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[F1ANNEX Ia U.K. LIST OF EQUIPMENT, GOODS AND TECHNOLOGY REFERRED TO IN ARTICLE 2a

PART 1 U.K.

Introductory Notes U.K.

1. This Part comprises goods, software and technology listed in Annex I to Regulation (EC) No 428/2009 (1) . U.K.
2. Unless otherwise stated, the reference numbers used in the column below entitled No refer to the control list number and the column below entitled Description refers to the control descriptions of dual-use items set out in Annex I to Regulation (EC) No 428/2009. U.K.
3. Definitions of terms between single quotation marks are given in a technical note to the relevant item. U.K.
4. Definitions of terms between double quotation marks can be found in Annex I to Regulation (EC) No 428/2009. U.K.

General Notes U.K.

1. The object of the controls contained in this Annex should not be defeated by the export of any non-controlled goods (including plant) containing one or more controlled components when the controlled component or components is/are the principal element of the goods and can feasibly be removed or used for other purposes. U.K.
NB: In judging whether the controlled component or components is/are to be considered the principal element, it is necessary to weigh the factors of quantity, value and technological know-how involved and other special circumstances which might establish the controlled component or components as the principal element of the goods being procured. U.K.
2. The items specified in this Annex include both new and used goods. U.K.

General Technology Note (GTN) U.K.

(To be read in conjunction with Section B of this Part)

1. The sale, supply, transfer or export of technology which is required for the development , production or use of goods the sale, supply, transfer or export of which is controlled in Sections A, B, C and D of this Part, is controlled in accordance with the provisions of Section E. U.K.
2. The technology required for the development , production or use of goods under control remains under control even when it is applicable to non-controlled goods. U.K.
3. Controls do not apply to that technology which is the minimum necessary for the installation, operation, maintenance (checking) and repair of those goods which are not controlled or the export of which has been authorised in accordance with this Regulation. U.K.
4. Controls on technology transfer do not apply to information in the public domain , to basic scientific research or to the minimum necessary information for patent applications. U.K.

A. EQUIPMENT U.K.

No Description
I.B.1A004

Protective and detection equipment and components, other than those specified in military goods controls, as follows:

a.

Gas masks, filter canisters and decontamination equipment therefore, designed or modified for defence against any of the following, and specially designed components therefor:

1.

Biological agents adapted for use in war ;

2.

Radioactive materials adapted for use in war ;

3.

Chemical warfare (CW) agents; or

4.

Riot control agents , including:

a.

α-Bromobenzeneacetonitrile, (Bromobenzyl cyanide) (CA) (CAS 5798-79-8);

b.

[(2-chlorophenyl) methylene] propanedinitrile, (ο-Chlorobenzylidenemalononitrile) (CS) (CAS 2698-41-1);

c.

2-Chloro-1-phenylethanone, Phenylacyl chloride (ω-chloroacetophenone) (CN) (CAS 532-27-4);

d.

Dibenz-(b,f)-1,4-oxazephine (CR) (CAS 257-07-8);

e.

10-Chloro-5,10-dihydrophenarsazine, (Phenarsazine chloride), (Adamsite), (DM) (CAS 578-94-9);

f.

N-Nonanoylmorpholine, (MPA) (CAS 5299-64-9);

b.

Protective suits, gloves and shoes, specially designed or modified for defence against any of the following:

1.

Biological agents adapted for use in war ;

2.

Radioactive materials adapted for use in war ; or

3.

Chemical warfare (CW) agents;

c.

Detection systems, specially designed or modified for detection or identification of any of the following, and specially designed components therefor:

1.

Biological agents adapted for use in war ;

2.

Radioactive materials adapted for use in war ; or

3.

Chemical warfare (CW) agents;

d.

Electronic equipment designed for automatically detecting or identifying the presence of explosives residues and utilising trace detection techniques (e.g. surface acoustic wave, ion mobility spectrometry, differential mobility spectrometry, mass spectrometry).

Technical Note :

Trace detection is defined as the capability to detect less than 1 ppm vapour, or 1 mg solid or liquid.

Note 1: 1A004.d. does not control equipment specially designed for laboratory use.
Note 2: 1A004.d. does not control non-contact walk-through security portals.
Note: 1A004 does not control:
a.

Personal radiation monitoring dosimeters ;

b.

Equipment limited by design or function to protect against hazards specific to residential safety or civil industries, including:

1.

mining;

2.

quarrying ;

3.

agriculture ;

4.

pharmaceutical ;

5.

medical ;

6.

veterinary ;

7.

environmental ;

8.

waste management ;

9.

food industry.

