- Deddfwriaeth Ddrafft
This is a draft item of legislation. This draft has since been made as a UK Statutory Instrument: The Market Abuse (Amendment) (EU Exit) Regulations 2019 (revoked) No. 310
14.—(1) Omit Article 30 (administrative sanctions and other administrative measures).
(2) In Article 31 (exercise of supervisory powers and imposition of sanctions)—
(a)in paragraph 1—
(i)in the opening words—
(aa)omit “Member States shall ensure that”;
(bb)for “competent authorities” substitute “the FCA must”;
(ii)in point (e), for “competent authority” substitute “FCA”;
(b)omit paragraph 2.
(3) For Article 32 (reporting of infringements) substitute—
1. The Treasury may by regulations specify procedures to enable reporting of actual or potential infringements of this Regulation to the FCA, including—
(a)the arrangements for reporting and for following-up reports;
(b)measures for the protection of persons working under a contract of employment; and
(c)measures for the protection of personal data.
2. Regulations made under paragraph 1 may amend the Financial Services and Markets Act 2000 (Markets Abuse) Regulations 2016(1).”
(4) Omit Article 33 (exchange of information with ESMA).
(5) In Article 34 (publication of decisions)—
(a)in paragraph 1—
(i)in the opening words—
(aa)for “competent authorities” substitute “the FCA”;
(bb)for “their website” substitute “its website”;
(ii)in the third subparagraph—
(aa)in the opening words, for “a competent authority” substitute “the FCA”;
(bb)in point (b), for “national law” substitute “the law of the United Kingdom”;
(cc)in point (c), for “competent authority” substitute “FCA”;
(iii)in the final subparagraph, for “a competent authority” substitute “the FCA”;
(b)in paragraph 2—
(i)for “competent authorities” substitute “the FCA”
(ii)for “their website” substitute “its website”;
(c)in paragraph 3—
(i)for “Competent authorities” substitute “The FCA”;
(ii)for “their website” substitute “its website”;
(iii)for “competent authority” substitute “FCA”.
Y Diweddaraf sydd Ar Gael (diwygiedig):Y fersiwn ddiweddaraf sydd ar gael o’r ddeddfwriaeth yn cynnwys newidiadau a wnaed gan ddeddfwriaeth ddilynol ac wedi eu gweithredu gan ein tîm golygyddol. Gellir gweld y newidiadau nad ydym wedi eu gweithredu i’r testun eto yn yr ardal ‘Newidiadau i Ddeddfwriaeth’.
Gwreiddiol (Fel y’i Deddfwyd neu y’i Gwnaed): Mae'r wreiddiol fersiwn y ddeddfwriaeth fel ag yr oedd pan gafodd ei deddfu neu eu gwneud. Ni wnaed unrhyw newidiadau i’r testun.
Mae Memorandwm Esboniadol Drafft yn nodi datganiad byr o ddiben Offeryn Statudol Drafft ac yn rhoi gwybodaeth am ei amcan polisi a goblygiadau polisi. Eu nod yw gwneud yr Offeryn Statudol Drafft yn hygyrch i ddarllenwyr nad oes ganddynt gymhwyster cyfreithiol, ac maent yn cyd-fynd ag unrhyw Offeryn Statudol neu Offeryn Statudol Drafft a gyflwynwyd yn fanwl gerbron y Senedd o Fehefin 2004 ymlaen.
Gallwch wneud defnydd o ddogfennau atodol hanfodol a gwybodaeth ar gyfer yr eitem ddeddfwriaeth o’r tab hwn. Yn ddibynnol ar yr eitem ddeddfwriaeth sydd i’w gweld, gallai hyn gynnwys:
Impact Assessments generally accompany all UK Government interventions of a regulatory nature that affect the private sector, civil society organisations and public services. They apply regardless of whether the regulation originates from a domestic or international source and can accompany primary (Acts etc) and secondary legislation (SIs). An Impact Assessment allows those with an interest in the policy area to understand:
Defnyddiwch y ddewislen hon i agor dogfennau hanfodol sy’n cyd-fynd â’r ddeddfwriaeth a gwybodaeth am yr eitem hon o ddeddfwriaeth. Gan ddibynnu ar yr eitem o ddeddfwriaeth sy’n cael ei gweld gall hyn gynnwys:
liciwch ‘Gweld Mwy’ neu ddewis ‘Rhagor o Adnoddau’ am wybodaeth ychwanegol gan gynnwys