk transport in sea-going vessels of liquid oils or fats and the bulk transport by sea of raw sugarE+W
29. Schedule 3 (bulk transport in sea-going vessels of liquid oils or fats and the bulk transport by sea of raw sugar) has effect.
Temperature control requirementsE+W
30. Schedule 4 (temperature control requirements) has effect.
Direct supply by the producer of small quantities of meat from poultry and lagomorphs slaughtered on the farmE+W
31. Schedule 5 (direct supply by the producer of small quantities of meat from poultry and lagomorphs slaughtered on the farm) has effect.
Restrictions on the sale of raw milk intended for direct human consumption and amendments to the Food Labelling Regulations 1996E+W
32.—(1) Schedule 6 (restrictions on the sale of raw milk intended for direct human consumption) has effect.
(2) In paragraph (1) of regulation 31 of the Food Labelling Regulations 1996 delete the words “Subject to paragraph (3) of this regulation, and except” and replace with the word “ Except ”.
(3) In paragraph (2)of regulation 31 of the Food Labelling Regulations 1996 delete the words “Subject to paragraph (3) of this regulation, in” and replace with the word “ In ”.
(4) In paragraphs (1) and (2) of regulation 31 of the Food Labelling Regulations 1996 immediately after the words “harmful to health.” insert the words “ The Food Standards Agency strongly advises that it should not be consumed by children, pregnant women, older people or those who are unwell or have chronic illness. ”.
(5) Delete paragraph (3) of regulation 31 of the Food Labelling Regulations 1996.
Special health markE+W
32A. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Consequential amendmentsE+W
33.—(1) In so far as they apply in relation to Wales, the instruments specified in Schedule 7 are amended to the extent specified there.
(2) For Note 3 to Schedule 1 to the Condensed Milk and Dried Milk (Wales) Regulations 2003 (partly or wholly dehydrated preserved milk products and their reserved descriptions) there is substituted the following Note—
“3. The preservation of the designated products shall be achieved—
(a)by heat treatment for the products referred to in paragraph 1(a) to (d) of column 1 of this Schedule;
(b)by the addition of sucrose for the products referred to in paragraph 1(e) to (g) of column 1 of this Schedule; and
(c)by dehydration for the products referred to in paragraph 2 of column 1 of this Schedule.”.
RevocationE+W
34.—(1) The Food Hygiene (Wales) Regulations 2005 are revoked.
Signed on behalf of the National Assembly for Wales under section 66(1) of the Government of Wales Act 1998
D. Elis-Thomas
The Presiding Officer of the National Assembly