Part 2Regulation of licensed legal services

Chapter 3Further provision

Registers and lists

I1I283Registers of licensed providers

1

An approved regulator must keep and publish a register of its licensed legal services providers.

2

The register is to include the following information in relation to each licensed provider—

a

its name and any place of business,

b

the relevant details about its licence,

c

the name of every non-solicitor investor in the licensed provider,

d

the name of every person intimated to the approved regulator under paragraph 3 of schedule 8,

e

the names and the dates of appointment of—

i

its Head of Legal Services, and

ii

its Head of Practice or, if applicable, each member of its Practice Committee (including with specific reference to section 53(3)),

f

whether the licensed provider has been the subject of any disciplinary action and (if so) a description of that action.

3

In subsection (2)(b), the relevant details about a licensed provider's licence are—

a

the date on which the licence was originally granted,

b

the date on which it was most recently renewed,

c

whether it is subject to any conditions,

d

the date on which it will expire.

4

But, in the case of a former licensed provider, the relevant details are instead—

a

the date on which the licence was originally granted,

b

the period for which the licensed provider held a licence,

c

the reason for the licensed provider ceasing to hold a licence.

5

The Scottish Ministers may by regulations—

a

make further provision about the information to be contained in the registers of licensed providers, and

b

prescribe the manner in which those registers are to be kept and published.

6

In this section, a reference to a licensed provider includes a former licensed provider.