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Commission Regulation (EC) No 198/2006

of 3 February 2006

implementing Regulation (EC) No 1552/2005 of the European Parliament and the Council on statistics relating to vocational training in enterprises

(Text with EEA relevance)

THE COMMISSION OF THE EUROPEAN COMMUNITIES,

Having regard to the Treaty establishing the European Community,

Having regard to Regulation (EC) No 1552/2005 of the European Parliament and the Council of 7 September 2005 on statistics relating to vocational training in enterprises(1), and in particular Articles 7(3), 8(2), 9(4), 10(2), and 11(3) thereof,

Whereas:

(1) Regulation (EC) No 1552/2005 establishes a common framework for the production of Community statistics on vocational training in enterprises.

(2) In order to implement Regulation (EC) No 1552/2005, measures concerning the sampling and precision requirements and sample size needed to meet these requirement, and the detailed NACE and size categories into which the results can be broken down, should be adopted.

(3) The Commission should define the specific data to be collected with respect to the training and non-training enterprises and to the different forms of vocational training.

(4) Implementing measures concerning the quality requirements for the data to be collected and transmitted for Community statistics on vocational training in enterprises, the structure of the quality reports and any measures necessary for assessing or improving the quality of the data should be adopted.

(5) The first reference year for which the data are to be collected should be established.

(6) Provisions should also be adopted concerning the appropriate technical format and interchange standard of the electronically transmitted data.

(7) The measures provided for in this Regulation are in accordance with the opinion of the Statistical Programme Committee,

HAS ADOPTED THIS REGULATION:

Article 1U.K.

This Regulation lays down measures to implement Regulation (EC) No 1552/2005 on statistics relating to vocational training in enterprises.

Article 2U.K.

The first reference year for which the data are to be collected shall be the calendar year 2005.

Article 3U.K.

The specific variables to be transmitted to the Commission (Eurostat) shall be as specified in Annex I.

Article 4U.K.

Sampling and precision requirements, the sample sizes needed to meet these requirements, and the detailed specifications of the NACE and size categories into which the results can be broken down shall be as specified in Annex II.

Article 5U.K.

Member States shall be responsible for data checking, error correction, imputation and weighting.

Imputation and weighting of variables shall follow the principles laid down in Annex III. Derogation from these principles shall be fully justified and reported in the quality report.

Article 6U.K.

Data shall be transmitted to the Commission (Eurostat) by the means and in the format specified in Annex IV.

Article 7U.K.

Each Member State shall perform a quality evaluation of its data, to be presented in the form of a quality report. The quality report shall be prepared and presented to the Commission (Eurostat) in accordance with the format specified in Annex V.

Article 8U.K.

With a view to achieving a high level of harmonisation of the survey results across countries, the Commission (Eurostat) in close cooperation with Member States, shall propose methodological and practical recommendations and guidelines for the implementation of the survey in the form of a ‘European Union Manual’.

Article 9U.K.

This Regulation shall enter into force on the 20th day following its publication in the Official Journal of the European Union.

This Regulation shall be binding in its entirety and directly applicable in all Member States.

Done at Brussels, 3 February 2006.

For the Commission

Joaquín Almunia

Member of the Commission

ANNEX IU.K.

VARIABLES

Note to the table:

The value ‘core’ and ‘key’ in the column ‘variable group’ are explained in Annex III.

The value ‘ID’ means that the variable is an ‘identification variable’.

In the column ‘variable type’ the value ‘QL’ refers to ‘Qualitative variable’ and ‘QT’ refers to ‘Quantitative variable’.