Technical Notes:

1A004 includes equipment and components that have been identified, successfully tested to national standards or otherwise proven effective, for the detection of or defence against radioactive materials adapted for use in war , biological agents adapted for use in war , chemical warfare agents, simulants or riot control agents , even if such equipment or components are used in civil industries such as mining, quarrying, agriculture, pharmaceuticals, medical, veterinary, environmental, waste management, or the food industry.

Simulant is a substance or material that is used in place of toxic agent (chemical or biological) in training, research, testing or evaluation.

I.B.9A012

Unmanned aerial vehicles ( UAVs ), associated systems, equipment and components, as follows:

a.

UAVs having any of the following:

1.

An autonomous flight control and navigation capability (e.g. an autopilot with an Inertial Navigation System); or

2.

Capability of controlled-flight out of the direct vision range involving a human operator (e.g. televisual remote control);

b.

Associated systems, equipment and components, as follows:

1.

Equipment specially designed for remotely controlling the UAVs specified in 9A012.a.;

2.

Systems for navigation, attitude, guidance or control, other than those specified in 7A in Annex I to Regulation (EC) No 428/2009 and specially designed to provide autonomous flight control or navigation capability to UAVs specified in 9A012.a.;

3.

Equipment and components, specially designed to convert a manned aircraft to a UAV specified in 9A012.a.;

4.

Air breathing reciprocating or rotary internal combustion type engines, specially designed or modified to propel UAVs at altitudes above 50 000 feet ( 15 240 metres).

I.B.9A350

Spraying or fogging systems, specially designed or modified for fitting to aircraft, lighter-than-air vehicles or unmanned aerial vehicles, and specially designed components therefor, as follows:

  • Complete spraying or fogging systems capable of delivering, from a liquid suspension, an initial droplet VMD of less than 50 μm at a flow rate of greater than two litres per minute;

  • Spray booms or arrays of aerosol generating units capable of delivering, from a liquid suspension, an initial droplet VMD of less than 50 μm at a flow rate of greater than two litres per minute;

  • Aerosol generating units specially designed for fitting to systems specified in 9A350.a. and b.

Note: Aerosol generating units are devices specially designed or modified for fitting to aircraft such as nozzles, rotary drum atomisers and similar devices.
Note: 9A350 does not control spraying or fogging systems and components that are demonstrated not to be capable of delivering biological agents in the form of infectious aerosols.
Technical Notes:
1. Droplet size for spray equipment or nozzles specially designed for use on aircraft, lighter-than-air vehicles or unmanned aerial vehicles should be measured using either of the following:
a.

Doppler laser method ;

b.

Forward laser diffraction method .

2. In 9A350 VMD means Volume Median Diameter and for water-based systems this equates to Mass Median Diameter (MMD).

B. TEST AND PRODUCTION EQUIPMENT U.K.

No Description
I.B.2B350

Chemical manufacturing facilities, equipment and components, as follows:

a.

Reaction vessels or reactors, with or without agitators, with total internal (geometric) volume greater than 0,1 m 3 (100 litres) and less than 20 m 3 ( 20 000 litres), where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coating or glass lining);

4.

Nickel or alloys with more than 40 % nickel by weight;

5.

Tantalum or tantalum alloys ;

6.

Titanium or titanium alloys ;

7.

Zirconium or zirconium alloys ; or

8.

Niobium (columbium) or niobium alloys ;

b.

Agitators for use in reaction vessels or reactors specified in 2B350.a.; and impellers, blades or shafts designed for such agitators, where all surfaces of the agitator that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Nickel or alloys with more than 40 % nickel by weight;

5.

Tantalum or tantalum alloys ;

6.

Titanium or titanium alloys ;

7.

Zirconium or zirconium alloys ; or

8.

Niobium (columbium) or niobium alloys ;

c.

Storage tanks, containers or receivers with a total internal (geometric) volume greater than 0,1 m 3 (100 litres) where all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Nickel or alloys with more than 40 % nickel by weight;

5.

Tantalum or tantalum alloys ;

6.

Titanium or titanium alloys ;

7.

Zirconium or zirconium alloys ; or

8.

Niobium (columbium) or niobium alloys ;

d.

Heat exchangers or condensers with a heat transfer surface area greater than 0,15 m 2 , and less than 20 m 2 ; and tubes, plates, coils or blocks (cores) designed for such heat exchangers or condensers, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Graphite or carbon graphite ;

5.

