2011 No. 865 (W.127)
COAST PROTECTION, WALES
ENVIRONMENTAL PROTECTION, WALES
FLOOD RISK MANAGEMENT, WALES

The Flood and Coastal Erosion Risk Management Information Appeal (Wales) Regulations 2011

Made
Coming into force
These Regulations are made by the Welsh Ministers in exercise of the powers conferred by sections 15(8)1, and 48(2) of the Flood and Water Management Act 20102, in relation to penalties issued by—
(a)

lead local flood authorities for areas in Wales,

(b)

the Environment Agency in respect of a failure to comply with a request in connection with a flood or coastal erosion risk management function in relation to Wales, and

(c)

the Welsh Ministers.

The Administrative Justice and Tribunals Council has been consulted, and that Council has consulted the Welsh Committee, in accordance with section 44 of and paragraph 24 of Schedule 7 to the Tribunals, Courts and Enforcement Act 20073.

A draft of this instrument has been approved by a resolution of the National Assembly for Wales pursuant to section 15(12) of the Flood and Water Management Act 2010.

Citation, commencement and application1.

These Regulations—

(a)

may be cited as the Flood and Coastal Erosion Risk Management Information Appeal (Wales) Regulations 2011;

(b)

come into force on 6 April 2011; and

(c)

apply in relation to penalties issued by—

(i)

lead local flood authorities for areas in Wales;

(ii)

the Environment Agency in respect of a failure to comply with a request in connection with a flood or coastal erosion risk management function in relation to Wales; and

(iii)

the Welsh Ministers.

Interpretation2.

In these Regulations—

  • “the Act” (“y Ddeddf”) means the Flood and Water Management Act 2010;

  • “enforcement notice” (“hysbysiad gorfodi”) means a notice given under section 15(1) of the Act in respect of a failure to comply with a request under section 14(1) or (3) of the Act to provide information;

  • “penalty notice” (“hysbysiad o gosb”) means a notice from an authority under section 15(3) of the Act which imposes a penalty on a person who fails to provide information specified in an enforcement notice in the specified period.

Right of Appeal3.

A person on whom a penalty is imposed by a penalty notice may appeal to the First-tier Tribunal against the penalty.

Grounds for appeal4.

For the purposes of rule 22(2)(g) of the Tribunal Procedure (First-tier Tribunal) (General Regulatory Chamber) Rules 20094, the grounds for appeal are–

(a)

that the decision to serve the penalty notice was based on an error of fact;

(b)

that the decision was wrong in law;

(c)

that the amount of the penalty was unreasonable;

(d)

any other reason.

Procedure5.

The notice of appeal5 under rule 22 of the Tribunal Procedure (First-tier Tribunal) (General Regulatory Chamber) Rules 2009 must (in addition to complying with the requirements of those Rules) be accompanied by—

(a)

a copy of the enforcement notice;

(b)

copies of any representations made under section 15(2)(c) of the Act;

(c)

a copy of the penalty notice.

Effect of Appeal6.

An authority that receives a notice of appeal from a person on whom it has imposed a penalty must not take action to recover the penalty as a debt until the appeal is either determined or withdrawn.

Determining an appeal7.

On deciding an appeal under regulation 3, the First-tier Tribunal must either—

(a)

confirm the penalty;

(b)

reduce the penalty; or

(c)

quash the penalty.

Jane Davidson
Minister for Environment, Sustainability and Housing, one of the Welsh Ministers
(This note is not part of the Regulations)

These Regulations provide a right of appeal against penalties imposed under section 15 of the Flood and Water Management Act 2010 (c. 29) (“the Act”) in relation to Wales. They confer jurisdiction on the First-tier Tribunal to consider appeals made under these Regulations. They make provision for procedure, including: grounds for an appeal; effect of an appeal; and powers of the First-tier Tribunal in determining the appeal.

Appeals under section 15 of the Act and the process for bringing an appeal are also governed by the Tribunal Procedure (First-tier Tribunal) (General Regulatory Chamber) Rules 2009 (S.I. 2009/1976).

An impact assessment of the effect that this instrument will have on the costs of business, the voluntary sector and the public sector is available from the Climate Change and Water Division, Welsh Assembly Government, Cathays Park, Cardiff, CF10 3NQ.