Variable nameVariable groupVariable typeVariable lengthVariable formatVariable descriptionVariable remark
COUNTRYID2CharCountry codeNo missing — Unique by Country
ENTERPRID6NumEnterprise IDNo missing — Unique by case
WEIGHTID10NumTwo decimal positions — Use ‘.’ as decimal separatorNo missing
NACE_SPID4NumSampling plan NACE — Category economic activityNo missing
SIZE_SPID1NumSampling plan size groupNo missing
NSTRA_SPID5NumSampling plan — Number of enterprises in the stratum defined by NACE_SP and SIZE_SP, i.e. the populationNo missing
N_SPID5NumSampling plan — Number of sampled enterprises from the sample-frame in the stratum defined by NACE_SP and SIZE_SPNo missing
SUB_SPID1NumSub-sample indicator, shows if enterprise belongs to sub-sampleNo missing
N_RESPSTID5NumNumber of responding enterprises in the stratum defined by NACE_SP and SIZE_SP, i.e. the populationNo missing
N_EMPREGID6NumNumber of persons employed according to the register
RESPONSEID1NumResponse indicatorNo missing
PROCID2NumRecord data collection methodNo missing
IDLANGUAID2CharLanguage identification
IDREGIONID3CharRegion identification NUTS — Level 1No missing
EXTRA1ID10NumExtra variable 1
EXTRA2ID10NumExtra variable 2
EXTRA3ID10NumExtra variable 3
A1CoreQL4NumActual NACE CODECore variable — No missing — No imputation
A2tot04KeyQT6NumTotal number of persons employed 31.12.2004Key variable — No missing
A2tot05CoreQT6NumTotal number of persons employed 31.12.2005Core variable — No missing — No imputation
A2m05QT6NumTotal number of males employed 31.12.2005
A2f05QT6NumTotal number of females employed 31.12.2005
A3aQT6NumPersons employed — Under 25 years of age
A3bQT6NumPersons employed — 25 to 54 years of age
A3cQT6NumPersons employed — 55 years and older
A4KeyQT12NumTotal number of hours worked in the reference year 2005 by persons employedKey variable — No missing — in hours
A4mQT12NumTotal number of hours worked in the reference year 2005 by male persons employedIn hours
A4fQT12NumTotal number of hours worked in the reference year 2005 by female persons employedIn hours
A5KeyQT12NumTotal labour costs (direct + indirect) of all persons employed in the ref year 2005Key variable — No missing — in euro
A6QL1NumSIGNIFICANTLY new technologically improved products or services or methods of producing or delivering products and services during the reference year
B1aCoreQL1NumInternal CVT coursesCore variable — No missing — No imputation
B1bCoreQL1NumExternal CVT coursesCore variable — No missing — No imputation
B2aflagCoreQL1NumFlag — On-the-job trainingCore variable — No missing — No imputation
B2aQT6NumParticipants in other form of CVT — On-the-job training
B2bflagCoreQL1NumFlag — Job rotationCore variable — No missing — No imputation
B2bQT6NumParticipants in other form of CVT — Job-rotation, exchanges, secondments or study visits
B2cflagCoreQL1NumFlag — Learning and quality circlesCore variable — No missing — No imputation
B2cQT6NumParticipants in other form of CVT — Learning or quality circles
B2dflagCoreQL1NumFlag — Self-directed learningCore variable — No missing — No imputation
B2dQT6NumParticipants in other form of CVT — Self-directed learning
B2eflagCoreQL1NumFlag — Attendance at conferences etc.Core variable — No missing — No imputation
B2eQT6NumParticipants in other form of CVT — Attendance at conferences, etc.
B3aQL1NumCVT courses for persons employed in the previous year 2004
B3bQL1NumExpect to provide CVT courses for persons employed during the next year 2006
B4aQL1NumOther forms of CVT for persons employed in the previous year 2004
B4bQL1NumExpect to provide other forms of CVT for persons employed during the next year 2006
C1totKeyQT6NumTotal CVT course participantsKey variable — No missing
C1mQT6NumCVT course participants — Male
C1fQT6NumCVT course participants — Female
C2aQT6NumCVT participants — Under 25 years of age
C2bQT6NumCVT participants — 25 to 54 years of age
C2cQT6NumCVT participants — 55 years and older
C3totKeyQT10NumPaid working time (in hours) spent on all CVT coursesKey variable — No missing — In hours
C3iQT10NumPaid working time (in hours) for internal CVT coursesIn hours
