ANNEXU.K.
The Annex to Decision (EU) 2015/32 (ECB/2014/62) is replaced by the following:
‘ANNEXINVESTMENT FUND CATEGORIES FOR WHICH DEROGATIONS MAY BE GRANTED UNDER ARTICLE 8(2) OF REGULATION (EU) No 1073/2013 (ECB/2013/38)
Member State | Name of IF category | Legal act relating to the category | Legal act determining the frequency of valuation | Frequency of valuation under national legislation | ||||
---|---|---|---|---|---|---|---|---|
Title of legal act | Number/date of legal act | Relevant provisions | Title of legal act | Number/date of legal act | Relevant provisions | |||
Austria | Alternative Investmentfonds (Alternative investment funds for professional investors) | Alternative Investmentfonds Manager-Gesetz – AIFMG 2013 (Law on alternative investment fund management companies) | BGBl. I Nr. 135/2013 | AIFMG 2013 § 2 and not subject to AIFMG § 48 | Alternative Investmentfonds Manager-Gesetz – AIFMG 2013 (Law on alternative investment fund management companies) | BGBl. I Nr. 135/2013 | AIFMG 2013 §17 (3) | Annual |
Austria | Immobilienfonds (Real estate investment funds) | Immobilien-Investmentfondsgesetz – ImmoInvFG 2003 (Law on real estate investment funds) | BGBl. I Nr. 80/2003 | ImmoInvFG 2003 § 1 | Immobilien-Investmentfondsgesetz – ImmoInvFG 2003 (Law on real estate investment funds) | BGBl. I Nr. 80/2003 | ImmoInvFG 2003 § 29 (2) | Annual |
France | Fonds commun de placement à risque (Venture capital mutual funds) | Code monétaire et financier (Monetary and Financial Code) | Chapter IV, Section 2, Paragraph 2, L214-28 to L214-32 | Règlement général de l’Autorité des Marchés Financiers (General Regulation of the Financial Markets Authority) | Book IV, Title II, Article 422-120-13 | Biannual | ||
Italy | Fondi chiusi (Closed funds) | Decreto legislativo – Testo unico delle disposizioni in materia di intermediazione finanziaria (Legislative decree – all provisions in the field of financial intermediation) | No 58 of 24 February 1998 | Part I, Article 1 Part II, Articles 36, 37 and 39 | Provvedimento della Banca d’Italia – Regolamento sulla gestione collettiva del risparmio (Act of the Banca d’Italia – Regulation on the collective management of savings) | 23 December 2016 | Title V, Chapter 1, Section II, paragraph 4.6 | Annual |
Decreto ministeriale – Regolamento attuativo dell’articolo 37 del Decreto legislativo di 24 febbraio 1998, nr. 58 (Ministerial decree – Regulation implementing Article 37 of Legislative decree No 58 of 24 February 1998) | No 228 of 24 May 1999 | Chapter II, Article 12 | ||||||
Latvia | Alternatīvo ieguldījumu fondi (Alternative Investment Funds) | Alternatīvo ieguldījumu fondu un to pārvaldnieku likums (Law on Alternative Investment Funds and Managers Thereof) | Law of 9 July 2013 | Chapter III, Part 6 of Section 27 | Alternatīvo ieguldījumu fondu un to pārvaldnieku likums (Law on Alternative Investment Funds and Managers Thereof) | Law of 9 July 2013 | Chapter III, Part 6 of Section 27 | Annual |
Lithuania | Informuotiesiems investuotojams skirti kolektyvinio investavimo subjektai (Collective investment undertakings intended for informed investors) | Informuotiesiems investuotojams skirtų kolektyvinio investavimo subjektų įstatymas (Law on Collective Investment Undertakings Intended for Informed Investors) | No XII-376 of 18 June 2013 (As last amended on 12 December 2019) | Article 2(5) | Informuotiesiems investuotojams skirtų kolektyvinio investavimo subjektų įstatymas (Law on Collective Investment Undertakings Intended for Informed Investors) | No XII-376 of 18 June 2013 (As last amended on 12 December 2019) | Article 42(2) | Biannual/annual |
Lithuania | Alternatyvieji kolektyvinio investavimo subjektai (Alternative collective investment undertakings) | Alternatyviųjų kolektyvinio investavimo subjektų valdytojų įstatymas (Law on Managers of Alternative Collective Investment Undertakings) | No XII-1467 of 18 December 2014 (As last amended on 12 December 2019) | Article 3(13) | Alternatyviųjų kolektyvinio investavimo subjektų valdytojų įstatymas (Law on Managers of Alternative Collective Investment Undertakings) | No XII-1467 of 18 December 2014 (As last amended on 12 December 2019) | Article 16(1) | Biannual/annual |
Portugal | Fundos de capital de risco (Private equity and Venture capital funds) | Lei (Law) | No 18/2015 of 4 March 2015 | Article 1 and 3 | Regulamento da Comissão do Mercado de Valores Mobiliários (Securities Market Commission Regulation) Instrução da Comissão do Mercado de Valores Mobiliários (Securities Market Commission Guideline) | No 3/2015 of 3 November 2015 No 7/2016 of 29 November 2016 | Articles 2 and 15§1 Rule 2 | Biannual |
Portugal | Fundos de empreendedorismo social (Social entrepreneurship Funds) Organismos de investimento alternativo especializado (Specialised alternative investment funds) | Lei (Law) | No 18/2015 of 4 March 2015 | Article 1 and 4 Article 1 and 5 | Regulamento da Comissão do Mercado de Valores Mobiliários (Securities Market Commission Regulation) | No 3/2015 of 3 November 2015 | Articles 2 and 15 §2 | Annual’ |