Chwilio Deddfwriaeth

Council Regulation (EC) No 428/2009Dangos y teitl llawn

Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items (Recast)

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CHAPTER IIIU.K.EXPORT AUTHORISATION AND AUTHORISATION FOR BROKERING SERVICES

Article 9U.K.

[F11.[F2Retained] General Export Authorisations for certain exports as set out in Annexes IIa to IIf are established by this Regulation.

The [F3Secretary of State] can prohibit the exporter from using these authorisations if there is reasonable suspicion about his ability to comply with such authorisation or with a provision of [F4United Kingdom export control legislation].

F5...

[F6In order to ensure that only low-risk transactions are covered by the [F7Retained] General Export Authorisations included in Annexes IIa to IIf, the [F8Secretary of State may by regulations] remove destinations from the scope of those [F7Retained] General Export Authorisations, if such destinations become subject to an arms embargo as referred to in Article 4(2).

F9...]]

2.For all other exports for which an authorisation is required under this Regulation, such authorisation shall be granted by the [F10Secretary of State]. Subject to the restrictions specified in paragraph 4, this authorisation may be an individual, global or general authorisation.

F11...

Exporters shall supply the [F12Secretary of State] with all relevant information required for their applications for individual and global export authorisation so as to provide complete information to the F13... [F12Secretary of State] in particular on the end user, the country of destination and the end use of the item exported. The authorisation may be subject, if appropriate, to an end-use statement.

F143.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

4.[F15A national general export authorisation] shall:

[F1(a)[F16shall] exclude from their scope items listed in Annex IIg;]

[F17(b)may be used by all exporters, established or resident in the United Kingdom, if they meet the requirements set out in this Regulation. It must be issued in accordance with the indications set out in Annex IIIc;]

[F18(c)must not be used if the exporter has been informed by the Secretary of State that the items in question are, or may be intended, in their entirety or in part, for any of the uses referred to in paragraphs 1 and 3 of Article 4 or in paragraph 2 of Article 4 in a country subject to an arms embargo imposed through its listing as an embargoed destination in Part 1 or 2 of Schedule 4 to the Export Control Order 2008, as amended from time to time, or by a decision of the OSCE or an arms embargo imposed by a binding resolution of the Security Council of the United Nations, or if the exporter is aware that the items are intended for the abovementioned uses.]

5.[F19The Secretary of State] shall maintain [F20in] national legislation the possibility of granting a global export authorisation.

F216.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Textual Amendments

Article 10U.K.

1.Authorisations for brokering services under this Regulation shall be granted by the [F22Secretary of State]. These authorisations shall be granted for a set quantity of specific items moving between two or more third countries. The location of the items in the originating third country, the end-user and its exact location must be clearly identified. F23...

2.Brokers shall supply the [F24Secretary of State] with all relevant information required for their application for authorisation under this Regulation for brokering services, in particular details of the location of the dual-use items in the originating third country, a clear description of the items and the quantity involved, third parties involved in the transaction, the third country of destination, the end-user in that country and its exact location.

F253.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F254.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

F26Article 11U.K.

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Article 12U.K.

1.In deciding whether or not to grant an individual or global export authorisation or to grant an authorisation for brokering services under this Regulation, the [F27Secretary of State] shall take into account all relevant considerations including:

(a)the obligations and commitments [F28the United Kingdom has accepted as a member] of the relevant international non-proliferation regimes and export control arrangements, or by ratification of relevant international treaties;

(b)[F29the] obligations under sanctions imposed by F30... a decision of the OSCE or by a binding resolution of the Security Council of the United Nations;

(c)considerations of national foreign and security policy, including those [F31contained within guidance made under section 9 of the Export Control Act 2002];

(d)considerations about intended end use and the risk of diversion.

2.In addition to the criteria set in paragraph 1, when assessing an application for a global export authorisation [F32the Secretary of State] shall take into consideration the application by the exporter of proportionate and adequate means and procedures to ensure compliance with the provisions and objectives of this Regulation and with the terms and conditions of the authorisation.

Textual Amendments

[F33Article 13U.K.

1.The Secretary of State, acting in accordance with this Regulation, may refuse to grant an export authorisation, and may annul, suspend, modify or revoke an export authorisation which the Secretary of State has already granted.

2.Paragraph 1 shall also apply to authorisations for brokering services.]

Article 14U.K.

1.All individual and global export authorisations and authorisations for brokering services shall be issued in writing or by electronic means on forms containing at least all the elements and in the order set out in the models which appear in Annexes IIIa and IIIb.

F342.. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

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