C3eQT10NumPaid working time (in hours) for external CVT coursesIn hours
C4totKeyQT10NumPaid working time (in hours) spent on all CVT coursesKey variable — No missing — In hours
C4mQT10NumPaid working time (in hours) in CVT courses — MaleIn hours
C4fQT10NumPaid working time (in hours) in CVT courses — FemaleIn hours
C5aQT10NumPaid working time in hours — Languages, foreign (222) and mother tongue (223)In hours
C5bQT10NumPaid working time in hours — Sales (341) and marketing (342)In hours
C5cQT10NumPaid working time in hours — Accounting (344) and finance (343), management and administration (345) and office work (346)In hours
C5dQT10NumPaid working time in hours — Personal skills/development (090), working life (347)In hours
C5eQT10NumPaid working time in hours — Computer science (481) and computer use (482)In hours
C5fQT10NumPaid working time in hours — Engineering, manufacturing and construction (5)In hours
C5gQT10NumPaid working time in hours — Environment protection (850) and occupational health and safety (862)In hours
C5hQT10NumPaid working time in hours — Personal services (81), transport services (84), protection of property and persons (861) and military (863)In hours
C5iQT10NumPaid working time in hours — Other training subjectsIn hours
C6aQT10NumPaid working time (in hours) — Schools, colleges, universities and other higher education institutionsIn hours
C6bQT10NumPaid working time (in hours) — Public training institutions (financed or guided by the government; e.g. adult education centre)In hours
C6cQT10NumPaid working time in (hours) — Private training companiesIn hours
C6dQT10NumPaid working time (in hours) — Private companies whose main activity is not training, (equipment suppliers, parent/associate companies)In hours
C6eQT10NumPaid working time (in hours) — Employers’ associations, chambers of commerce, sector bodiesIn hours
C6fQT10NumPaid working time (in hours) — Trade unionsIn hours
C6gQT10NumPaid working time (in hours) — Other training providersIn hours
C7aflagQL1NumFlag — fees
C7aQT10NumCVT course costs — Fees and payments for courses for employeesIn euro
C7bflagQL1NumFlag — Travel costs
C7bQT10NumCVT course costs — Travel and subsistence paymentsIn euro
C7cflagQL1NumFlag — Labour costs trainers
C7cQT10NumCVT course costs — Labour costs of internal trainersIn euro
C7dflagQL1NumFlag — Training centre and teaching materials etc.
C7dQT10NumCVT course costs — Training centre, or rooms and teaching materials for CVT coursesIn euro
C7sflagQL1Num‘Sub-total only’ flag
C7subKeyQT10NumCVT costs sub-totalKey variable — No missing — In euro
PACKeyQT10NumPersonal absence cost — to be calculated (PAC=C3tot*A5/A4)Key variable — No missing — In euro
C8aflagQL1NumFlag — CVT contributions
C8aQT10NumContributions CVTIn euro
C8bflagQL1NumFlag — CVT receipts
C8bQT10NumReceipts CVTIn euro
C7totKeyQT10NumTotal cost CVT — To be calculated (C7sub + C8a – C8b)Key variable — No missing — In euro
C9a1QL1NumMigrants and ethnic minorities — Employed
C9a2QL1NumMigrants and ethnic minorities — Specific courses
C9b1QL1NumPersons with a disability — Employed
C9b2QL1NumPersons with a disability — Specific courses
C9c1QL1NumPersons without formal qualifications — Employed
C9c2QL1NumPersons without formal qualifications — Specific courses
C9d1QL1NumPersons at risk of losing job/redundancy — Employed
C9d2QL1NumPersons at risk of losing job/redundancy — Specific courses
C10a1QL1NumPart-time contract persons — Employed
C10a2QL1NumCVT courses geared to part-time contract holders
C10b1QL1NumFixed term contract persons — Employed
C10b2QL1NumCVT courses geared to fixed term contract holders
D1QL1NumOwn or shared training centre
D2QL1NumPerson or unit within your enterprise with responsibility for the organisation of CVT
D3QL1NumEnterprise makes use of an external advisory service
D4QL1NumEnterprise implements regular formal procedures with the objective of evaluating the future skills needs of the enterprise
D5QL1NumConduct structured interviews with its employees with the objective of establishing the specific training needs of persons employed
