S. 10 in force at 2.4.2018 by S.I. 2017/1326, art. 2(3)(d)

Pt. 1 applied (with modifications) (29.4.2019) by The Regulated Fostering Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/169), regs. 1(2), 71

Pt. 1 applied (with modifications) (29.4.2019) by The Adult Placement Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/163), regs. 1(2), 67(3)

Pt. 1 applied (with modifications) (29.4.2019) by The Regulated Advocacy Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/165), regs. 1(2), 58(3)

Pt. 1 applied (with modifications) (29.4.2019) by The Regulated Adoption Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/762), regs., 57(3)

http://www.legislation.gov.uk/anaw/2016/2/section/10/2021-02-23Regulation and Inspection of Social Care (Wales) Act 2016An Act of the National Assembly for Wales to make provision for the registration and regulation of persons providing care home services, secure accommodation services, residential family centre services, adoption services, fostering services, adult placement services, advocacy services and domiciliary support services; amending the Social Services and Well-being (Wales) Act 2014 in connection with the regulation of the social services functions of local authorities; for the renaming of the Care Council for Wales as Social Care Wales; for Social Care Wales to provide advice and other assistance to persons providing services involving care and support; for the registration, regulation and training of social care workers; and for connected purposes.texttext/xmlenStatute Law Database2024-05-15Expert Participation2021-02-23PART 1REGULATION OF SOCIAL CARE SERVICESCHAPTER 2REGISTRATION ETC. OF SERVICE PROVIDERSApplication for, variation of and cancellation of registration
10Annual return1

A service provider must submit an annual return to the Welsh Ministers following the end of each financial year during which the provider is registered.

2

An annual return must contain—

a

the following information—

i

the regulated services that the service provider is registered to provide;

ii

the places at, from or in relation to which the provider is registered to provide those services;

iii

the name of the responsible individual registered in respect of each such place;

iv

the date on which the provider's registration took effect in respect of each such regulated service and place;

v

details of any other conditions imposed on the service provider's registration;

vi

details of the number of persons to whom the provider provided care and support during the year in the course of providing each such service;

vii

such information about training offered or undertaken in relation to each such service as may be prescribed;

viii

such information about workforce planning as may be prescribed;

ix

such other information as may be prescribed, and

b

a statement setting out how the service provider has complied with any regulations made under section 27(1) specifying the standard of care and support that must be provided by a service provider (see section 27(2)).

3

An annual return must be in the prescribed form.

4

An annual return must be submitted to the Welsh Ministers within the prescribed time limit.

5

The Welsh Ministers must publish each annual return submitted under subsection (1).

6

Despite section 187(3), a statutory instrument containing—

a

the first regulations made under subsection (2)(a)(vii),

b

the first regulations made under subsection (2)(a)(viii), or

c

the first regulations made under subsection (2)(a)(ix),

may not be made unless a draft of the instrument has been laid before and approved by a resolution of the National Assembly for Wales.