Nickel or alloys with more than 40 % nickel by weight;

6.

Tantalum or tantalum alloys ;

7.

Titanium or titanium alloys ;

8.

Zirconium or zirconium alloys ;

9.

Silicon carbide;

10.

Titanium carbide; or

11.

Niobium (columbium) or niobium alloys ;

e.

Distillation or absorption columns of internal diameter greater than 0,1 m; and liquid distributors, vapour distributors or liquid collectors designed for such distillation or absorption columns, where all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Graphite or carbon graphite ;

5.

Nickel or alloys with more than 40 % nickel by weight;

6.

Tantalum or tantalum alloys ;

7.

Titanium or titanium alloys ;

8.

Zirconium or zirconium alloys ; or

9.

Niobium (columbium) or niobium alloys ;

f.

Remotely operated filling equipment in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight; or

2.

Nickel or alloys with more than 40 % nickel by weight;

g.

Valves with nominal sizes greater than 10 mm and casings (valve bodies) or preformed casing liners designed for such valves, in which all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Nickel or alloys with more than 40 % nickel by weight;

5.

Tantalum or tantalum alloys ;

6.

Titanium or titanium alloys ;

7.

Zirconium or zirconium alloys ;

8.

Niobium (columbium) or niobium alloys ; or

9.

Ceramic materials as follows:

a.

Silicon carbide with purity of 80 % or more by weight;

b.

Aluminium oxide (alumina) with purity of 99,9 % or more by weight;

c.

Zirconium oxide (zirconia);

Technical Note :

The nominal size is defined as the smaller of the inlet and outlet diameters.

h.

Multi-walled piping incorporating a leak detection port, in which all surfaces that come in direct contact with the chemical(s) being processed or contained are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

3.

Glass (including vitrified or enamelled coatings or glass lining);

4.

Graphite or carbon graphite ;

5.

Nickel or alloys with more than 40 % nickel by weight;

6.

Tantalum or tantalum alloys ;

7.

Titanium or titanium alloys ;

8.

Zirconium or zirconium alloys ; or

9.

Niobium (columbium) or niobium alloys ;

i.

Multiple-seal and seal-less pumps, with manufacturer’s specified maximum flow-rate greater than 0,6 m 3 /hour, or vacuum pumps with manufacturer’s specified maximum flow-rate greater than 5 m 3 /hour (under standard temperature (273 K (0 °C)) and pressure (101,3 kPa) conditions); and casings (pump bodies), preformed casing liners, impellers, rotors or jet pump nozzles designed for such pumps, in which all surfaces that come in direct contact with the chemical(s) being processed are made from any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Ceramics;

3.

Ferrosilicon (high silicon iron alloys);

4.

Fluoropolymers (polymeric or elastomeric materials with more than 35 % fluorine by weight);

5.

Glass (including vitrified or enamelled coatings or glass lining);

6.

Graphite or carbon graphite ;

7.

Nickel or alloys with more than 40 % nickel by weight;

8.

Tantalum or tantalum alloys ;

9.

Titanium or titanium alloys ;

10.

Zirconium or zirconium alloys ; or

11.

Niobium (columbium) or niobium alloys ;

j.

Incinerators designed to destroy chemicals specified in entry 1C350, having specially designed waste supply systems, special handling facilities and an average combustion chamber temperature greater than 1 273 K ( 1 000 °C), in which all surfaces in the waste supply system that come into direct contact with the waste products are made from or lined with any of the following materials:

1.

Alloys with more than 25 % nickel and 20 % chromium by weight;

2.

Ceramics; or

3.

Nickel or alloys with more than 40 % nickel by weight.

Technical Notes:
1. Carbon graphite is a composition consisting of amorphous carbon and graphite, in which the graphite content is eight percent or more by weight.
2. For the listed materials in the above entries, the term alloy when not accompanied by a specific elemental concentration is understood as identifying those alloys where the identified metal is present in a higher percentage by weight than any other element.
I.B.2B351

Toxic gas monitoring systems and their dedicated detecting components, other than those specified in 1A004, as follows; and detectors; sensor devices; and replaceable sensor cartridges therefor:

a.

Designed for continuous operation and usable for the detection of chemical warfare agents or chemicals specified in 1C350, at concentrations of less than 0,3 mg/m 3 ; or

b.

Designed for the detection of cholinesterase-inhibiting activity.