D6QL1NumPlanning of CVT in the enterprise lead to a written training plan or programme
D7QL1NumAnnual training budget, which includes provision for CVT
D8QL1NumMeasure the satisfaction of the persons trained after the training
D9QL1NumAfter the training assess the trainees to establish whether the targeted skills were in fact successfully acquired
D10QL1NumEnterprise assess the participants’ occupational behaviour and change in performance following the training
D11QL1NumMeasures the impact of training on business performance through the use of indicators
D12QL1NumNational, sectorial or other agreements between the social partners, which influenced the CVT plans, policies and practices
D13QL1NumExistence of a formal structure
D13aQL1NumRole of formal structure — Objective and priority setting for CVT activities
D13bQL1NumRole of formal structure — Establishing the criteria for the selection of the target population who should participate to CVT
D13cQL1NumRole of formal structure — The subject matter of the CVT activity
D13dQL1NumRole of formal structure — The budgeting process related to CVT
D13eQL1NumRole of formal structure — The procedure for the selection external CVT providers
D13fQL1NumRole of formal structure — Evaluation of training outcomes
D14aQL1NumPublicly-funded advisory service aimed at identifying training needs and/or developing training plans
D14bQL1NumFinancial subsidies towards the costs of training persons employed
D14cQL1NumTax relief on expenditure on training persons employed
D14dQL1NumProcedures to ensure the standards of trainers (e.g. by national registers, assessment etc.)
D14eQL1NumProvision of recognised standards and frameworks for qualifications and certification
D15aQL1NumThe high costs of CVT coursesMax 3 — No ranking
D15bQL1NumThe lack of suitable CVT courses in the marketMax 3 — No ranking
D15cQL1NumDifficulties in assessing the enterprise's CVT needsMax 3 — No ranking
D15dQL1NumA major training effort was realised in a previous yearMax 3 — No ranking
D15eQL1NumThe high workload and the limited available time of persons employedMax 3 — No ranking
D15fQL1NumThe current level of training is appropriate to the enterprises needsMax 3 — No ranking
D15gQL1NumA higher focus on IVT than CVTMax 3 — No ranking
D15hQL1NumOther reasonsMax 3 — No ranking
E1aQL1NumThe existing skills and competences corresponded to the current needs of the enterpriseMax 3 — No ranking
E1bQL1NumThe enterprise’s preferred strategy was to recruit individuals with the required skills and competenciesMax 3 — No ranking
E1cQL1NumThe enterprise had difficulties in assessing its needs concerning CVTMax 3 — No ranking
E1dQL1NumThe lack of suitable CVT courses in the marketMax 3 — No ranking
E1eQL1NumThe costs of CVT courses were too high for the enterpriseMax 3 — No ranking
E1fQL1NumThe enterprise preferred to focus on IVT rather than CVTMax 3 — No ranking
E1gQL1NumAn investment in CVT was made in a previous year and did not require to be repeated in 2005Max 3 — No ranking
E1hQL1NumThe persons employed had no available time to participation in CVTMax 3 — No ranking
E1iQL1NumOther reasonsMax 3 — No ranking
F1tot05CoreQT6NumTotal number of IVT participants in the enterprise during 2005Core variable — No missing — No imputation
F1m05QT6NumTotal number of male IVT participants in the enterprise during 2005
F1f05QT6NumTotal number of female IVT participants in the enterprise during 2005
F2aflagQL1NumFlag — IVT individual labour costs
F2aQT10NumIVT costs — Labour costs of individuals registered on an IVT activityIn euro
F2bflagQL1NumFlag — IVT other costs
F2bQT10NumIVT costs — Other costs — Training fees, travel costs, teaching materials, costs of training centres etc.In euro
F2cflagQL1NumFlag — IVT trainer or mentor labour costsOptional variable
F2cQT10NumIVT costs — Labour costs of IVT trainers or mentorsOptional variable — In euro
F3aflagQL1NumFlag IVT contributions
F3aQT10NumContributions IVTIn euro
F3bflagQL1NumFlag IVT receipts
F3bQT10NumReceipts IVTIn euro
F2totKeyQT10NumTotal IVT costs (F2b + F3a – F3b)Key variable — No missing — In euro

