- Y Diweddaraf sydd Ar Gael (Diwygiedig)
- Gwreiddiol (Fel y’i mabwysiadwyd gan yr UE)
Commission Implementing Regulation (EU) 2017/105 of 26 October 2016 amending Implementing Regulation (EU) No 1247/2012 laying down implementing technical standards with regard to the format and frequency of trade reports to trade repositories according to Regulation (EU) No 648/2012 of the European Parliament and of the Council on OTC derivatives, central counterparties and trade repositories (Text with EEA relevance)
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Counterparty Data
a Directive 2009/138/EC of the European Parliament and of the Council of 25 November 2009 on the taking-up and pursuit of the business of Insurance and Reinsurance (Solvency II) (OJ L 335, 17.12.2009, p. 1). | ||
b Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338). | ||
c Directive 2004/39/EC of the European Parliament and of the Council of 21 April 2004 on markets in financial instruments amending Council Directives 85/611/EEC and 93/6/EEC and Directive 2000/12/EC of the European Parliament and of the Council and repealing Council Directive 93/22/EEC (OJ L 145, 30.4.2004, p. 1). | ||
d Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011 on Alternative Investment Fund Managers and amending Directives 2003/41/EC and 2009/65/EC and Regulations (EC) No 1060/2009 and (EU) No 1095/2010 (OJ L 174, 1.7.2011, p. 1). | ||
e Directive 2003/41/EC of the European Parliament and of the Council of 3 June 2003 on the activities and supervision of institutions for occupational retirement provision (OJ L 235, 23.9.2003, p. 10). | ||
f Directive 2009/65/EC of the European Parliament and of the Council of 13 July 2009 on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) (OJ L 302, 17.11.2009, p. 32). | ||
g Regulation (EC) No 1893/2006 of the European Parliament and of the Council of 20 December 2006 establishing the statistical classification of economic activities NACE Revision 2 and amending Council Regulation (EEC) No 3037/90 as well as certain EC Regulations on specific statistical domains (OJ L 393, 30.12.2006, p. 1). | ||
Field | Format | |
---|---|---|
Parties to the contract | ||
1 | Reporting timestamp | ISO 8601 date in the format and Coordinated Universal Time (UTC) time format YYYY-MM-DDThh:mm:ssZ |
2 | Reporting Counterparty ID | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code. |
3 | Type of ID of the other Counterparty | “LEI” for ISO 17442 Legal Entity Identifier (LEI) “CLC” for Client code |
4 | ID of the other Counterparty | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code. Client code (up to 50 alphanumerical digits). |
5 | Country of the other Counterparty | ISO 3166 — 2 character country code |
6 | Corporate sector of the reporting counterparty | Taxonomy for Financial Counterparties:
Taxonomy for Non-Financial Counterparties. The following categories correspond to the main sections of Statistical classification of economic activities in the European Community (NACE) as defined in Regulation (EC) No 1893/2006 of the European Parliament and of the Councilg
Where more than one activity is reported, list the codes in order of the relative importance of the corresponding activities, separating them with a “-”. Leave blank in the case of CCPs and other type of counterparties in accordance with Article 1(5) of Regulation (EU) No 648/2012. |
7 | Nature of the reporting counterparty | F = Financial Counterparty N = Non-Financial Counterparty C = Central Counterparty O = Other |
8 | Broker ID | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code. |
9 | Report submitting entity ID | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code |
10 | Clearing member ID | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code |
11 | Type of ID of the Beneficiary | “LEI” for ISO 17442 Legal Entity Identifier (LEI) “CLC” for Client code |
12 | Beneficiary ID | ISO 17442 Legal Entity Identifier (LEI) 20 alphanumerical character code or up to 50 alphanumerical character client code in the case where the client is not eligible for a Legal Entity Identifier |
13 | Trading capacity | P = Principal A = Agent |
14 | Counterparty side | B = Buyer S = Seller Populated in accordance with Article 3a |
15 | Directly linked to commercial activity or treasury financing | Y = Yes N = No |
16 | Clearing threshold | Y = Above the threshold N = Below the threshold |
17 | Value of contract | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. The negative symbol, if populated, is not counted as a numerical character. |
18 | Currency of the value | ISO 4217 Currency Code, 3 alphabetical characters |
19 | Valuation timestamp | ISO 8601 date in the UTC time format YYYY-MM-DDThh:mm:ssZ |
20 | Valuation type | M = Mark-to-market O = Mark-to-model C = CCP's valuation. |
21 | Collateralisation | U = uncollateralised PC = partially collateralised OC = one way collateralised FC = fully collateralised Populated in accordance with Article 3b |
22 | Collateral portfolio | Y = Yes N = No |
23 | Collateral portfolio code | Up to 52 alphanumerical characters including four special characters: “. - _.” Special characters are not allowed at the beginning and at the end of the code. No space allowed. |
24 | Initial margin posted | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
25 | Currency of the initial margin posted | ISO 4217 Currency Code, 3 alphabetical characters |
26 | Variation margin posted | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
27 | Currency of the variation margins posted | ISO 4217 Currency Code, 3 alphabetical characters |
28 | Initial margin received | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
29 | Currency of the initial margin received | ISO 4217 Currency Code, 3 alphabetical characters |
30 | Variation margin received | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
31 | Currency of the variation margins received | ISO 4217 Currency Code, 3 alphabetical characters |
32 | Excess collateral posted | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
33 | Currency of the excess collateral posted | ISO 4217 Currency Code, 3 alphabetical characters |
34 | Excess collateral received | Up to 20 numerical characters including decimals. The decimal mark is not counted as a numerical character. If populated, it shall be represented by a dot. |
35 | Currency of the excess collateral received | ISO 4217 Currency Code, 3 alphabetical characters |
Common Data
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