I.B.2B352

Equipment capable of use in handling biological materials, as follows:

a.

Complete biological containment facilities at P3, P4 containment level;

Technical Note:

P3 or P4 (BL3, BL4, L3, L4) containment levels are as specified in the WHO Laboratory Biosafety manual (3rd edition Geneva 2004).

b.

Fermenters capable of cultivation of pathogenic micro-organisms , viruses or capable of toxin production, without the propagation of aerosols, and having a total capacity of 20 litres or more;

Technical Note:

Fermenters include bioreactors, chemostats and continuous-flow systems.

c.

Centrifugal separators, capable of continuous separation without the propagation of aerosols, having all the following characteristics:

1.

Flow rate exceeding 100 litres per hour;

2.

Components of polished stainless steel or titanium;

3.

One or more sealing joints within the steam containment area; and

4.

Capable of in-situ steam sterilisation in a closed state;

Technical Note:

Centrifugal separators include decanters.

d.

Cross (tangential) flow filtration equipment and components as follows:

1.

Cross (tangential) flow filtration equipment capable of separation of pathogenic micro-organisms , viruses, toxins or cell cultures, without the propagation of aerosols, having all of the following characteristics:

a.

A total filtration area equal to or greater than 1 m 2 ; and

b.

Having either of the following characteristics:

1.

Capable of being sterilised or disinfected in-situ; or

2.

Using disposable or single-use filtration components;

Technical Note:

In 2B352.d.1.b. sterilised denotes the elimination of all viable microbes from the equipment through the use of either physical (e.g. steam) or chemical agents. Disinfected denotes the destruction of potential microbial infectivity in the equipment through the use of chemical agents with a germicidal effect. Disinfection and sterilisation are distinct from sanitisation, the latter referring to cleaning procedures designed to lower the microbial content of equipment without necessarily achieving elimination of all microbial infectivity or viability.

2.

Cross (tangential) flow filtration components (e.g. modules, elements, cassettes, cartridges, units or plates) with filtration area equal to or greater than 0,2 m 2 for each component and designed for use in cross (tangential) flow filtration equipment specified in 2B352.d.;

Note: 2B352.d. does not control reverse osmosis equipment, as specified by the manufacturer.
e.

Steam sterilisable freeze drying equipment with a condenser capacity exceeding 10 kg of ice in 24 hours and less than 1 000 kg of ice in 24 hours;

f.

Protective and containment equipment, as follows:

1.

Protective full or half suits, or hoods dependent upon a tethered external air supply and operating under positive pressure;

Note: 2B352.f.1. does not control suits designed to be worn with self-contained breathing apparatus.
2.

Class III biological safety cabinets or isolators with similar performance standards;

Note: In 2B352.f.2., isolators include flexible isolators, dry boxes, anaerobic chambers, glove boxes and laminar flow hoods (closed with vertical flow).
g.

Chambers designed for aerosol challenge testing with micro-organisms, viruses or toxins and having a capacity of 1 m 3 or greater.

C. MATERIALS U.K.

a

Council Directive 2005/94/EC of 20 December 2005 on Community measures for the control of avian influenza ( OJ L 10, 14.1.2006, p. 16 ).

No Description
I.B.1C350

Chemicals, which may be used as precursors for toxic chemical agents, as follows, and chemical mixtures containing one or more thereof:

NB: SEE ALSO MILITARY GOODS CONTROLS AND 1C450.
1.

Thiodiglycol (111-48-8);

2.

Phosphorus oxychloride (10025-87-3);

3.

Dimethyl methylphosphonate (756-79-6);

4.

SEE MILITARY GOODS CONTROLS FOR

Methyl phosphonyl difluoride (676-99-3);

5.

Methyl phosphonyl dichloride (676-97-1);

6.

Dimethyl phosphite (DMP) (868-85-9);

7.

Phosphorus trichloride (7719-12-2);

8.

Trimethyl phosphite (TMP) (121-45-9);

9.

Thionyl chloride (7719-09-7);

10.

3-Hydroxy-1-methylpiperidine (3554-74-3);

11.

N,N-Diisopropyl-(beta)-aminoethyl chloride (96-79-7);

12.

N,N-Diisopropyl-(beta)-aminoethane thiol (5842-07-9);

13.

3-Quinuclidinol (1619-34-7);

14.

Potassium fluoride (7789-23-3);

15.

2-Chloroethanol (107-07-3);

16.

