- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Pwynt Penodol mewn Amser (01/07/2012)
- Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE)
Commission regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (Text with EEA relevance) (repealed)
Pan adawodd y DU yr UE, cyhoeddodd legislation.gov.uk ddeddfwriaeth yr UE a gyhoeddwyd gan yr UE hyd at ddiwrnod cwblhau’r cyfnod gweithredu (31 Rhagfyr 2020 11.00 p.m.). Ar legislation.gov.uk, mae'r eitemau hyn o ddeddfwriaeth yn cael eu diweddaru'n gyson ag unrhyw ddiwygiadau a wnaed gan y DU ers hynny.
Mae legislation.gov.uk yn cyhoeddi fersiwn y DU. Mae EUR-Lex yn cyhoeddi fersiwn yr UE. Mae Archif Gwe Ymadael â’r UE yn rhoi cipolwg ar fersiwn EUR-Lex o ddiwrnod cwblhau’r cyfnod gweithredu (31 Rhagfyr 2020 11.00 p.m.).
Version Superseded: 28/08/2013
Point in time view as at 01/07/2012.
There are currently no known outstanding effects by UK legislation for Commission regulation (EC) No 809/2004 (repealed),
ANNEX XVIII
.
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Editorial Information
X1 Substituted by Corrigendum to Commission Regulation (EC) No 809/2004 of 29 April 2004 implementing Directive 2003/71/EC of the European Parliament and of the Council as regards information contained in prospectuses as well as the format, incorporation by reference and publication of such prospectuses and dissemination of advertisements (Official Journal of the European Union L 149 of 30 April 2004).
REGISTRATION DOCUMENT | ||||||
---|---|---|---|---|---|---|
SCHEDULES | BUILDING BLOCK | |||||
TYPES OF SECURITIES | Share | Debt and derivative (< EUR [F1100 000] ) | Debt and derivative (> or = EUR [F1100 000] ) | Asset -backed securities | Banks debt and derivative | Pro forma information |
Shares (preference shares, redeemable shares, shares with preferential subscription rights; etc.) | ||||||
Bonds (vanilla bonds, income bonds, structured bonds, etc.) with a denomination of less than EUR [F1100 000] | or | or | ||||
Bonds (vanilla bonds, income bonds, structured bonds, etc.) with a denomination of at least EUR [F1100 000] | or | or | ||||
Debt securities guaranteed by a third party | or | or | or | |||
Derivative securities guaranteed by a third party | or | or | or | |||
Asset-backed securities | ||||||
Bonds exchangeable or convertible into third-party shares or issuers' or group shares which are admitted on a regulated market | or | or | or | |||
Bonds exchangeable or convertible into the issuer's shares not admitted on a regulated market | ||||||
Bonds exchangeable or convertible into group's shares not admitted on a regulated market | or | or | or | |||
Bonds with warrants to acquire the issuer's shares not admitted to trading on a regulated market | ||||||
Shares with warrants to acquire the issuer's shares not admitted to trading on a regulated market | ||||||
Derivatives securities giving the right to subscribe or to acquire the issuer's shares not admitted on a regulated market | ||||||
Derivatives securities giving the right to acquire group's shares not admitted on a regulated market | or | or | or | |||
Derivatives securities giving the right to subscribe or to acquire issuer's or group shares which are admitted on a regulated market and derivatives sec. linked to any other underlying than issuer's or group shares which are not admitted on a regulated market (including any derivatives sec. entitling to cash settlement) | or | or | or |
Textual Amendments
F1 Substituted by Commission Delegated Regulation (EU) No 486/2012 of 30 March 2012 amending Regulation (EC) No 809/2004 as regards the format and the content of the prospectus, the base prospectus, the summary and the final terms and as regards the disclosure requirements (Text with EEA relevance).
REGISTRATION DOCUMENT | |||
---|---|---|---|
SCHEDULES | |||
TYPES OF SECURITIES | Collective investment undertaking of the closed-end type | States and their regional and local authorities | Public international bodies/Debt Securities guaranteed by a Member State of the OECD |
Shares (preference shares, redeemable shares, shares with preferential subscription rights; etc.) | |||
Bonds (vanilla bonds, income bonds, structured bonds, etc with a denomination of less than EUR [F1100 000] | |||
Bonds (vanilla bonds, income bonds, structured bonds, etc.) with a denomination of at least EUR [F1100 000] | |||
Debt securities guaranteed by a third party | |||
Derivative securities guaranteed by a third party | |||
Asset-backed securities | |||
Bonds exchangeable or convertible into third party shares or issuers' or group shares which are admitted on a regulated market | |||
Bonds exchangeable or convertible into the issuer's shares not admitted on a regulated market | |||
Bonds exchangeable or convertible into group's shares not admitted on a regulated market | |||
Bonds with warrants to acquire the issuer's shares not admitted to trading on a regulated market | |||
Shares with warrants to acquire the issuer's shares not admitted to trading on a regulated market | |||
Derivatives securities giving the right to subscribe or to acquire the issuer's shares not admitted on a regulated market | |||
Derivatives securities giving the right to acquire group's shares not admitted on a regulated market | |||
Derivatives securities giving the right to subscribe or to acquire issuer's or group shares which are admitted on a regulated market and derivatives sec. linked to any other underlying than issuer's or group shares which are not admitted on a regulated market (including any derivatives securities entitling to cash settlement) |
SECURITIES NOTE | |||||||
---|---|---|---|---|---|---|---|
SCHEDULES | ADDITIONAL BUILDING BLOCKS | ||||||
TYPES OF SECURITIES | Share | Debt (<EUR [F1100 000] ) | Debt (> or = EUR [F1100 000] ) | Derivatives securities | Guarantees | Asset-backed securities | Underlying share |
Shares (preference shares, redeemable shares, shares with preferential subscription rights; etc.) | |||||||
Bonds (vanilla bonds, income bonds, structured bonds, etc with a denomination of less than EUR [F1100 000] | |||||||
Bonds (vanilla bonds, income bonds, structured bonds, etc) with a denomination of at least EUR [F1100 000] | |||||||
Debt securities guaranteed by a third party | or | or | |||||
Derivative securities guaranteed by a third party | |||||||
Asset-backed securities | or | or | |||||
Bonds exchangeable or convertible into third party shares or issuers' or group shares which are admitted on a regulated market | or | or | Only point 4.2.2 | ||||
Bonds exchangeable or convertible into the issuer's shares not admitted on a regulated market | or | or | |||||
Bonds exchangeable or convertible into group's shares not admitted on a regulated market | or | or | |||||
Bonds with warrants to acquire the issuer's shares not admitted to trading on a regulated market | or | or | and except point 4.2.2 | ||||
Shares with warrants to acquire the issuer's shares not admitted to trading on a regulated market | and except point 4.2.2 | ||||||
Derivatives securities giving the right to subscribe or to acquire the issuer's shares not admitted on a regulated market | except point 4.2.2 | ||||||
Derivatives securities giving the right to acquire group's shares not admitted on a regulated market | except point 4.2.2 | ||||||
Derivatives securities giving the right to subscribe or to acquire issuer's or group shares which are admitted on a regulated market and derivatives securities linked to any other underlying than issuer's or group shares which are not admitted on a regulated market (including any derivatives securities entitling to cash settlement) | ] |
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