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<note class="commentary I" eId="key-c2659448eb0f668e124f3e9ebeb8980e">
<p>
S. 10 in force at 2.4.2018 by
<ref href="http://www.legislation.gov.uk/id/wsi/2017/1326">S.I. 2017/1326</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2017/1326/article/2/3/d">art. 2(3)(d)</ref>
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<note class="commentary C" eId="key-520dcc606f0ee4e43bfa315a6aab66d5">
<p>
Pt. 1 applied (with modifications) (29.4.2019) by
<ref href="http://www.legislation.gov.uk/id/wsi/2019/169">The Regulated Fostering Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/169)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/169/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/169/regulation/71">71</ref>
</p>
</note>
<note class="commentary C" eId="key-c0196bdefba2acf739bcc461cced6c52">
<p>
Pt. 1 applied (with modifications) (29.4.2019) by
<ref href="http://www.legislation.gov.uk/id/wsi/2019/163">The Adult Placement Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/163)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/163/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/163/regulation/67/3">67(3)</ref>
</p>
</note>
<note class="commentary C" eId="key-5113d2bd2ea0420f002fc889365947d8">
<p>
Pt. 1 applied (with modifications) (29.4.2019) by
<ref href="http://www.legislation.gov.uk/id/wsi/2019/165">The Regulated Advocacy Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/165)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/165/regulation/1/2">regs. 1(2)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/165/regulation/58/3">58(3)</ref>
</p>
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<note class="commentary C" eId="key-dd7f525ca3f43b97e25ca404ab24067f">
<p>
Pt. 1 applied (with modifications) (29.4.2019) by
<ref href="http://www.legislation.gov.uk/id/wsi/2019/762">The Regulated Adoption Services (Service Providers and Responsible Individuals) (Wales) Regulations 2019 (S.I. 2019/762)</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/762/regulation">regs.</ref>
,
<ref href="http://www.legislation.gov.uk/id/wsi/2019/762/regulation/57/3">57(3)</ref>
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<num>
<noteRef href="#key-5113d2bd2ea0420f002fc889365947d8" marker="C3" class="commentary C"/>
<noteRef href="#key-520dcc606f0ee4e43bfa315a6aab66d5" marker="C1" class="commentary C"/>
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<noteRef href="#key-c0196bdefba2acf739bcc461cced6c52" marker="C2" class="commentary C"/>
<strong>PART 1</strong>
</num>
<heading>REGULATION OF SOCIAL CARE SERVICES</heading>
<chapter eId="part-1-chapter-2" period="#period4">
<num>CHAPTER 2</num>
<heading>
REGISTRATION
<abbr title="et cetera" xml:lang="la">ETC.</abbr>
OF SERVICE PROVIDERS
</heading>
<hcontainer name="crossheading" eId="part-1-chapter-2-crossheading-application-for-variation-of-and-cancellation-of-registration" period="#period2">
<heading>
<em>Application for, variation of and cancellation of registration</em>
</heading>
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<num>
<noteRef href="#key-c2659448eb0f668e124f3e9ebeb8980e" marker="I1" class="commentary I"/>
10
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<heading>Annual return</heading>
<subsection eId="section-10-1">
<num>1</num>
<content>
<p>A service provider must submit an annual return to the Welsh Ministers following the end of each financial year during which the provider is registered.</p>
</content>
</subsection>
<subsection eId="section-10-2">
<num>2</num>
<intro>
<p>An annual return must contain—</p>
</intro>
<paragraph eId="section-10-2-a">
<num>a</num>
<intro>
<p>the following information—</p>
</intro>
<subparagraph eId="section-10-2-a-i">
<num>i</num>
<content>
<p>the regulated services that the service provider is registered to provide;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-ii">
<num>ii</num>
<content>
<p>the places at, from or in relation to which the provider is registered to provide those services;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-iii">
<num>iii</num>
<content>
<p>the name of the responsible individual registered in respect of each such place;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-iv">
<num>iv</num>
<content>
<p>the date on which the provider's registration took effect in respect of each such regulated service and place;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-v">
<num>v</num>
<content>
<p>details of any other conditions imposed on the service provider's registration;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-vi">
<num>vi</num>
<content>
<p>details of the number of persons to whom the provider provided care and support during the year in the course of providing each such service;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-vii">
<num>vii</num>
<content>
<p>such information about training offered or undertaken in relation to each such service as may be prescribed;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-viii">
<num>viii</num>
<content>
<p>such information about workforce planning as may be prescribed;</p>
</content>
</subparagraph>
<subparagraph eId="section-10-2-a-ix">
<num>ix</num>
<content>
<p>such other information as may be prescribed, and</p>
</content>
</subparagraph>
</paragraph>
<paragraph eId="section-10-2-b">
<num>b</num>
<content>
<p>a statement setting out how the service provider has complied with any regulations made under section 27(1) specifying the standard of care and support that must be provided by a service provider (see section 27(2)).</p>
</content>
</paragraph>
</subsection>
<subsection eId="section-10-3">
<num>3</num>
<content>
<p>An annual return must be in the prescribed form.</p>
</content>
</subsection>
<subsection eId="section-10-4">
<num>4</num>
<content>
<p>An annual return must be submitted to the Welsh Ministers within the prescribed time limit.</p>
</content>
</subsection>
<subsection eId="section-10-5">
<num>5</num>
<content>
<p>The Welsh Ministers must publish each annual return submitted under subsection (1).</p>
</content>
</subsection>
<subsection eId="section-10-6">
<num>6</num>
<intro>
<p>Despite section 187(3), a statutory instrument containing—</p>
</intro>
<paragraph eId="section-10-6-a">
<num>a</num>
<content>
<p>the first regulations made under subsection (2)(a)(vii),</p>
</content>
</paragraph>
<paragraph eId="section-10-6-b">
<num>b</num>
<content>
<p>the first regulations made under subsection (2)(a)(viii), or</p>
</content>
</paragraph>
<paragraph eId="section-10-6-c">
<num>c</num>
<content>
<p>the first regulations made under subsection (2)(a)(ix),</p>
</content>
</paragraph>
<wrapUp>
<p>may not be made unless a draft of the instrument has been laid before and approved by a resolution of the National Assembly for Wales.</p>
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</subsection>
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