Dimethylamine (124-40-3);

17.

Diethyl ethylphosphonate (78-38-6);

18.

Diethyl-N,N-dimethylphosphoramidate (2404-03-7);

19.

Diethyl phosphite (762-04-9);

20.

Dimethylamine hydrochloride (506-59-2);

21.

Ethyl phosphinyl dichloride (1498-40-4);

22.

Ethyl phosphonyl dichloride (1066-50-8);

23.

SEE MILITARY GOODS CONTROLS FOR

Ethyl phosphonyl difluoride (753-98-0);

24.

Hydrogen fluoride (7664-39-3);

25.

Methyl benzilate (76-89-1);

26.

Methyl phosphinyl dichloride (676-83-5);

27.

N,N-Diisopropyl-(beta)-amino ethanol (96-80-0);

28.

Pinacolyl alcohol (464-07-3);

29.

SEE MILITARY GOODS CONTROLS FOR

O-Ethyl-2-diisopropylaminoethyl methyl phosphonite (QL) (57856-11-8);

30.

Triethyl phosphite (122-52-1);

31.

Arsenic trichloride (7784-34-1);

32.

Benzilic acid (76-93-7);

33.

Diethyl methylphosphonite (15715-41-0);

34.

Dimethyl ethylphosphonate (6163-75-3);

35.

Ethyl phosphinyl difluoride (430-78-4);

36.

Methyl phosphinyl difluoride (753-59-3);

37.

3-Quinuclidone (3731-38-2);

38.

Phosphorus pentachloride (10026-13-8);

39.

Pinacolone (75-97-8);

40.

Potassium cyanide (151-50-8);

41.

Potassium bifluoride (7789-29-9);

42.

Ammonium hydrogen fluoride or ammonium bifluoride (1341-49-7);

43.

Sodium fluoride (7681-49-4);

44.

Sodium bifluoride (1333-83-1);

45.

Sodium cyanide (143-33-9);

46.

Triethanolamine (102-71-6);

47.

Phosphorus pentasulphide (1314-80-3);

48.

Di-isopropylamine (108-18-9);

49.

Diethylaminoethanol (100-37-8);

50.

Sodium sulphide (1313-82-2);

51.

Sulphur monochloride (10025-67-9);

52.

Sulphur dichloride (10545-99-0);

53.

Triethanolamine hydrochloride (637-39-8);

54.

N,N-Diisopropyl-(Beta)-aminoethyl chloride hydrochloride (4261-68-1);

55.

Methylphosphonic acid (993-13-5);

56.

Diethyl methylphosphonate (683-08-9);

57.

N,N-Dimethylaminophosphoryl dichloride (677-43-0);

58.

Triisopropyl phosphite (116-17-6);

59.

Ethyldiethanolamine (139-87-7);

60.

O,O-Diethyl phosphorothioate (2465-65-8);

61.

O,O-Diethyl phosphorodithioate (298-06-6);

62.

Sodium hexafluorosilicate (16893-85-9);

63.

Methylphosphonothioic dichloride (676-98-2).

Note 1: For exports to States not Party to the Chemical Weapons Convention , 1C350 does not control chemical mixtures containing one or more of the chemicals specified in entries 1C350.1, .3, .5, .11, .12, .13, .17, .18, .21, .22, .26, .27, .28, .31, .32, .33, .34, .35, .36, .54, .55, .56, .57 and .63 in which no individually specified chemical constitutes more than 10 % by the weight of the mixture.
Note 2: 1C350 does not control chemical mixtures containing one or more of the chemicals specified in entries 1C350.2, .6, .7, .8, .9, .10, .14, .15, .16, .19, .20, .24, .25, .30, .37, .38, .39, .40, .41, .42, .43, .44, .45, .46, .47, .48, .49, .50, .51, .52, .53, .58, .59, .60, .61 and .62 in which no individually specified chemical constitutes more than 30 % by the weight of the mixture.
Note 3: 1C350 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.
I.B.1C351

Human pathogens, zoonoses and toxins , as follows:

a.

Viruses, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Andes virus;

2.

Chapare virus;

3.

Chikungunya virus;

4.

Choclo virus;

5.

Congo-Crimean haemorrhagic fever virus;

6.

Dengue fever virus;

7.

Dobrava-Belgrade virus;

8.

Eastern equine encephalitis virus;

9.

Ebola virus;

10.

Guanarito virus;

11.

Hantaan virus;

12.

Hendra virus (Equine morbillivirus);

13.