ANNEX IIU.K.SAMPLE

1.The Statistical Business Register (SBR) referred to in Council Regulation (EEC) No 2186/93(2) shall normally be taken as the main source of the sampling frame. A nationally representative stratified probability sample of enterprises shall be taken from this frame.U.K.

2.The sample shall be stratified by NACE and size category according to the following minimum specification:U.K.

3.A sample size shall be calculated to assure a maximum half length of the 95 % confidence interval of 0,2 for the estimated parameters, which are a proportion of ‘training enterprises’ (after allowance for the non-response rate in the sample) for each of the 60 stratified elements identified above.U.K.

4.The following formula may be used in determining the sample size:U.K.

nh = 1/[c2 . teh + 1/Nh] / rh

Where:

nh

=

the number of sampling units in the stratum cell, h

rh

=

the anticipated response rate in the stratum cell, h

c

=

maximum length of half the confidence interval

teh

=

the anticipated proportion of training enterprises in the stratum cell, h

Nh

=

the total number of enterprises (training and non-training) in the stratum cell, h

ANNEX IIIU.K.Imputation principals and record weighting

Countries shall take all appropriate measures to reduce item and unit non-response. Prior to imputation countries shall make all reasonable efforts to use other data sources.

Core variables, for which no missing value shall be accepted, nor imputation permitted are:

Key variables, for which every effort should be made to avoid missing values and for which imputation is recommended are:

Imputation for item non-response shall be recommended within the following general limits (Member State experts should at all times apply their professional judgement in the application of these rules):

1.

When a record contains less than 50 % of variables presented then this record shall normally be considered as a unit non-response.

2.

For a single NACE/size cell imputations shall not be allowed if more than 50 % of the responding enterprises have missing data for more than 25 % of the quantitative variables.

3.

For a single NACE/size cell no imputation shall be performed on a quantitative variable if the proportion of responding enterprises for that particular variable is less than 50 %.

4.

For a single NACE/size cell no imputation shall be performed on a qualitative variable if the proportion of responding enterprises for that particular variable is less than 80 %.

Quantitative and qualitative variables are identified in Annex 1.

Departures from these principals shall be fully documented and justified in the national quality report.

Member States shall calculate and transmit a weight to be applied to each data record together with any auxiliary variables, which may have been used in the calculation of this weight. These auxiliary variables should be recorded as the variables EXTRA1, EXTRA2, EXTRA3 as necessary. The methodology adopted for establishing the weights shall be detailed in the quality report.

ANNEX IVU.K.Data file format and transmission rules

Data shall be transmitted to the Commission (Eurostat) in electronic form by means of a secure data transmission software application (STADIUM/EDAMIS) to be made available by the Commission (Eurostat).

Countries shall transmit two checked data sets to ESTAT:

(a)

the data set prior to imputation with preliminary checks;

(b)

the fully checked data set after imputation.

Both data sets shall contain the variables identified in Annex 1.

Both files shall be presented in comma separated variable (.csv) format. The first record in each file shall be a header record containing the ‘variable names’ as defined in Annex 1. Subsequent records shall detail the values of these variables for each responding enterprise.

ANNEX VU.K.QUALITY REPORT FORMAT

1.RELEVANCEU.K.

Implementation of the survey and the degree to which statistics meet current and potential user’s needs.

2.ACCURACYU.K.

2.1Sampling errorsU.K.

Tables to be provided (broken down by NACE and size classes according to the national sampling plan):

Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

2.2Non-sampling errorsU.K.

2.2.1Coverage errorsU.K.

Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

2.2.2Measurement errorsU.K.

Where appropriate an assessment of errors that occurred at the stage of data collection due for example to:

2.2.3Processing errorsU.K.

Description of the data editing process.

2.2.4Non-response errorsU.K.

Tables to be provided (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

3.TIMELINESS AND PUNCTUALITYU.K.

4.ACCESSIBILITY AND CLARITYU.K.

5.COMPARABILITYU.K.

6.COHERENCEU.K.

Tables to provide (broken down by NACE and size classes according to the national sampling plan, however allocation according to the observed enterprise characteristics):

7.BURDEN AND BENEFITU.K.

(2)

OJ L 196, 5.8.1993, p. 1. Regulation as amended by Regulation (EC) No 1882/2003 of the European Parliament and of the Council (OJ L 284, 31.10.2003, p. 1).

(3)

The coefficient of variation is the ratio of the square root of the variance of the estimator to the expected value. It is estimated by the ratio of the square root of the estimate of the sampling variance to the estimated value. The estimation of the sampling variance must take into account the sampling design and changes of strata.

(4)

The unit response rate is the ratio of the number of in scope respondents to the number of questionnaires sent to the population selected.

(5)

The item response rate for a variable is the ratio of the number of available data to the number of available and missing data (equal to the number of in scope respondents).

(6)

OJ L 344, 18.12.1998, p. 49. Regulation as last amended by Regulation (EC) No 1670/2003 (OJ L 244, 29.9.2003, p. 74).