Japanese encephalitis virus;

14.

Junin virus;

15.

Kyasanur Forest virus;

16.

Laguna Negra virus;

17.

Lassa fever virus;

18.

Louping ill virus;

19.

Lujo virus;

20.

Lymphocytic choriomeningitis virus;

21.

Machupo virus;

22.

Marburg virus;

23.

Monkey pox virus;

24.

Murray Valley encephalitis virus;

25.

Nipah virus;

26.

Omsk haemorrhagic fever virus;

27.

Oropouche virus;

28.

Powassan virus;

29.

Rift Valley fever virus;

30.

Rocio virus;

31.

Sabia virus;

32.

Seoul virus;

33.

Sin nombre virus;

34.

St Louis encephalitis virus;

35.

Tick-borne encephalitis virus (Russian Spring-Summer encephalitis virus);

36.

Variola virus;

37.

Venezuelan equine encephalitis virus;

38.

Western equine encephalitis virus;

39.

Yellow fever virus;

b.

Rickettsiae, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Coxiella burnetii;

2.

Bartonella quintana (Rochalimaea quintana, Rickettsia quintana);

3.

Rickettsia prowasecki;

4.

Rickettsia rickettsii;

c.

Bacteria, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Bacillus anthracis;

2.

Brucella abortus;

3.

Brucella melitensis;

4.

Brucella suis;

5.

Chlamydia psittaci;

6.

Clostridium botulinum;

7.

Francisella tularensis;

8.

Burkholderia mallei (Pseudomonas mallei);

9.

Burkholderia pseudomallei (Pseudomonas pseudomallei);

10.

Salmonella typhi;

11.

Shigella dysenteriae;

12.

Vibrio cholerae;

13.

Yersinia pestis;

14.

Clostridium perfringens epsilon toxin producing types;

15.

Enterohaemorrhagic Escherichia coli, serotype O157 and other verotoxin producing serotypes;

d.

Toxins , as follows, and sub-unit of toxins thereof:

1.

Botulinum toxins;

2.

Clostridium perfringens toxins;

3.

Conotoxin;

4.

Ricin;

5.

Saxitoxin;

6.

Shiga toxin;

7.

Staphylococcus aureus toxins;

8.

Tetrodotoxin;

9.

Verotoxin and shiga-like ribosome inactivating proteins;

10.

Microcystin (Cyanginosin);

11.

Aflatoxins;

12.

Abrin;

13.

Cholera toxin;

14.

Diacetoxyscirpenol toxin;

15.

T-2 toxin;

16.

HT-2 toxin;

17.

Modeccin;

18.

Volkensin;

19.

Viscum album Lectin 1 (Viscumin);

Note: 1C351.d. does not control botulinum toxins or conotoxins in product form meeting all of the following criteria:
1.

Are pharmaceutical formulations designed for human administration in the treatment of medical conditions ;

2.

Are pre-packaged for distribution as medical products ;

3.

Are authorised by a state authority to be marketed as medical products.

e.

Fungi, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Coccidioides immitis;

2.

Coccidioides posadasii.

Note: 1C351 does not control vaccines or immunotoxins .
I.B.1C352

Animal pathogens, as follows:

a.

Viruses, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

African swine fever virus;

2.

Avian influenza virus, which are:

a.

Uncharacterised; or

b.

Defined in Annex I(2) to Directive 2005/94/EC a as having high pathogenicity, as follows:

1.

Type A viruses with an IVPI (intravenous pathogenicity index) in six-week-old chickens of greater than 1,2; or

2.

Type A viruses of the subtypes H5 or H7 with genome sequences codified for multiple basic amino acids at the cleavage site of the haemagglutinin molecule similar to that observed for other HPAI viruses, indicating that the haemagglutinin molecule can be cleaved by a host ubiquitous protease;

3.

Bluetongue virus;

4.

Foot and mouth disease virus;

5.

Goat pox virus;

6.

Porcine herpes virus (Aujeszky’s disease);

7.

Swine fever virus (Hog cholera virus);

8.

Lyssa virus;

9.

Newcastle disease virus;

10.

Peste des petits ruminants virus;

11.

Porcine enterovirus type 9 (swine vesicular disease virus);

12.

Rinderpest virus;

13.

Sheep pox virus;

14.

Teschen disease virus;

15.

Vesicular stomatitis virus;

16.

Lumpy skin disease virus;

17.

African horse sickness virus;

b.

Mycoplasmas, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Mycoplasma mycoides subspecies mycoides SC (small colony);

2.

Mycoplasma capricolum subspecies capripneumoniae.

Note: 1C352 does not control vaccines .
I.B.1C353

Genetic elements and genetically modified organisms, as follows:

a.

Genetically modified organisms or genetic elements that contain nucleic acid sequences associated with pathogenicity of organisms specified in 1C351.a., 1C351.b., 1C351.c, 1C351.e., 1C352 or 1C354;

b.

Genetically modified organisms or genetic elements that contain nucleic acid sequences coding for any of the toxins specified in 1C351.d. or sub-units of toxins thereof.

Technical Notes :
1. Genetic elements include, inter alia, chromosomes, genomes, plasmids, transposons and vectors whether genetically modified or unmodified.
2. Nucleic acid sequences associated with the pathogenicity of any of the micro-organisms specified in 1C351.a., 1C351.b., 1C351.c., 1C351.e., 1C352 or 1C354 means any sequence specific to the specified micro-organism that:
a.

In itself or through its transcribed or translated products represents a significant hazard to human, animal or plant health; or

b.

Is known to enhance the ability of a specified micro-organism, or any other organism into which it may be inserted or otherwise integrated, to cause serious harm to humans, animals or plant health.

Note: 1C353 does not apply to nucleic acid sequences associated with the pathogenicity of enterohaemorrhagic Escherichia coli, serotype O157 and other verotoxin producing strains, other than those coding for the verotoxin, or for its sub-units.
I.B.1C354

Plant pathogens, as follows:

a.

Viruses, whether natural, enhanced or modified, either in the form of isolated live cultures or as material including living material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Potato Andean latent tymovirus;

2.

Potato spindle tuber viroid;

b.

Bacteria, whether natural, enhanced or modified, either in the form of isolated live cultures or as material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Xanthomonas albilineans;

2.

Xanthomonas campestris pv. citri including strains referred to as Xanthomonas campestris pv. citri types A,B,C,D,E or otherwise classified as Xanthomonas citri, Xanthomonas campestris pv. aurantifolia or Xanthomonas campestris pv. citrumelo;

3.

Xanthomonas oryzae pv. Oryzae (Pseudomonas campestris pv. Oryzae);

4.

Clavibacter michiganensis subsp. Sepedonicus (Corynebacterium michiganensis subsp. Sepedonicum or Corynebacterium Sepedonicum);

5.

Ralstonia solanacearum Races 2 and 3 (Pseudomonas solanacearum Races 2 and 3 or Burkholderia solanacearum Races 2 and 3);

c.

Fungi, whether natural, enhanced or modified, either in the form of isolated live cultures or as material which has been deliberately inoculated or contaminated with such cultures, as follows:

1.

Colletotrichum coffeanum var. virulans (Colletotrichum kahawae);

2.

Cochliobolus miyabeanus (Helminthosporium oryzae);

3.

Microcyclus ulei (syn. Dothidella ulei);

4.

Puccinia graminis (syn. Puccinia graminis f. sp. tritici);

5.

Puccinia striiformis (syn. Puccinia glumarum);

6.

Magnaporthe grisea (pyricularia grisea/pyricularia oryzae).

I.B.1C450

Toxic chemicals and toxic chemical precursors, as follows, and chemical mixtures containing one or more thereof:

NB: SEE ALSO ENTRY 1C350, 1C351.d. AND MILITARY GOODS CONTROLS.
a.

Toxic chemicals, as follows:

1.

Amiton: O,O-Diethyl S-[2-(diethylamino)ethyl] phosphorothiolate (78-53-5) and corresponding alkylated or protonated salts;

2.

PFIB: 1,1,3,3,3-Pentafluoro-2-(trifluoromethyl)-1-propene (382-21-8);

3.

SEE MILITARY GOODS CONTROLS FOR

BZ: 3-Quinuclidinyl benzilate (6581-06-2);

4.

Phosgene: Carbonyl dichloride (75-44-5);

5.

Cyanogen chloride (506-77-4);

6.

Hydrogen cyanide (74-90-8);

7.

Chloropicrin: Trichloronitromethane (76-06-2);

Note 1: For exports to States not Party to the Chemical Weapons Convention , 1C450 does not control chemical mixtures containing one or more of the chemicals specified in entries 1C450.a.1. and .a.2. in which no individually specified chemical constitutes more than 1 % by the weight of the mixture.
Note 2: 1C450 does not control chemical mixtures containing one or more of the chemicals specified in entries 1C450.a.4., .a.5., .a.6. and .a.7. in which no individually specified chemical constitutes more than 30 % by the weight of the mixture.
Note 3: 1C450 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.
b.

Toxic chemical precursors, as follows:

1.

Chemicals, other than those specified in the Military Goods Controls or in 1C350, containing a phosphorus atom to which is bonded one methyl, ethyl or propyl (normal or iso) group but not further carbon atoms;

Note: 1C450.b.1 does not control Fonofos: O-Ethyl S-phenyl ethylphosphonothiolothionate (944-22-9);
2.

N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] phosphoramidic dihalides, other than N,N-Dimethylaminophosphoryl dichloride;

NB: See 1C350.57. for N,N-Dimethylaminophosphoryl dichloride.
3.

Dialkyl [methyl, ethyl or propyl (normal or iso)] N,N-dialkyl [methyl, ethyl or propyl (normal or iso)]-phosphoramidates, other than Diethyl-N,N-dimethylphosphoramidate which is specified in 1C350;

4.

N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethyl-2-chlorides and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethyl chloride or N,N-Diisopropyl-(beta)-aminoethyl chloride hydrochloride which are specified in 1C350;

5.

N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-ols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethanol (96-80-0) and N,N-Diethylaminoethanol (100-37-8) which are specified in 1C350;

Note: 1C450.b.5. does not control the following:
a.

N,N-Dimethylaminoethanol (108-01-0) and corresponding protonated salts ;

b.

Protonated salts of N,N-Diethylaminoethanol (100-37-8).

6.

N,N-Dialkyl [methyl, ethyl or propyl (normal or iso)] aminoethane-2-thiols and corresponding protonated salts, other than N,N-Diisopropyl-(beta)-aminoethane thiol which is specified in 1C350;

7.

See 1C350 for ethyldiethanolamine (139-87-7);

8.

Methyldiethanolamine (105-59-9).

Note 1: For exports to States not Party to the Chemical Weapons Convention , 1C450 does not control chemical mixtures containing one or more of the chemicals specified in entries 1C450.b.1., .b.2., .b.3., .b.4., .b.5. and .b.6. in which no individually specified chemical constitutes more than 10 % by the weight of the mixture.
Note 2: 1C450 does not control chemical mixtures containing one or more of the chemicals specified in entry 1C450.b.8. in which no individually specified chemical constitutes more than 30 % by the weight of the mixture.
Note 3: 1C450 does not control products identified as consumer goods packaged for retail sale for personal use or packaged for individual use.

D. SOFTWARE U.K.

No Description
I.B.1D003 Software specially designed or modified to enable equipment to perform the functions of equipment specified in 1A004.c. or 1A004.d.
I.B.2D351 Software , other than that specified in 1D003, specially designed for use of equipment specified in 2B351.
I.B.9D001 Software specially designed or modified for the development of equipment or technology , specified in 9A012.
I.B.9D002 Software specially designed or modified for the production of equipment specified in 9A012.

E. TECHNOLOGY U.K.

No Description
I.B.1E001 Technology according to the General Technology Note for the development or production of equipment or materials specified in 1A004, 1C350 to 1C354 or 1C450.
I.B.2E001 Technology according to the General Technology Note for the development of equipment or software specified in 2B350, 2B351, 2B352 or 2D351.
I.B.2E002 Technology according to the General Technology Note for the production of equipment specified in 2B350, 2B351 or 2B352.
I.B.2E301 Technology according to the General Technology Note for the use of goods specified in 2B350 to 2B352.
I.B.9E001 Technology according to the General Technology Note for the development of equipment or software , specified in 9A012 or 9A350.
I.B.9E002 Technology according to the General Technology Note for the production of equipment specified in 9A350.
I.B.9E101

Technology according to the General Technology Note for the production of UAVs specified in 9A012.

Technical Note:

In 9E101.b. UAV means unmanned aerial vehicle systems capable of a range exceeding 300 km.

I.B.9E102

Technology according to the General Technology Note for the use UAVs specified in 9A012.

Technical Note:

In 9E101.b. UAV means unmanned aerial vehicle systems capable of a range exceeding 300 km.]

(1)

[F1Council Regulation (EC) No 428/2009 of 5 May 2009 setting up a Community regime for the control of exports, transfer, brokering and transit of dual-use items ( OJ L 134, 29.5.2009, p. 1 ).]